person · Reporting owner

ALBAUGH JAMES F

Disclosed activity across 6 companies

Tapewire entity: 16761
SEC CIK: 0001182045

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
American Airlines Group Inc.AAL · Entity 3599	Director	June 08, 2022	June 10, 2022
BOEING COBA · Entity 2862	EVP, Pres. & CEO, BCA	May 10, 2012	May 11, 2012
Howmet Aerospace Inc.HWM · Entity 2911	Director	May 21, 2026	May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Airlines Group Inc.

Report date June 08, 2022 · Filed June 10, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	60,480	Reported balance After 2022-06-08 transaction · row 1 1 source row Row 1 · 2022-06-08 · Grant · Acquired 9,287 · Balance 60,480 F1: Restricted stock units will vest fully upon the earlier of June 8, 2023, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units will vest fully upon the earlier of June 8, 2023, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

BOEING CO

Report date May 10, 2012 · Filed May 11, 2012

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	241,092.33	Reported balance After 2012-05-10 transaction · row 1 1 source row Row 1 · 2012-05-10 · Sale · Disposed 10,000 · Balance 241,092.33 F1: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $74.794 to $74.804 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Common StockSEC Table I · non-derivative	IndirectBy 401(k)	1,577.9	Reported balance Holding disclosure · report date 2012-05-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,577.9
Common StockSEC Table I · non-derivative	IndirectCareer Shares	25,242.08	Reported balance Holding disclosure · report date 2012-05-10 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 25,242.08

Filing footnotes · ownership attribution and instrument terms

F1: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $74.794 to $74.804 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Howmet Aerospace Inc.

Report date May 21, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	59,442	Reported balance After 2026-05-21 transaction · row 1 1 source row Row 1 · 2026-05-21 · Grant · Acquired 731 · Balance 59,442

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

B/E AEROSPACE INC

Report date April 13, 2017 · Filed April 13, 2017

Section 16 reporting ended · disclosed 2017-04-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2017-04-13 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-04-13 · Grant · Acquired 128 · Balance 9,755 F1: Fractional amounts have been rounded to the nearest whole number. Row 2 · 2017-04-13 · Disposition to issuer · Disposed 9,755 · Balance 0 F2: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 5,758 shares of common stock held by the reporting person that were not subject to an equity award, approximately 1,734 shares subject to deferral under the Non-Employee Directors Plan, 1,374 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards.

Filing footnotes · ownership attribution and instrument terms

F1: Fractional amounts have been rounded to the nearest whole number.

F2: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 5,758 shares of common stock held by the reporting person that were not subject to an equity award, approximately 1,734 shares subject to deferral under the Non-Employee Directors Plan, 1,374 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date June 29, 2019 · Filed July 01, 2019

Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	3,000.41	Reported balance After 2019-06-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-06-29 · Grant · Acquired 187.45 · Balance 3,000.41 F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3: The aggregate of 3,000.41 phantom stock units includes 10.41 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3: The aggregate of 3,000.41 phantom stock units includes 10.41 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Vertiv Holdings Co

Report date February 07, 2020 · Filed February 12, 2020

Section 16 reporting ended · disclosed 2020-02-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	IndirectSee Footnote	50,000	Reported balance After 2020-02-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-02-07 · Grant · Acquired 50,000 · Balance 50,000 F1: Reported securities are held by the James F Albaugh Living Trust, of which Mr. Albaugh is trustee.
Class A common stockSEC Table I · non-derivative	Direct	55,000	Reported balance After 2020-02-07 transaction · row 2 1 source row Row 2 · 2020-02-07 · Conversion · Acquired 35,000 · Balance 55,000 F2: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.
Class B common stockSEC Table II · derivative / convertible security	Direct	35,000	Reported balance After 2020-02-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-02-07 · Conversion · Disposed 35,000 · Balance 35,000 F2: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.
Redeemable warrantsSEC Table II · derivative / convertible security	Direct	6,666	Reported balance After 2020-02-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-02-07 · Grant · Acquired 6,666 · Balance 6,666 F3: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

Filing footnotes · ownership attribution and instrument terms

F1: Reported securities are held by the James F Albaugh Living Trust, of which Mr. Albaugh is trustee.

