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HAY LEWIS III

Disclosed activity across 4 companies

Tapewire entity
16069
SEC CIK
0001182705

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547DirectorJuly 24, 2018July 25, 2018
Elevance Health, Inc.ELV · Entity 2934DirectorMay 13, 2026May 15, 2026
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610DirectorMay 11, 2026May 12, 2026
NEXTERA ENERGY INCNEE · Entity 2855Director · Exec Chairman · Director of SubMarch 15, 2013March 18, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date July 24, 2018 · Filed July 25, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,190 Last balance in matching sequence After 2018-07-24 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-07-24 · Exercise / conversion · Acquired 16,446 · Balance 61,636

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Row 2 · 2018-07-24 · Sale · Disposed 16,446 · Balance 45,190

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2019-04-22Direct0 Reported balance After 2018-07-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-07-24 · Exercise / conversion · Disposed 16,446 · Balance 0

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectBy Hay Family Limited Partnership1,806 Reported balance Holding disclosure · report date 2018-07-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,806

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Elevance Health, Inc.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,070 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 563 · Balance 12,070

F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect7,419.34 Reported balance After 2026-05-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 661 · Balance 7,419.34

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer.

F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person.

Common Stock Par Value $1.00SEC Table I · non-derivativeIndirectBy grantor retained annuity trust14,078 Reported balance Holding disclosure · report date 2026-05-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 14,078

F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer.

F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person.

F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025.

NEXTERA ENERGY INC

Report date March 15, 2013 · Filed March 18, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect278,139 Reported balance After 2013-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2013-03-15 · Gift · Disposed 97,384 · Balance 278,139

F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety.

F2: No consideration was paid or received in connection with the transfer of shares.

F3: Includes 203,655 shares deferred until the reporting person's retirement.

Common StockSEC Table I · non-derivativeIndirectBy Hay Second Family Limited Partnership213,883 Reported balance After 2013-03-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2013-03-15 · Gift · Acquired 97,384 · Balance 213,883

F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety.

F2: No consideration was paid or received in connection with the transfer of shares.

F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety.

Common StockSEC Table I · non-derivativeIndirectBy grantor retained annuity trusts54,999 Reported balance After 2013-03-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2013-03-15 · Sale · Disposed 60,000 · Balance 54,999

F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.

F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.

Common StockSEC Table I · non-derivativeIndirectBy Hay Family Limited Partnership143,416 Reported balance Holding disclosure · report date 2013-03-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 143,416

Common StockSEC Table I · non-derivativeIndirectBy Retirement Savings Plans Trust4,402 Reported balance Holding disclosure · report date 2013-03-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,402

Filing footnotes · ownership attribution and instrument terms

F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety.

F2: No consideration was paid or received in connection with the transfer of shares.

F3: Includes 203,655 shares deferred until the reporting person's retirement.

F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety.

F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.

F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2026 Filed May 15, 2026 20:12 UTC Elevance Health, Inc. ELV · Entity 2934 GrantCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001182705-26-000004 · wk-form4_1778875959.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,070

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 11, 2026 Filed May 12, 2026 21:21 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 661 $0.00 $0.00
Disclosure

SEC source: 0001182705-26-000002 · wk-form4_1778620878.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,419.34

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer.

F2 · balance_after: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:16 UTC Elevance Health, Inc. ELV · Entity 2934 GrantCommon Stock 601 $0.00 $0.00
Disclosure

SEC source: 0001156039-25-000087 · wk-form4_1747426585.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,507

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
April 21, 2025 Filed Apr 22, 2025 22:21 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 887 $0.00 $0.00
Disclosure

SEC source: 0000202058-25-000083 · wk-form4_1745360458.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,669.05

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2026, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service with the Issuer.

F2 · balance_after: Includes 90.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:22 UTC Elevance Health, Inc. ELV · Entity 2934 GrantCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0001156039-24-000083 · wk-form4_1715977324.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,906

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:32 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000089 · wk-form4_1713907964.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,692

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

F2 · balance_after: Includes 78.02 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:30 UTC Elevance Health, Inc. ELV · Entity 2934 GrantCommon Stock 457 $0.00 $0.00
Disclosure

SEC source: 0001156039-23-000076 · wf-form4_168392342399557.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,518

F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 21:41 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2022 Director Share Units · Derivative 699.29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025591 · doc4.xml · derivative · entry 4

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 699.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

F3 · derivative.exercise_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

F3 · derivative.expiration_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

F3 · derivative.underlying_shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 21:41 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 699.29 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025591 · doc4.xml · nonDerivative · entry 2

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,689.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 21:41 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025591 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,990.69

