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BAILEY SALLIE B

Disclosed activity across 5 companies

Tapewire entity
46620
SEC CIK
0001234014

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AZEK Co Inc.AZEK · Entity 77750DirectorMarch 04, 2024March 06, 2024
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610DirectorMay 11, 2026May 12, 2026
LOUISIANA-PACIFIC CORPLPX · Entity 1271Chief Financial OfficerJune 12, 2018June 14, 2018
NVR INCNVR · Entity 3312DirectorMay 14, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AZEK Co Inc.

Report date March 04, 2024 · Filed March 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect80,358 Reported balance After 2024-03-04 transaction · row 1
1 source row

Row 1 · 2024-03-04 · Grant · Acquired 2,558 · Balance 80,358

F1: Consists of restricted stock units that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect7,356.86 Reported balance After 2026-05-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 661 · Balance 7,356.86

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2: Includes 15.08 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

LOUISIANA-PACIFIC CORP

Report date June 12, 2018 · Filed June 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect200,856 Ending reported balance After 2018-06-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-06-12 · Exercise / conversion · Acquired 88,560 · Balance 201,756

Row 2 · 2018-06-12 · Other · Disposed 900 · Balance 200,856

F1: Sale of LP stock held in 401K plan

Stock Settled Stock appreciationSEC Table II · derivative / convertible security · Conversion / exercise price $7.87 · Expires 2021-12-05Direct0 Reported balance After 2018-06-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-12 · Exercise / conversion · Disposed 20,000 · Balance 0

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Stock Settled Stock appreciationSEC Table II · derivative / convertible security · Conversion / exercise price $8.84 · Expires 2022-02-02Direct0 Reported balance After 2018-06-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-06-12 · Exercise / conversion · Disposed 88,013 · Balance 0

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Stock Settled Stock appreciationSEC Table II · derivative / convertible security · Conversion / exercise price $20.49 · Expires 2023-02-07Direct0 Reported balance After 2018-06-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-06-12 · Exercise / conversion · Disposed 37,286 · Balance 0

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Stock Settled Stock appreciationSEC Table II · derivative / convertible security · Conversion / exercise price $18.09 · Expires 2024-01-30Direct0 Reported balance After 2018-06-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-06-12 · Exercise / conversion · Disposed 48,228 · Balance 0

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Stock Settled Stock appreciationSEC Table II · derivative / convertible security · Conversion / exercise price $17.04 · Expires 2025-02-05Direct0 Reported balance After 2018-06-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-06-12 · Exercise / conversion · Disposed 39,773 · Balance 0

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Stock Settled Stock appreciationSEC Table II · derivative / convertible security · Conversion / exercise price $15.74 · Expires 2026-02-04Direct0 Reported balance After 2018-06-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-06-12 · Exercise / conversion · Disposed 33,382 · Balance 0

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Stock Settled Stock appreciationSEC Table II · derivative / convertible security · Conversion / exercise price $19.14 · Expires 2017-02-02Direct0 Reported balance After 2018-06-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-06-12 · Exercise / conversion · Disposed 9,601 · Balance 0

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of LP stock held in 401K plan

F2: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

NVR INC

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5,720.10 · Expires 2036-05-13Direct154 Reported balance After 2026-05-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 154 · Balance 154

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GENERAL CABLE CORP /DE/

Report date June 06, 2018 · Filed June 06, 2018

Section 16 reporting ended · disclosed 2018-06-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-06 transaction · row 1
1 source row

Row 1 · 2018-06-06 · Disposition to issuer · Disposed 33,040 · Balance 0

F1: Pursuant to merger agreement by and among Prysmian S.p.A., Alisea Corp., and General Cable Corporation, dated as of December 3, 2017, each share of common stock was converted into the right to receive $30.00 in cash without interest.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to merger agreement by and among Prysmian S.p.A., Alisea Corp., and General Cable Corporation, dated as of December 3, 2017, each share of common stock was converted into the right to receive $30.00 in cash without interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 18, 2026 19:36 UTC NVR INC NVR · Entity 3312 GrantStock option (right to buy) · Derivative 154 $0.00 Strike: $5,720.10 $0.00
Disclosure

SEC source: 0000906163-26-000055 · wk-form4_1779132994.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154

Underlying: Common stock · 154 shares

Expires 2036-05-13

Read SEC document
May 11, 2026 Filed May 12, 2026 21:16 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 661 $0.00 $0.00
Disclosure

SEC source: 0001234014-26-000002 · wk-form4_1778620608.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,356.86

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 15.08 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
April 21, 2025 Filed Apr 22, 2025 22:00 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 887 $0.00 $0.00
Disclosure

SEC source: 0000202058-25-000071 · wk-form4_1745359228.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,680.78

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2026, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 19.47 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:18 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000075 · wk-form4_1713907127.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,774.32

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 20.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:19 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 2,558 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009170 · wk-form4_1709684340.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,358

F1 · shares: Consists of restricted stock units that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 20:28 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049762 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,800

F1 · shares: Consists of 158 restricted stock units that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject in each case to continued service through the vesting date.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 12:39 UTC AZEK Co Inc. AZEK · Entity 77750 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 4,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038230 · doc4.xml · derivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 4,566 restricted stock units that vested on June 16, 2023.

