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KENNE LESLIE F

Disclosed activity across 3 companies

Tapewire entity
153719
SEC CIK
0001271898

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OSHKOSH CORPOSK · Entity 3573DirectorNovember 18, 2019November 19, 2019
UNISYS CORPUIS · Entity 6360DirectorFebruary 09, 2017February 13, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OSHKOSH CORP

Report date November 18, 2019 · Filed November 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,502.43 Reported balance After 2019-11-18 transaction · row 1
1 source row

Row 1 · 2019-11-18 · Grant · Acquired 87.51 · Balance 28,502.43

F1: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

UNISYS CORP

Report date February 09, 2017 · Filed February 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect70,943.3 Reported balance After 2017-02-09 transaction · row 1
1 source row

Row 1 · 2017-02-09 · Grant · Acquired 10,639 · Balance 70,943.3

F1: Restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on February 9, 2017, the date of grant. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys common stock upon the earlier of a change in control of Unisys Corporation or termination of service of the director.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on February 9, 2017, the date of grant. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys common stock upon the earlier of a change in control of Unisys Corporation or termination of service of the director.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date June 29, 2019 · Filed July 01, 2019

Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect18,589.08 Reported balance After 2019-06-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-29 · Grant · Acquired 187.45 · Balance 18,589.08

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3: The aggregate of 18.589.08 phantom stock units includes 68.11 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3: The aggregate of 18.589.08 phantom stock units includes 68.11 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2019 Filed Nov 19, 2019 22:41 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 87.51 $90.28 $7,900.40
Disclosure

SEC source: 0000775158-19-000126 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,502.43

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 19:13 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 100.62 $70.39 $7,082.64
Disclosure

SEC source: 0000775158-19-000088 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,414.92

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039662 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,589.08

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 18.589.08 phantom stock units includes 68.11 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:06 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 91.93 $76.78 $7,058.39
Disclosure

SEC source: 0000775158-19-000060 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,314.3

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:41 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 221.98 $163.30 $36,249.33
Disclosure

SEC source: 0001209191-19-022561 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333.52

Underlying: Common Stock,Par Value $1.00 · 221.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 18,333.52 phantom stock units includes 76.62 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 3/7/19.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 14:56 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 89.32 $78.76 $7,034.84
Disclosure

SEC source: 0000775158-19-000029 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,222.37

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:35 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009245 · doc4.xml · derivative · entry 2

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:35 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009245 · doc4.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:24 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 1,925 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000015 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,133.05

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 269.22 $134.65 $36,250.47
Disclosure

SEC source: 0001209191-19-000796 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,034.92

Underlying: Common Stock, Par Value $1.00 · 269.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 18,034.92 phantom stock units includes 83.65 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 11/21/18.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 17:19 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 98.17 $66.09 $6,488.06
Disclosure

SEC source: 0000775158-18-000156 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,208.05

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:53 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 215.04 $168.57 $36,249.29
Disclosure

SEC source: 0001209191-18-053722 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,682.05

Underlying: Common Stock, Par Value $1.00 · 215.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 17,682.05 phantom stock units includes 73.76 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 9/6/18.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 17:30 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 83.02 $69.23 $5,747.47
Disclosure

SEC source: 0000775158-18-000092 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,109.88

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 18:59 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 268.09 $144.54 $38,749.73
Disclosure

SEC source: 0001209191-18-040827 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,393.25

Underlying: Common Stock, Par Value $1.00 · 268.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 17,393.25 phantom stock units includes (a) 64.63 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 5/31/18 and (b) a reduction of a .07 phantom stock unit due to rounding of previous reports by the Plans' recordkeeper.

Read SEC document
May 14, 2018 Filed May 15, 2018 18:24 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 76.62 $74.77 $5,728.88
Disclosure

SEC source: 0000775158-18-000064 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,026.86

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 15:26 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 209.26 $161.28 $33,749.45
Disclosure

SEC source: 0001209191-18-022680 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,060.6

Underlying: Common Stock, Par Value 1.00 · 209.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 17,060.60 phantom stock units includes 61.44 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 3/7/18.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 20:24 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 66.32 $86.15 $5,713.47
Disclosure

SEC source: 0000775158-18-000024 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,950.24

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:26 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009468 · doc4.xml · derivative · entry 2

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Stock, Par Value $1.00 · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:26 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009468 · doc4.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 16:19 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 1,625 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000011 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,883.92

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 17:33 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 2,500 $0.00 Strike: $38.46 $0.00
Disclosure

SEC source: 0000775158-18-000007 · edgar.xml · derivative · entry 3

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 2/1/2012.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 17:33 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 1,061 $90.82 $96,360.02
Disclosure