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2024, subject to continued service and the terms and conditions of director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

F2 · balance_after: Includes 1,697.01 shares previously reported as phantom stock units on Table II and 35.40 additional units received via deemed dividend reinvestment on such units, which the reporting person has elected to now report in Table I because such units may be settled solely in shares of common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:50 UTC Elevance Health, Inc. ANTM · Entity 2934 GrantCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001156039-22-000067 · wf-form4_165307978079045.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,061

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
April 23, 2022 Filed Apr 26, 2022 21:11 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPhantom Stock Units · Derivative 795.39 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025646 · doc4.xml · derivative · entry 3

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697.01

Underlying: Common Stock, Par Value $1.00 · 795.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · shares: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.exercise_date: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.expiration_date: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.underlying_shares: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F3 · balance_after: Total includes amounts of compensation previously deferred into phantom stock units, including 16.31 additional units via quarterly deemed dividend reinvestment.

Read SEC document
April 23, 2022 Filed Apr 26, 2022 21:11 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2021 Director Share Units · Derivative 795.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025646 · doc4.xml · derivative · entry 2

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 795.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · shares: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.exercise_date: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.expiration_date: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.underlying_shares: Settlement of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

Read SEC document
April 22, 2022 Filed Apr 26, 2022 21:11 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Grant2022 Director Share Units · Derivative 685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025646 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock, Par Value $1.00 · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:31 UTC Elevance Health, Inc. ANTM · Entity 2934 GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000061 · wf-form4_162223385163189.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,621

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 23:06 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPhantom Stock Units · Derivative 885.31 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028680 · doc4.xml · derivative · entry 3

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885.31

Underlying: Common Stock, Par Value $1.00 · 885.31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · shares: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.exercise_date: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.expiration_date: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.underlying_shares: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

Read SEC document
April 24, 2021 Filed Apr 27, 2021 23:06 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2020 Director Share Units · Derivative 885.31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028680 · doc4.xml · derivative · entry 2

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 885.31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.exercise_date: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.expiration_date: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

F2 · derivative.underlying_shares: Settlement of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.) Pursuant to reporting person's prior election to defer such units upon vesting, such units were credited as phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan"). (Each phantom stock unit is the economic equivalent of 1 share of Issuer's common stock, with units deferred and credited under the Plan to be settled in shares of Issuer's common stock upon reporting person's separation from service from Issuer.)

Read SEC document
April 23, 2021 Filed Apr 27, 2021 23:06 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Grant2021 Director Share Units · Derivative 781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028680 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781

Underlying: Common Stock, Par Value $1.00 · 781 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 01:52 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 OtherCommon Stock, Par Value $1.00 9,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063658 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,445.28

F1 · kind: Reporting person received a distribution of 9,800 shares of Issuer's common stock from Hay Second Family Limited Partnership.

Read SEC document
October 25, 2020 Filed Oct 27, 2020 22:05 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionDirector Share Units · Derivative 417.28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055966 · doc4.xml · derivative · entry 2

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 417.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

Read SEC document
October 25, 2020 Filed Oct 27, 2020 22:05 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 417.28 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055966 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,445.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

Read SEC document
October 25, 2020 Filed Dec 16, 2020 01:48 UTC Amendment L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 417.28 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063654 · doc4a.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,645.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As reported in the original Form 4 filed on 10/27/2020 (the "Original Form 4"), settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F2 · balance_after: The Original Form 4 reflected 15,445.28 shares of Issuer's common stock beneficially owned directly by the reporting person following the reported transaction, which incorrectly included 9,800 shares beneficially owned indirectly by the reporting person, as reflected in this filing.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:35 UTC Elevance Health, Inc. ANTM · Entity 2934 GrantCommon Stock 699 $0.00 $0.00
Disclosure

SEC source: 0001156039-20-000049 · wf-form4_159052532708946.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,128

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:27 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantDirector Share Units · Derivative 869 $189.85 Strike: $0.00 $164,979.65
Disclosure

SEC source: 0001209191-20-025945 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869

Underlying: Common Stock, Par Value $1.00 · 869 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantDirector Share Units · Derivative 410 $200.96 Strike: $0.00 $82,393.60
Disclosure

SEC source: 0001209191-19-054324 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:38 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 9,800 $203.34 $1,992,732.00
Disclosure

SEC source: 0001209191-19-044971 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Limited Partnership

Disclosed balance after: 15,028

F1 · shares: Shares purchased and held by Hay Second Family Limited Partnership.