F2: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F3: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 21, 2026 Filed May 26, 2026 23:59 UTC	Howmet Aerospace Inc. HWM · Entity 2911	GrantCommon Stock	731	$0.00	$0.00	Disclosure SEC source: 0001104659-26-066465 · tm2615688-1_4seq1.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,442 Read SEC document
May 30, 2025 Filed Jun 4, 2025 00:06 UTC	Howmet Aerospace Inc. HWM · Entity 2911	GrantCommon Stock	1,030	$0.00	$0.00	Disclosure SEC source: 0001104659-25-056091 · tm2517091-3_4seq1.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,711 Read SEC document
May 24, 2024 Filed May 30, 2024 00:52 UTC	Howmet Aerospace Inc. HWM · Entity 2911	GrantCommon Stock	1,889	$0.00	$0.00	Disclosure SEC source: 0001104659-24-066275 · tm2415880-1_4seq1.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,681 Read SEC document
May 19, 2023 Filed May 23, 2023 23:13 UTC	Howmet Aerospace Inc. HWM · Entity 2911	GrantCommon Stock	3,559	$0.00	$0.00	Disclosure SEC source: 0001104659-23-063723 · tm2316637-1_4seq1.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,792 Read SEC document
June 08, 2022 Filed Jun 10, 2022 21:15 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	9,287	$0.00	$0.00	Disclosure SEC source: 0001225208-22-007963 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,480 F1 · shares: Restricted stock units will vest fully upon the earlier of June 8, 2023, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
May 27, 2022 Filed May 31, 2022 22:35 UTC	Howmet Aerospace Inc. HWM · Entity 2911	GrantCommon Stock	4,163	$0.00	$0.00	Disclosure SEC source: 0001104659-22-066724 · tm2217337-1_4seq1.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,233 Read SEC document
June 09, 2021 Filed Jun 10, 2021 21:34 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	6,289	$0.00	$0.00	Disclosure SEC source: 0001225208-21-009227 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,193 F1 · shares: Restricted stock units will vest fully upon the earlier of June 9, 2022, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:26 UTC	Howmet Aerospace Inc. HWM · Entity 2911	GrantCommon Stock	4,228	$0.00	$0.00	Disclosure SEC source: 0001104659-21-075237 · tm2118198-1_4seq1.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,070 Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:02 UTC	Howmet Aerospace Inc. HWM · Entity 2911	GrantCommon Stock	10,135	$0.00	$0.00	Disclosure SEC source: 0000004281-20-000131 · edgar.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,842 F1 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. This amount reflects the total number of Howmet Aerospace Inc. shares underlying equity awards held by the reporting person after reflecting the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation to relate to Howmet Aerospace Inc. common stock in a manner intended to preserve the aggregate intrinsic value of the original awards, in accordance with the Employee Matters Agreement, as amended, between Howmet Aerospace Inc. and Arconic Corporation. Read SEC document
June 10, 2020 Filed Jun 12, 2020 19:47 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	8,813	$0.00	$0.00	Disclosure SEC source: 0001225208-20-008912 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,904 F1 · shares: Restricted stock units will vest fully upon the earlier of June 10, 2021, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC	Vertiv Holdings Co VRT · Entity 440	GrantRedeemable warrants · Derivative	6,666	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-004133 · doc4.xml · derivative · entry 4 ALBAUGH JAMES F · CIK 0001182045 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class A common stock · 6,666 shares Expires not disclosed F3 · derivative.exercise_price: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation. F3 · price: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation. F3 · derivative.exercise_date: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation. F3 · derivative.expiration_date: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation. Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC	Vertiv Holdings Co VRT · Entity 440	ConversionClass B common stock · Derivative	35,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-004133 · doc4.xml · derivative · entry 3 ALBAUGH JAMES F · CIK 0001182045 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Class A common stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock. F2 · derivative.exercise_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock. F2 · derivative.expiration_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock. Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC	Vertiv Holdings Co VRT · Entity 440	ConversionClass A common stock	35,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-004133 · doc4.xml · nonDerivative · entry 2 ALBAUGH JAMES F · CIK 0001182045 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock. Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC	Vertiv Holdings Co VRT · Entity 440	GrantClass A common stock	50,000	$10.00	$500,000.00	Disclosure SEC source: 0000899243-20-004133 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,000 F1 · ownership.nature: Reported securities are held by the James F Albaugh Living Trust, of which Mr. Albaugh is trustee. Read SEC document