SEC source: 0000775158-18-000007 · edgar.xml · nonDerivative · entry 2

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,258.92

Read SEC document
January 30, 2018 Filed Jan 31, 2018 17:33 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,500 $38.46 $96,150.00
Disclosure

SEC source: 0000775158-18-000007 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,319.92

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting Person completed a sell to cover exercise of OSK stock options granted in 2011 and due to expire on February 1, 2018.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:17 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 238.26 $141.65 $33,749.53
Disclosure

SEC source: 0001209191-18-000855 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,789.9

Underlying: Common Stock, Par Value $1.00 · 238.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 16,789.90 phantom stock units includes 66.95 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 11/16/17.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 19:03 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 62.75 $84.60 $5,308.65
Disclosure

SEC source: 0000775158-17-000165 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,819.92

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 20:27 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 256.3 $131.68 $33,749.58
Disclosure

SEC source: 0001209191-17-055113 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,484.69

Underlying: Common Stock, Par Value $1.00 · 256.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 16,484.69 phantom stock units includes 75.19 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 9/7/17.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:01 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 63.12 $73.38 $4,631.75
Disclosure

SEC source: 0000775158-17-000099 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,757.17

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 17:16 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 309.41 $109.08 $33,750.44
Disclosure

SEC source: 0001209191-17-043003 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,153.2

Underlying: Common Stock, Par Value $1.00 · 309.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 16,153.20 phantom stock units includes: (a) 74.52 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 5/31/17 and (b) a reduction of a .32 phantom stock unit due to rounding of previous reports by the Plans' recordkeeper.

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May 12, 2017 Filed May 16, 2017 19:12 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 116.15 $65.41 $7,597.37
Disclosure

SEC source: 0000775158-17-000056 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,739.63

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
May 12, 2017 Filed Aug 22, 2017 20:01 UTC Amendment OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 70.57 $65.41 $4,615.98
Disclosure

SEC source: 0000775158-17-000098 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,694.05

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

F2 · shares: This amendment corrects the Securities Acquired from 116.15 to 70.57.

Read SEC document
May 02, 2017 Filed May 3, 2017 16:07 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 575 $0.00 Strike: $29.09 $0.00
Disclosure

SEC source: 0000775158-17-000054 · edgar.xml · derivative · entry 3

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 575 shares

Expires 2017-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/1/2011.

Read SEC document
May 02, 2017 Filed May 3, 2017 16:07 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 246 $68.79 $16,922.34
Disclosure

SEC source: 0000775158-17-000054 · edgar.xml · nonDerivative · entry 2

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,623.48

Read SEC document
May 02, 2017 Filed May 3, 2017 16:07 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 575 $29.09 $16,726.75
Disclosure

SEC source: 0000775158-17-000054 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,869.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2010 and due to expire on November 1, 2017.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 17:28 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 303.32 $111.27 $33,750.42
Disclosure

SEC source: 0001209191-17-024516 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,769.59

Underlying: Common Stock, Par Value $1.00 · 303.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 15,769.59 phantom stock units includes 73.75 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 3/10/17.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 15:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 OtherPhantom Stock Units · Derivative 15,392.26 $109.90 $1,691,609.37
Disclosure

SEC source: 0001209191-17-019118 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,392.52

Underlying: Common Stock, Par Value $1.00 · 15,392.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 16:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 67.34 $68.33 $4,601.34
Disclosure

SEC source: 0000775158-17-000019 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,294.48

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 12:35 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010267 · doc4.xml · derivative · entry 2

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock, Par Value $1.00 · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 12:35 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 334 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010267 · doc4.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 19:27 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 10,639 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005325 · form4.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,943.3

F1 · kind: Restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on February 9, 2017, the date of grant. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys common stock upon the earlier of a change in control of Unisys Corporation or termination of service of the director.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:33 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 2,025 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000011 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,227.14

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 21:30 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 329.37 $102.47 $33,750.54
Disclosure

SEC source: 0001209191-17-000247 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,784.78

Underlying: Common Stock, Par Value $1.00 · 329.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 30,784.78 phantom stock units includes 154.42 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 11/16/16.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 20:10 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 62.38 $66.74 $4,163.24
Disclosure

SEC source: 0000775158-16-000396 · edgar.xml · nonDerivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202.14

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:41 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 368.41 $91.61 $33,750.04
Disclosure

SEC source: 0001209191-16-144022 · doc4.xml · derivative · entry 1

KENNE LESLIE F · CIK 0001271898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,300.99

Underlying: Common Stock, Par Value $1.00 · 368.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 30,300.99 phantom stock units includes: (a) 543.24 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .22 phantom stock unit due to rounding of previous reports by the Plans' record keeper.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.