F3 · derivative.expiration_date: On June 16, 2020, the Reporting Person was granted 4,566 restricted stock units that vested on June 16, 2023.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 12:39 UTC AZEK Co Inc. AZEK · Entity 77750 Exercise / conversionClass A Common Stock 4,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038230 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of previously awarded restricted stock units. Restricted stock units convert into shares of Class A common stock on a one-for-one basis.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 21:19 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2022 Director Share Units · Derivative 699.29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025574 · doc4.xml · derivative · entry 3

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 699.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

F2 · derivative.exercise_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

F2 · derivative.expiration_date: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

F2 · derivative.underlying_shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 21:19 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 699.29 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025574 · doc4.xml · nonDerivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,830.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of director share units awarded on 4/22/2022 (previously reported), including 14.29 additional units received via deemed dividend reinvestment pursuant to the terms and conditions of the director share unit agreement. Each director share unit represented a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 21:19 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025574 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,130.98

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/21/2024, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 15:12 UTC NVR INC NVR · Entity 3312 GrantStock option (right to buy) · Derivative 410 $0.00 Strike: $4,037.77 $0.00
Disclosure

SEC source: 0000906163-23-000030 · wf-form4_167846112792470.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Underlying: Common stock · 410 shares

Expires 2030-02-20

F1 · derivative.exercise_date: Stock options were granted under the NVR, Inc. 2018 Equity Incentive Plan and vest in 25% increments on 12/31/22, 12/31/23, 12/31/24 and 12/31/25.

F2 · derivative.underlying_shares: Stock options were granted on February 21, 2020 under the NVR, Inc. 2018 Equity Incentive Plan and are subject to the achievement of a performance metric based on the Company's return on capital performance during the three-year period from 2020 through 2022. Effective March 9, 2023, it was determined by the Compensation Committee of the Board of Directors that the Company had achieved the required return on the capital performance metric for the three-year performance period. Vesting for these stock options is now solely contingent upon the director's continued service.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 22:19 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 4,774 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014250 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,076

F1 · shares: Grant of time-vesting restricted stock units made on February 28, 2023 that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Company's next annual stockholder meeting.

Read SEC document
August 10, 2022 Filed Aug 10, 2022 19:36 UTC NVR INC NVR · Entity 3312 PurchaseNVR, Inc. common stock 25 $4,365.45 $109,136.25
Disclosure

SEC source: 0000906163-22-000078 · wf-form4_166016015693809.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
May 04, 2022 Filed May 6, 2022 21:16 UTC NVR INC NVR · Entity 3312 GrantStock option (right to buy) · Derivative 574 $0.00 Strike: $4,475.53 $0.00
Disclosure

SEC source: 0000906163-22-000044 · wf-form4_165187178376490.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574

Underlying: Common stock · 574 shares

Expires 2032-05-03

F1 · derivative.exercise_date: Stock options were granted under the NVR, Inc. 2018 Equity Incentive Plan. These options vest in 25% increments on 12/31/24, 12/31/25, 12/31/26 and 12/31/27.

Read SEC document
April 23, 2022 Filed Apr 26, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2021 Director Share Units · Derivative 795.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025625 · doc4.xml · derivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 795.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

Read SEC document
April 23, 2022 Filed Apr 26, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 795.39 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025625 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · price: Settlement in shares of common stock of director share units awarded on 4/23/2021 (previously reported) that vested on 4/23/2022, including 14.39 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

Read SEC document
April 22, 2022 Filed Apr 26, 2022 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Grant2022 Director Share Units · Derivative 685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025625 · doc4.xml · derivative · entry 3

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock, Par Value $1.00 · 685 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/22/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:40 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 4,691 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017901 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,302

F1 · shares: Grant of time-vesting restricted stock units made on March 8, 2022 that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

Read SEC document
May 18, 2021 Filed May 20, 2021 11:01 UTC AZEK Co Inc. AZEK · Entity 77750 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034280 · doc4.xml · derivative · entry 3

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566

Underlying: Common Stock · 1,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 1,903 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year.

F4 · derivative.expiration_date: On June 16, 2020, the Reporting Person was granted 1,903 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year.