November 12, 2019 Filed Nov 13, 2019 20:53 UTC	Howmet Aerospace Inc. ARNC · Entity 2911	PurchaseCommon Stock	5,000	$29.50	$147,523.00	Disclosure SEC source: 0000004281-19-000124 · edgar.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,486 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.48 to $29.55. The reporting person undertakes to provide to Arconic, any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document
October 28, 2019 Filed Oct 28, 2019 21:06 UTC	American Airlines Group Inc. AAL · Entity 3599	PurchaseCommon Stock	10,000	$31.41	$314,070.00	Disclosure SEC source: 0001225208-19-013875 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,091 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.38 to $31.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:18 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610	GrantPhantom Stock Units · Derivative	187.45	$189.13	$35,452.42	Disclosure SEC source: 0001209191-19-039627 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000.41 Underlying: Common Stock, Par Value $1.00 · 187.45 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 3,000.41 phantom stock units includes 10.41 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19. Read SEC document
June 12, 2019 Filed Jun 13, 2019 22:36 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	4,823	$0.00	$0.00	Disclosure SEC source: 0001225208-19-009233 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,091 F1 · shares: Restricted stock units will vest fully upon the earlier of June 12, 2020, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
May 16, 2019 Filed May 20, 2019 19:46 UTC	Howmet Aerospace Inc. ARNC · Entity 2911	GrantCommon Stock	6,781	$0.00	$0.00	Disclosure SEC source: 0000004281-19-000077 · edgar.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,486 Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	221.98	$163.30	$36,249.33	Disclosure SEC source: 0001209191-19-022469 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,802.55 Underlying: Common Stock, Par Value $1.00 · 221.98 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2,802.55 phantom stock units includes 10.92 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/19. Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:30 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	269.22	$134.65	$36,250.47	Disclosure SEC source: 0001209191-19-000772 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,569.65 Underlying: Common Stock, Par Value $1.00 · 269.22 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2,569.65 phantom stock units includes 10.83 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 11/21/18. Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:36 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	215.04	$168.57	$36,249.29	Disclosure SEC source: 0001209191-18-053693 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,289.6 Underlying: Common Stock, Par Value $1.00 · 215.04 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2,289.60 phantom stock units includes 8.76 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 9/6/18. Read SEC document
July 01, 2018 Filed Jul 3, 2018 18:41 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	268.09	$144.54	$38,749.73	Disclosure SEC source: 0001209191-18-040791 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065.8 Underlying: Common Stock, Par Value $1.00 · 268.09 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 2.065.80 phantom stock units includes (a) 6.78 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/31/18 and (b) a reduction of a .14 phantom stock unit due to rounding of previous reports by the Plan's recordkeeper. Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:54 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	3,494	$0.00	$0.00	Disclosure SEC source: 0001225208-18-010676 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,268 F1 · shares: Restricted stock units will vest fully upon the earlier of June 13, 2019, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:01 UTC	Vertiv Holdings Co GSAH · Entity 440	PurchaseClass A common stock	20,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-016240 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The reported shares are included within 20,000 units purchased by the reporting person for $10.00 per unit. Each such unit consists of one share of Class A common stock GS Acquisition Holdings Corp (the "Company") and one-third of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering. Read SEC document