F1 · ownership.nature: Shares purchased and held by Hay Second Family Limited Partnership.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 19:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Disposition to issuerPhantom Stock Units · Derivative 23,047.96 $189.13 $4,359,060.67
Disclosure

SEC source: 0001209191-19-041807 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 23,047.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:38 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039655 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,047.96

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 23,047.96 phantom stock units includes 84.62 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:13 UTC Elevance Health, Inc. ANTM · Entity 2934 GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018985 · form4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,429

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:36 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 221.98 $163.30 $36,249.33
Disclosure

SEC source: 0001209191-19-022527 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,775.89

Underlying: Common Stock, Par Value $1.00 · 221.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 22,775.89 phantom stock units includes 95.42 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 3/7/19.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:30 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009241 · doc4.xml · derivative · entry 2

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:30 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009241 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/19 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of two-thirds of the units were previously reported.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:40 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 269.22 $134.65 $36,250.47
Disclosure

SEC source: 0001209191-19-000790 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,458.49

Underlying: Common Stock, Par Value $1.00 · 269.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 22,458.49 phantom stock units includes 104.48 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 11/21/18.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:49 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 215.04 $168.57 $36,249.29
Disclosure

SEC source: 0001209191-18-053712 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,084.79

Underlying: Common Stock, Par Value $1.00 · 215.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 22,084.79 phantom stock units includes 92.36 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 9/6/18.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:07 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 OtherPhantom Stock Units · Derivative 24,401 $163.93 $4,000,055.93
Disclosure

SEC source: 0001209191-18-045263 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,777.39

Underlying: Common Stock, Par Value $1.00 · 24,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 21:23 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionStock Options · Derivative 16,446 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0000927628-18-000275 · wf-form4_153255380825434.xml · derivative · entry 4

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,446 shares

Expires 2019-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 21:23 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 16,446 $100.00 $1,644,600.00
Disclosure

SEC source: 0000927628-18-000275 · wf-form4_153255380825434.xml · nonDerivative · entry 2

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,190

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 21:23 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 16,446 $16.93 $278,430.78
Disclosure

SEC source: 0000927628-18-000275 · wf-form4_153255380825434.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 18:54 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 268.09 $144.54 $38,749.73
Disclosure

SEC source: 0001209191-18-040817 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,178.39

Underlying: Common Stock, Par Value $1.00 · 268.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 46,178.39 phantom stock units includes (a) 173.26 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 5/31/18 and (b) a reduction of a .09 phantom stock unit due to rounding of previous reports by the Plans' recordkeeper.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:20 UTC Elevance Health, Inc. ANTM · Entity 2934 GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018131 · form4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,676

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:50 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 1,907 $0.00 $0.00
Disclosure

SEC source: 0000927628-18-000194 · wf-form4_152547064645554.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,190

F1 · security: Restricted stock units which vest in their entirety on May 2, 2019 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 15:22 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 209.26 $161.28 $33,749.45
Disclosure

SEC source: 0001209191-18-022676 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,737.13

Underlying: Common Stock, Par Value $1.00 · 209.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 45,737.13 phantom stock units includes 166.00 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 3/7/18.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:17 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009459 · doc4.xml · derivative · entry 2

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Stock, Par Value $1.00 · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:17 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009459 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:14 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 238.26 $141.65 $33,749.53
Disclosure

SEC source: 0001209191-18-000821 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,361.87

Underlying: Common Stock, Par Value $1.00 · 238.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 45,361.87 phantom stock units includes 182.52 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 11/16/17.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 20:21 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 256.3 $131.68 $33,749.58
Disclosure

SEC source: 0001209191-17-055075 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,941.09

Underlying: Common Stock, Par Value $1.00 · 256.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 44,941.09 phantom stock units includes 207.04 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 9/7/17.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 16:45 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 309.41 $109.08 $33,750.44
Disclosure

SEC source: 0001209191-17-042993 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,477.75

Underlying: Common Stock, Par Value $1.00 · 309.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 44,477.75 phantom stock units includes: (a) 207.73 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") on 5/31/17 and (b) a reduction of a .21 phantom stock unit due to rounding of previous reports by the Plans' recordkeeper.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:20 UTC Elevance Health, Inc. ANTM · Entity 2934 GrantCommon Stock 990 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019013 · form4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,923

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 03, 2017 Filed May 5, 2017 21:42 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 2,061 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000190 · wf-form4_149402054212472.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,283

F1 · security: Restricted stock units which vest in their entirety on May 3, 2018 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 17:25 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 303.32 $111.27 $33,750.42
Disclosure

SEC source: 0001209191-17-024512 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,960.82

Underlying: Common Stock, Par Value $1.00 · 303.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 43,960.82 phantom stock units includes 208.17 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 3/10/17.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.