Read SEC document
May 18, 2021 Filed May 20, 2021 11:01 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 1,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034280 · doc4.xml · nonDerivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,611

F2 · shares: Grant of time-vesting restricted stock units made to directors on May 18, 2021 pursuant to Rule 16b-3(d) plan that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

F3 · balance_after: Includes (i) 1,982 restricted stock units that vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting and (ii) 4,566 restricted stock units that will vest on June 16, 2023 subject to continued service through the vesting date.

Read SEC document
May 18, 2021 Filed May 20, 2021 11:01 UTC AZEK Co Inc. AZEK · Entity 77750 Exercise / conversionClass A Common Stock 1,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034280 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 22:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversion2020 Director Share Units · Derivative 885.31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028651 · doc4.xml · derivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 885.31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

Read SEC document
April 24, 2021 Filed Apr 27, 2021 22:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 885.31 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028651 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494.59

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 4/24/2020 (previously reported) that vested on 4/24/2021, including 16.31 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement. (Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.)

Read SEC document
April 23, 2021 Filed Apr 27, 2021 22:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Grant2021 Director Share Units · Derivative 781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028651 · doc4.xml · derivative · entry 3

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781

Underlying: Common Stock, Par Value $1.00 · 781 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

F2 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/23/2022, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock, subject to any applicable deferral election.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 15:19 UTC AZEK Co Inc. AZEK · Entity 77750 GrantClass A Common Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062124 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,726

F1 · date: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date.

F1 · shares: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date.

F1 · balance_after: Consists of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. The RSUs will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting, subject to continued service through the applicable vesting date.

Read SEC document
October 25, 2020 Filed Oct 27, 2020 21:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionDirector Share Units · Derivative 417.28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055943 · doc4.xml · derivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 417.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

Read SEC document
October 25, 2020 Filed Oct 27, 2020 21:44 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 417.28 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055943 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

Read SEC document
September 15, 2020 Filed Sep 15, 2020 17:38 UTC AZEK Co Inc. AZEK · Entity 77750 SaleClass A Common Stock 6,126 $33.25 $203,689.50
Disclosure

SEC source: 0001209191-20-050430 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,946

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:57 UTC AZEK Co Inc. AZEK · Entity 77750 GrantRestricted Stock Unit (RSU) · Derivative 6,469 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017032 · doc4.xml · derivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,469

Underlying: Class A common stock · 6,469 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. Includes 1,903 RSUs that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year and 4,566 RSUs that will vest on June 16, 2023, in each case subject to continued service through the applicable vesting date.

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. Includes 1,903 RSUs that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year and 4,566 RSUs that will vest on June 16, 2023, in each case subject to continued service through the applicable vesting date.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. Includes 1,903 RSUs that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year and 4,566 RSUs that will vest on June 16, 2023, in each case subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. Includes 1,903 RSUs that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year and 4,566 RSUs that will vest on June 16, 2023, in each case subject to continued service through the applicable vesting date.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. Includes 1,903 RSUs that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year and 4,566 RSUs that will vest on June 16, 2023, in each case subject to continued service through the applicable vesting date.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. Includes 1,903 RSUs that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year and 4,566 RSUs that will vest on June 16, 2023, in each case subject to continued service through the applicable vesting date.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:57 UTC AZEK Co Inc. AZEK · Entity 77750 GrantNonqualified stock option (right to buy) · Derivative 30,260 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0000899243-20-017032 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,260

Underlying: Class A common stock · 30,260 shares

Expires 2030-06-16

F1 · shares: Includes 15,130 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 12,104 options that will vest in equal installments on December 1, 2020, 2021, 2022 and 2023, subject to continued service through the applicable vesting date.

F1 · derivative.exercise_date: Includes 15,130 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 12,104 options that will vest in equal installments on December 1, 2020, 2021, 2022 and 2023, subject to continued service through the applicable vesting date.

F1 · derivative.underlying_shares: Includes 15,130 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 12,104 options that will vest in equal installments on December 1, 2020, 2021, 2022 and 2023, subject to continued service through the applicable vesting date.

F1 · balance_after: Includes 15,130 options that will vest if the applicable performance metrics are satisfied for the relevant measurement period and 12,104 options that will vest in equal installments on December 1, 2020, 2021, 2022 and 2023, subject to continued service through the applicable vesting date.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:04 UTC NVR INC NVR · Entity 3312 PurchaseNVR, Inc. common stock 75 $3,000.00 $225,000.00
Disclosure

SEC source: 0000906163-20-000058 · wf-form4_158947943190204.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantDirector Share Units · Derivative 869 $189.85 Strike: $0.00 $164,979.65
Disclosure

SEC source: 0001209191-20-025920 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869

Underlying: Common Stock, Par Value $1.00 · 869 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 4/24/2021, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:49 UTC NVR INC NVR · Entity 3312 GrantStock option (right to buy) · Derivative 410 $0.00 Strike: $4,037.77 $0.00
Disclosure

SEC source: 0000906163-20-000040 · wf-form4_158266737945958.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common stock · 410 shares

Expires 2030-02-20

F1 · derivative.exercise_date: Stock options were granted under the NVR, Inc. 2018 Equity Incentive Plan and vest in 25% increments on 12/31/22, 12/31/23, 12/31/24 and 12/31/25.

