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L3HARRIS TECHNOLOGIES, INC. /DE/

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610
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0000202058
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741

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202603
Apr 202600
May 202601
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2019 Filed Sep 5, 2019 21:10 UTC
Brown William MDirector · Chairman and CEO
SaleCommon Stock, Par Value $1.00 33,232 $209.31 $6,955,789.92
Disclosure

SEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,551.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $209.03 to $210.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 03, 2019 Filed Sep 5, 2019 21:10 UTC
Brown William MDirector · Chairman and CEO
SaleCommon Stock, Par Value $1.00 22,660 $209.31 $4,742,964.60
Disclosure

SEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,783.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $208.03 to $209.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 03, 2019 Filed Sep 5, 2019 21:10 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionCommon Stock, Par Value $1.00 65,000 $36.66 $2,382,900.00
Disclosure

SEC source: 0001209191-19-048587 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,443.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · balance_after: Includes a reduction of a .09 share in the Harris Corporation 401(k) Retirement Plan ("Plan") due to rounding by the Plan's record keeper.

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August 22, 2019 Filed Aug 23, 2019 20:07 UTC SaleCommon Stock, Par Value $1.00 2,894 $212.56 $615,148.64
Disclosure

SEC source: 0001209191-19-047277 · doc4.xml · nonDerivative · entry 1

CORCORAN THOMAS A · CIK 0001186913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,666

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:36 UTC
Gautier Todd W.President, Aviation Systems
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 12,727 $0.00 Strike: $89.39 $0.00
Disclosure

SEC source: 0001209191-19-046999 · doc4.xml · derivative · entry 4

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 12,727 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:36 UTC
Gautier Todd W.President, Aviation Systems
SaleCommon Stock, Par Value $1.00 300 $213.54 $64,062.00
Disclosure

SEC source: 0001209191-19-046999 · doc4.xml · nonDerivative · entry 3

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,181

F2 · price: The price reported in Column 4 for the sale of 300 shares is a weighted average sale price of $213.54. The sale prices ranged from $213.45 to $213.585. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:36 UTC
Gautier Todd W.President, Aviation Systems
SaleCommon Stock, Par Value $1.00 11,672 $212.88 $2,484,735.36
Disclosure

SEC source: 0001209191-19-046999 · doc4.xml · nonDerivative · entry 2

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,481

F1 · price: The price reported in Column 4 for the sale of 11,672 shares is a weighted average sale price of $212.88. The sale prices ranged from $212.455 to $213.44. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:36 UTC
Gautier Todd W.President, Aviation Systems
Exercise / conversionCommon Stock, Par Value $1.00 12,727 $89.39 $1,137,666.53
Disclosure

SEC source: 0001209191-19-046999 · doc4.xml · nonDerivative · entry 1

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 19:22 UTC
ZOISS EDWARD JSegment President
Disposition to issuerPhantom Stock Units · Derivative 251.6 $209.32 $52,664.91
Disclosure

SEC source: 0001209191-19-045873 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174.76

Underlying: Common Stock, Par Value $1.00 · 251.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

F2 · derivative.underlying_shares: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 19:14 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Disposition to issuerPhantom Stock Units · Derivative 1,144.43 $209.32 $239,552.09
Disclosure

SEC source: 0001209191-19-045870 · doc4.xml · derivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,144.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

F2 · derivative.underlying_shares: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 19:09 UTC
MEHNERT DANA ASegment President
Disposition to issuerPhantom Stock Units · Derivative 424.23 $209.32 $88,799.82
Disclosure

SEC source: 0001209191-19-045868 · doc4.xml · derivative · entry 1

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109.63

Underlying: Common Stock, Par Value $1.00 · 424.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

F2 · derivative.underlying_shares: The phantom stock units were accrued under the Harris Corporation Supplemental Executive Retirement Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer ("Merger Sub"), with and into L3 Technologies, Inc. ("L3") on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, among L3, the Issuer and Merger Sub. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 23:50 UTC GiftCommon Stock 48,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045815 · doc4.xml · nonDerivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,372

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:38 UTC PurchaseCommon Stock, Par Value $1.00 9,800 $203.34 $1,992,732.00
Disclosure

SEC source: 0001209191-19-044971 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Limited Partnership

Disclosed balance after: 15,028

F1 · shares: Shares purchased and held by Hay Second Family Limited Partnership.