May 18, 2018 Filed May 22, 2018 20:59 UTC	Howmet Aerospace Inc. ARNC · Entity 2911	GrantCommon Stock	8,296	$0.00	$0.00	Disclosure SEC source: 0000004281-18-000078 · edgar.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,705 Read SEC document
April 01, 2018 Filed Apr 3, 2018 14:59 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	209.26	$161.28	$33,749.45	Disclosure SEC source: 0001209191-18-022666 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791.07 Underlying: Common Stock, Par Value $1.00 · 209.26 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 1,791.07 phantom stock units includes 5.77 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/18. Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:02 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	238.26	$141.65	$33,749.53	Disclosure SEC source: 0001209191-18-000764 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576.04 Underlying: Common Stock, Par Value $1.00 · 238.26 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 1,576.04 phantom stock units includes 5.41 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 11/16/17. Read SEC document
October 01, 2017 Filed Oct 3, 2017 20:09 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	256.3	$131.68	$33,749.58	Disclosure SEC source: 0001209191-17-055013 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332.37 Underlying: Common Stock, Par Value $1.00 · 256.3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 1,332.37 phantom stock units includes 4.99 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 9/7/17. Read SEC document
August 09, 2017 Filed Aug 10, 2017 21:30 UTC	Howmet Aerospace Inc. ARNC · Entity 2911	PurchaseCommon Stock	5,000	$24.94	$124,719.00	Disclosure SEC source: 0000004281-17-000113 · edgar.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,409 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.905 to $24.97. The reporting person undertakes to provide Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document
July 01, 2017 Filed Jul 5, 2017 15:25 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	309.41	$109.08	$33,750.44	Disclosure SEC source: 0001209191-17-042957 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071.08 Underlying: Common Stock, Par Value $1.00 · 309.41 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 1,071.08 phantom stock units includes (a) 3.58 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/31/17 and (b) a reduction of a .20 phantom stock unit due to rounding of previous reports by the Plan's recordkeeper. Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:06 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	3,037	$0.00	$0.00	Disclosure SEC source: 0001225208-17-011373 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,774 F1 · shares: Restricted stock units will vest fully upon the earlier of June 14, 2018, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:31 UTC	Howmet Aerospace Inc. ARNC · Entity 2911	GrantCommon Stock	4,409	$0.00	$0.00	Disclosure SEC source: 0000004281-17-000092 · edgar.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,409 Read SEC document
May 04, 2017 Filed May 4, 2017 22:14 UTC	American Airlines Group Inc. AAL · Entity 3599	PurchaseCommon Stock	3,000	$43.85	$131,552.10	Disclosure SEC source: 0001225208-17-009189 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,737 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $43.815 to $43.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote Read SEC document
April 13, 2017 Filed Apr 13, 2017 15:59 UTC	B/E AEROSPACE INC BEAV · Entity 176947	Disposition to issuerCommon Stock	9,755	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-17-014718 · form4.xml · nonDerivative · entry 2 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 5,758 shares of common stock held by the reporting person that were not subject to an equity award, approximately 1,734 shares subject to deferral under the Non-Employee Directors Plan, 1,374 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards. Read SEC document
April 13, 2017 Filed Apr 13, 2017 15:59 UTC	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	128	$0.00	$0.00	Disclosure SEC source: 0001127602-17-014718 · form4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,755 F1 · shares: Fractional amounts have been rounded to the nearest whole number. Read SEC document
April 01, 2017 Filed Apr 4, 2017 17:13 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	303.32	$111.27	$33,750.42	Disclosure SEC source: 0001209191-17-024500 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758.29 Underlying: Common Stock, Par Value $1.00 · 303.32 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 758.29 phantom stock units includes 2.17 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/10/17. Read SEC document