F2 · derivative.underlying_shares: Time-based stock options granted under the NVR, Inc. 2018 Equity Incentive Plan. The director also received performance-based options for an equal number of shares. The performance-based options will vest on the same terms as the time-based options, subject to an additional requirement that vesting of the options is based on the Company's return on capital performance during 2020 through 2022.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 19:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantDirector Share Units · Derivative 410 $200.96 Strike: $0.00 $82,393.60
Disclosure

SEC source: 0001209191-19-054314 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
September 10, 2019 Filed Sep 11, 2019 20:34 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 PurchaseCommon Stock, Par Value $1.00 700 $200.00 $140,000.00
Disclosure

SEC source: 0001209191-19-049174 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192

Read SEC document
July 09, 2019 Filed Jul 11, 2019 19:14 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Disposition to issuerPhantom Stock Units · Derivative 1,069.45 $189.13 $202,265.08
Disclosure

SEC source: 0001209191-19-041811 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,069.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.expiration_date: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

F2 · derivative.underlying_shares: The phantom stock units, were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan (the "Plan") and were settled in cash pursuant to the terms of the Plan in connection with the Change in Control (as defined in the Plan) that occurred upon completion of the merger of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. on June 29, 2019 pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018. Prior to cash settlement, the reporting person had the right to transfer the phantom stock units into alternative investment accounts if applicable ownership guidelines were satisfied.

Read SEC document
June 29, 2019 Filed Jul 1, 2019 19:16 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 187.45 $189.13 $35,452.42
Disclosure

SEC source: 0001209191-19-039625 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069.45

Underlying: Common Stock, Par Value $1.00 · 187.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on June 29, 2019 pursuant to a quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash following the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 1,069.45 phantom stock units includes 3.26 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/16/19.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:28 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 221.98 $163.30 $36,249.33
Disclosure

SEC source: 0001209191-19-022489 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878.74

Underlying: Common Stock, Par Value $1.00 · 221.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 878.74 phantom stock units includes 2.78 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/19.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:32 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 269.22 $134.65 $36,250.47
Disclosure

SEC source: 0001209191-19-000775 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653.98

Underlying: Common Stock, Par Value $1.00 · 269.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2019 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 653.98 phantom stock units includes 1.81 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 11/21/18.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:38 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 215.04 $168.57 $36,249.29
Disclosure

SEC source: 0001209191-18-053695 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382.95

Underlying: Common Stock, Par Value $1.00 · 215.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 382.95 phantom stock units includes a .71 phantom stock unit acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 9/6/18.

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July 01, 2018 Filed Jul 3, 2018 18:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 167.2 $144.54 $24,167.09
Disclosure

SEC source: 0001209191-18-040797 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167.2

Underlying: Common Stock, Par Value $1.00 · 167.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

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June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 Exercise / conversionStock Settled Stock appreciation · Derivative 9,601 $0.00 Strike: $19.14 $0.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · derivative · entry 9

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,156 shares

Expires 2017-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

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June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 Exercise / conversionStock Settled Stock appreciation · Derivative 33,382 $0.00 Strike: $15.74 $0.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · derivative · entry 8

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,760 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

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June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 Exercise / conversionStock Settled Stock appreciation · Derivative 39,773 $0.00 Strike: $17.04 $0.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · derivative · entry 7

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,596 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 Exercise / conversionStock Settled Stock appreciation · Derivative 48,228 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · derivative · entry 6

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocl · 11,839 shares

Expires 2024-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 Exercise / conversionStock Settled Stock appreciation · Derivative 37,286 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · derivative · entry 5

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,367 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 Exercise / conversionStock Settled Stock appreciation · Derivative 88,013 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · derivative · entry 4

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,853 shares

Expires 2022-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 Exercise / conversionStock Settled Stock appreciation · Derivative 20,000 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · derivative · entry 3

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,989 shares

Expires 2021-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant vests 1/3 on each anniversary date. The date noted is the first anniversary of the original grant.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 21:37 UTC LOUISIANA-PACIFIC CORP LPX · Entity 1271 OtherCommon stock 900 $29.18 $26,262.00
Disclosure

SEC source: 0001209191-18-037816 · doc4.xml · nonDerivative · entry 2

BAILEY SALLIE B · CIK 0001234014 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,856

F1 · kind: Sale of LP stock held in 401K plan

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.