F1 · ownership.nature: Shares purchased and held by Hay Second Family Limited Partnership.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:01 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
GrantRestricted Stock Units · Derivative 3,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044609 · doc4.xml · derivative · entry 3

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540

Underlying: Common Stock, Par Value 1.00 · 3,540 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:01 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
GrantPerformance Stock Units · Derivative 2,417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044609 · doc4.xml · derivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,417

Underlying: Common Stock, Par Value $1.00 · 2,417 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:01 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 26,030 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044609 · doc4.xml · derivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,030

Underlying: Common Stock, Par Value $1.00 · 26,030 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:42 UTC
Gautier Todd W.Segment President
GrantPerformance Stock Units · Derivative 3,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044581 · doc4.xml · derivative · entry 2

Gautier Todd W. · CIK 0001696061 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Underlying: Common Stock, Par Value $1.00 · 3,222 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:42 UTC
Gautier Todd W.Segment President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,707 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044581 · doc4.xml · derivative · entry 1

Gautier Todd W. · CIK 0001696061 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,707

Underlying: Common Stock, Par Value $1.00 · 34,707 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:03 UTC
Stackley Sean JSegment President
GrantPerformance Stock Units · Derivative 3,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044615 · doc4.xml · derivative · entry 2

Stackley Sean J · CIK 0001753454 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Underlying: Common Stock, Par Value $1.00 · 3,222 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:03 UTC
Stackley Sean JSegment President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,707 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044615 · doc4.xml · derivative · entry 1

Stackley Sean J · CIK 0001753454 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,707

Underlying: Common Stock, Par Value $1.00 · 34,707 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:58 UTC
Taylor Todd A.VP, Principal Accting. Officer
GrantRestricted Stock Units · Derivative 733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044605 · doc4.xml · derivative · entry 2

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733

Underlying: Common Stock, Par Value 1.00 · 733 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:58 UTC
Taylor Todd A.VP, Principal Accting. Officer
GrantRestricted Stock Units · Derivative 1,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044605 · doc4.xml · derivative · entry 1

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709

Underlying: Common Stock, Par Value 1.00 · 1,709 shares

Expires not disclosed

F1 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 6/29/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 6/29/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC
MEHNERT DANA ASegment President
GrantRestricted Stock Units · Derivative 3,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044597 · doc4.xml · derivative · entry 3

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock, Par Value 1.00 · 3,906 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC
MEHNERT DANA ASegment President
GrantPerformance Stock Units · Derivative 3,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044597 · doc4.xml · derivative · entry 2

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Underlying: Common Stock, Par Value $1.00 · 3,222 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC
MEHNERT DANA ASegment President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,707 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044597 · doc4.xml · derivative · entry 1

MEHNERT DANA A · CIK 0001439291 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,707

Underlying: Common Stock, Par Value $1.00 · 34,707 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:55 UTC
ZOISS EDWARD JSegment President
GrantRestricted Stock Units · Derivative 3,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044601 · doc4.xml · derivative · entry 3

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock, Par Value 1.00 · 3,906 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:55 UTC
ZOISS EDWARD JSegment President
GrantPerformance Stock Units · Derivative 3,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044601 · doc4.xml · derivative · entry 2

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Underlying: Common Stock, Par Value $1.00 · 3,222 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:55 UTC
ZOISS EDWARD JSegment President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,707 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044601 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,707

Underlying: Common Stock, Par Value $1.00 · 34,707 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:50 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 4,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044594 · doc4.xml · derivative · entry 3

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,638

Underlying: Common Stock, Par Value 1.00 · 4,638 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future ratable vesting on 8/1/2020, 8/1/2021, and 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future ratable vesting on 8/1/2020, 8/1/2021, and 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:50 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
GrantPerformance Stock Units · Derivative 3,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044594 · doc4.xml · derivative · entry 2

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Underlying: Common Stock, Par Value $1.00 · 3,222 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:50 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,707 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044594 · doc4.xml · derivative · entry 1