March 31, 2017 Filed Apr 3, 2017 17:58 UTC	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	889	$0.00	$0.00	Disclosure SEC source: 0001127602-17-013634 · form4.xml · nonDerivative · entry 3 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,493 Read SEC document
March 31, 2017 Filed Apr 3, 2017 17:58 UTC	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	128	$0.00	$0.00	Disclosure SEC source: 0001127602-17-013634 · form4.xml · nonDerivative · entry 2 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,621 Read SEC document
March 31, 2017 Filed Apr 3, 2017 17:58 UTC	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	5	$0.00	$0.00	Disclosure SEC source: 0001127602-17-013634 · form4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,626 Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:34 UTC Amendment	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	129	$0.00	$0.00	Disclosure SEC source: 0001127602-17-013960 · form4a.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,622 F1 · shares: This Form 4/A is filed to reflect the correct number of shares disclosed on Form 4 on April 3, 2017. The correct number of shares issued was 129 (not 128 as previously reported). Read SEC document
March 31, 2017 Filed Apr 7, 2017 12:29 UTC Amendment	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	129	$0.00	$0.00	Disclosure SEC source: 0001127602-17-014484 · form4a.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,627 F1 · balance_after: This Form 4/A is intended to clarify the disclosure set forth on the form 4/A filed on April 4, 2017 to show the correct amount of securities beneficially owned. Read SEC document
February 09, 2017 Filed Feb 10, 2017 13:52 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	PurchaseCommon Stock, Par Value $1.00	100	$104.99	$10,499.00	Disclosure SEC source: 0001209191-17-009344 · doc4.xml · nonDerivative · entry 4 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725 F1 · balance_after: Aggregate of 1,725.00 shares listed in Column 5 of Table I includes 725 restricted shares previously awarded. Read SEC document
February 09, 2017 Filed Feb 10, 2017 13:52 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	PurchaseCommon Stock, Par Value $1.00	200	$104.96	$20,992.00	Disclosure SEC source: 0001209191-17-009344 · doc4.xml · nonDerivative · entry 3 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 Read SEC document
February 09, 2017 Filed Feb 10, 2017 13:52 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	PurchaseCommon Stock, Par Value $1.00	600	$105.00	$63,000.00	Disclosure SEC source: 0001209191-17-009344 · doc4.xml · nonDerivative · entry 2 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Read SEC document
February 09, 2017 Filed Feb 10, 2017 13:52 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	PurchaseCommon Stock, Par Value $1.00	100	$104.97	$10,497.00	Disclosure SEC source: 0001209191-17-009344 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825 Read SEC document
January 01, 2017 Filed Jan 3, 2017 21:16 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantPhantom Stock Units · Derivative	329.37	$102.47	$33,750.54	Disclosure SEC source: 0001209191-17-000201 · doc4.xml · derivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452.8 Underlying: Common Stock, Par Value $1.00 · 329.27 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 452.80 phantom stock units includes a .63 phantom stock unit acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 11/16/16. Read SEC document
December 31, 2016 Filed Jan 5, 2017 09:07 UTC	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	4	$0.00	$0.00	Disclosure SEC source: 0001127602-17-000878 · form4.xml · nonDerivative · entry 2 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,604 F1 · shares: The shares represent dividend equivalents accrued on the reporting person's deferred common stock units. Read SEC document
December 31, 2016 Filed Jan 5, 2017 09:07 UTC	B/E AEROSPACE INC BEAV · Entity 176947	GrantCommon Stock	137	$0.00	$0.00	Disclosure SEC source: 0001127602-17-000878 · form4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 Read SEC document
November 02, 2016 Filed Nov 3, 2016 12:33 UTC	L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610	GrantCommon Stock, Par Value $1.00	725	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148051 · doc4.xml · nonDerivative · entry 1 ALBAUGH JAMES F · CIK 0001182045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725 F1 · shares: One time grant of restricted shares to new director pursuant to the Harris Corporation Board of Directors Compensation of Non-Employee Directors guidelines. The 725 restricted shares vest as follows: 242 shares on 11/2/17, 242 shares on 11/2/18, and 241 shares on 11/2/19. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.