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L3HARRIS TECHNOLOGIES, INC. /DE/

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610
SEC CIK
0000202058
Parsed reports
741

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202603
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2019 Filed Jul 1, 2019 19:43 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039662 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,589.08

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 18.589.08 phantom stock units includes 68.11 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:40 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039658 · doc4.xml · derivative · entry 1

JOSHI VYOMESH · CIK 0001207620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731.38

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 7,731.38 phantom stock units includes 27.92 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:38 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039655 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,047.96

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 23,047.96 phantom stock units includes 84.62 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:28 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039640 · doc4.xml · derivative · entry 1

DATTILO THOMAS A · CIK 0001221547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844.02

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 1,844.02 phantom stock units includes 6.13 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:31 UTC
FRADIN ROGERDirector
GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039644 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757.14

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 2,757.14 phantom stock units includes 9.51 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:25 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039636 · doc4.xml · derivative · entry 1

CHIARELLI PETER W · CIK 0001556835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,637.24

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 10,637.24 phantom stock units includes 38.68 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:18 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039627 · doc4.xml · derivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000.41

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 3,000.41 phantom stock units includes 10.41 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionRestricted Stock Units · Derivative 2,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · derivative · entry 18

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionRestricted Stock Units · Derivative 2,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · derivative · entry 17

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionPerformance Stock Units · Derivative 5,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · derivative · entry 16

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 5,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 5,307 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 5,307 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionPerformance Stock Units · Derivative 5,839 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · derivative · entry 15

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 5,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 5,839 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 5,839 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionPerformance Stock Units · Derivative 7,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · derivative · entry 14

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 7,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Tax withholdingCommon Stock, Par Value $1.00 1,045 $189.13 $197,640.85
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 13

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,072.11

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 29.10 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionCommon Stock, Par Value $1.00 2,654 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 12

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,117.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Tax withholdingCommon Stock, Par Value $1.00 1,150 $189.13 $217,499.50
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 11

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,463.11

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionCommon Stock, Par Value $1.00 2,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 10

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,613.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Tax withholdingCommon Stock, Par Value $1.00 2,749 $189.13 $519,918.37
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 9

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,693.11

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
GrantCommon Stock, Par Value $1.00 3,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 8

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,442.11

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionCommon Stock, Par Value $1.00 5,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 7

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,748.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 5,307 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Tax withholdingCommon Stock, Par Value $1.00 3,934 $189.13 $744,037.42
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 6

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,441.11

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
GrantCommon Stock, Par Value $1.00 4,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 5

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,375.11

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionCommon Stock, Par Value $1.00 5,839 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 4

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,218.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 5,839 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Tax withholdingCommon Stock, Par Value $1.00 4,379 $189.13 $828,200.27
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 3

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,379.11

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
GrantCommon Stock, Par Value $1.00 4,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 2

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,758.11

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:04 UTC
GHAI RAHULSr. VP & Chief Financial Off.
Exercise / conversionCommon Stock, Par Value $1.00 7,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040137 · doc4.xml · nonDerivative · entry 1

GHAI RAHUL · CIK 0001666090 · Sr. VP & Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,687.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionRestricted Stock Units · Derivative 415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · derivative · entry 18

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · derivative · entry 17

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionPerformance Stock Units · Derivative 830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · derivative · entry 16

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 830 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 830 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionPerformance Stock Units · Derivative 1,011 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · derivative · entry 15

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 1,011 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 1,011 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionPerformance Stock Units · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · derivative · entry 14

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 1,200 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 1,200 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Tax withholdingCommon Stock, Par Value $1.00 164 $189.13 $31,017.32
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 13

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,088.99

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 72.17 shares acquired through the Harris Corporation 401(k) Retirement Plan from 7/3/18 through 6/19/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionCommon Stock, Par Value $1.00 415 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 12

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,252.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Tax withholdingCommon Stock, Par Value $1.00 124 $189.13 $23,452.12
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 11

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,837.99

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionCommon Stock, Par Value $1.00 506 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 10

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,961.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Tax withholdingCommon Stock, Par Value $1.00 342 $189.13 $64,682.46
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 9

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,455.99

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
GrantCommon Stock, Par Value $1.00 578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 8

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,797.99

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionCommon Stock, Par Value $1.00 830 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 7

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 830 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Tax withholdingCommon Stock, Par Value $1.00 459 $189.13 $86,810.67
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 6

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,389.99

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
GrantCommon Stock, Par Value $1.00 720 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 5

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,848.99

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionCommon Stock, Par Value $1.00 1,011 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 4

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 1,011 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Tax withholdingCommon Stock, Par Value $1.00 461 $189.13 $87,188.93
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 3

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,117.99

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
GrantCommon Stock, Par Value $1.00 692 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 2

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,578.99

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:12 UTC
Taylor Todd A.VP, Principal Accting. Officer
Exercise / conversionCommon Stock, Par Value $1.00 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040144 · doc4.xml · nonDerivative · entry 1

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 1,200 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:34 UTC
Stackley Sean JSegment President
GrantStock Option (Right-to-Buy) · Derivative 2,210 Not disclosed Strike: $162.30 Not disclosed
Disclosure

SEC source: 0001209191-19-040492 · doc4.xml · derivative · entry 3

Stackley Sean J · CIK 0001753454 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Common Stock, Par Value $1.00 · 2,210 shares

Expires 2028-02-20

F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:34 UTC
Stackley Sean JSegment President
Tax withholdingCommon Stock, Par Value $1.00 534 $189.13 $100,995.42
Disclosure

SEC source: 0001209191-19-040492 · doc4.xml · nonDerivative · entry 2

Stackley Sean J · CIK 0001753454 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,685

F3 · shares: Shares withheld by Issuer to pay tax liability incident to the vesting of L3 restricted stock units in the Merger and receipt of shares of Common Stock in settlement thereto.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:34 UTC
Stackley Sean JSegment President
GrantCommon Stock, Par Value $1.00 8,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040492 · doc4.xml · nonDerivative · entry 1

Stackley Sean J · CIK 0001753454 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219

F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio").

F2 · shares: Includes 6,293 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 restricted stock units. These restricted stock units will vest on 02/11/2022.

F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio").

F2 · price: Includes 6,293 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 restricted stock units. These restricted stock units will vest on 02/11/2022.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:31 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantStock Option (Right-to-Buy) · Derivative 97,171 Not disclosed Strike: $162.30 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 7

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,171

Underlying: Common Stock, Par Value $1.00 · 97,171 shares

Expires 2028-02-20

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:31 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantStock Option (Right-to-Buy) · Derivative 112,138 Not disclosed Strike: $149.31 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 6

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,138

Underlying: Common Stock, Par Value $1.00 · 112,138 shares

Expires 2027-12-20

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantStock Option (Right-to-Buy) · Derivative 56,624 Not disclosed Strike: $129.85 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 5

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,264

Underlying: Common Stock, Par Value $1.00 · 56,624 shares

Expires 2027-02-21

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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June 29, 2019 Filed Jul 2, 2019 21:31 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantStock Option (Right-to-Buy) · Derivative 76,190 Not disclosed Strike: $89.39 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,190

Underlying: Common Stock, Par Value $1.00 · 76,190 shares

Expires 2026-02-16

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.