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,707

Underlying: Common Stock, Par Value $1.00 · 34,707 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:47 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantPerformance Stock Units · Derivative 12,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044590 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Underlying: Common Stock, Par Value $1.00 · 12,205 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:47 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,501 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044590 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,501

Underlying: Common Stock, Par Value $1.00 · 129,501 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:45 UTC
GIRARD JAMES PVice President, HR
GrantRestricted Stock Units · Derivative 2,197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044585 · doc4.xml · derivative · entry 3

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197

Underlying: Common Stock, Par Value 1.00 · 2,197 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:45 UTC
GIRARD JAMES PVice President, HR
GrantPerformance Stock Units · Derivative 1,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044585 · doc4.xml · derivative · entry 2

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock, Par Value $1.00 · 1,611 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:45 UTC
GIRARD JAMES PVice President, HR
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 17,354 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044585 · doc4.xml · derivative · entry 1

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,354

Underlying: Common Stock, Par Value $1.00 · 17,354 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:38 UTC
Brown William MDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 25,019 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044579 · doc4.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,019

Underlying: Common Stock, Par Value 1.00 · 25,019 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/1/2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:38 UTC
Brown William MDirector · Chairman and CEO
GrantPerformance Stock Units · Derivative 12,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044579 · doc4.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Underlying: Common Stock, Par Value $1.00 · 12,205 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:38 UTC
Brown William MDirector · Chairman and CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,501 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-19-044579 · doc4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,501

Underlying: Common Stock, Par Value $1.00 · 129,501 shares

Expires 2029-08-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger").

Read SEC document
July 29, 2019 Filed Jun 13, 2020 00:09 UTC
FRADIN ROGERDirector
PurchaseCommon Stock, Par Value $1.00 53 $201.17 $10,662.01
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 225

Read SEC document
July 15, 2019 Filed Jun 13, 2020 00:09 UTC
FRADIN ROGERDirector
PurchaseCommon Stock, Par Value $1.00 58 $193.74 $11,236.92
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 172

Read SEC document
July 09, 2019 Filed Jul 11, 2019 19:29 UTC Disposition to issuerPhantom Stock Units · Derivative 1,844.02 $189.13 $348,759.50
Disclosure

SEC source: 0001209191-19-041816 · doc4.xml · derivative · entry 1

DATTILO THOMAS A · CIK 0001221547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,844.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 19:31 UTC
FRADIN ROGERDirector
Disposition to issuerPhantom Stock Units · Derivative 2,757.14 $189.13 $521,457.89
Disclosure

SEC source: 0001209191-19-041819 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,757.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 19:26 UTC Disposition to issuerPhantom Stock Units · Derivative 10,637.24 $189.13 $2,011,821.20
Disclosure

SEC source: 0001209191-19-041814 · doc4.xml · derivative · entry 1

CHIARELLI PETER W · CIK 0001556835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 10,637.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 19:14 UTC Disposition to issuerPhantom Stock Units · Derivative 1,069.45 $189.13 $202,265.08
Disclosure

SEC source: 0001209191-19-041811 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,069.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

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July 09, 2019 Filed Jul 11, 2019 19:09 UTC Disposition to issuerPhantom Stock Units · Derivative 23,047.96 $189.13 $4,359,060.67
Disclosure

SEC source: 0001209191-19-041807 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 23,047.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

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July 02, 2019 Filed Jun 13, 2020 00:09 UTC
FRADIN ROGERDirector
PurchaseCommon Stock, Par Value $1.00 114 $185.01 $21,091.14
Disclosure

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 114

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June 29, 2019 Filed Jul 1, 2019 19:49 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039674 · doc4.xml · derivative · entry 1

TOOKES HANSEL E II · CIK 0001204097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,513.41

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 17,513.41 phantom stock units includes 64.13 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

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June 29, 2019 Filed Jul 1, 2019 19:16 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039625 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069.45

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 1,069.45 phantom stock units includes 3.26 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

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June 29, 2019 Filed Jul 1, 2019 19:46 UTC GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039668 · doc4.xml · derivative · entry 1

SWIENTON GREGORY T · CIK 0001183543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,591.76

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 27,591.76 phantom stock units includes 101.43 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans on 5/16/19.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.