Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | President, Aviation Systems | November 04, 2021 | November 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date November 04, 2021 · Filed November 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 9,926.74 |
Reported balance
After 2021-11-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-04 · Sale · Disposed 6,912 · Balance 9,926.74 F1: Reported sale of shares was executed under a sale plan adopted by reporting person on August 30, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. F2: Includes 2.31 shares acquired through Issuer's retirement plan for quarter ended 10/1/2021 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper. |
Filing footnotes · ownership attribution and instrument terms
F1: Reported sale of shares was executed under a sale plan adopted by reporting person on August 30, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.
F2: Includes 2.31 shares acquired through Issuer's retirement plan for quarter ended 10/1/2021 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
L3 TECHNOLOGIES, INC.
Report date June 29, 2019 · Filed July 02, 2019
Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-06-29 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-06-29 · Disposition to issuer · Disposed 10,401 · Balance 0 F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F2: Includes a total of 10,097 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (3,804 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (6,293 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio. F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan. Row 2 · 2019-06-29 · Grant · Acquired 5,070 · Balance 5,070 F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. Row 3 · 2019-06-29 · Disposition to issuer · Disposed 5,070 · Balance 0 F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. |
| 02/16/16 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $116.20 · Expires 2026-02-16 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-29 · Disposition to issuer · Disposed 9,790 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. |
| 02/21/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.80 · Expires 2027-02-21 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-29 · Disposition to issuer · Disposed 11,978 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. |
| 02/20/18 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $210.98 · Expires 2028-02-20 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-29 · Disposition to issuer · Disposed 10,122 · Balance 0 F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").
F2: Includes a total of 10,097 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (3,804 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (6,293 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio.
F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.
F4: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.
F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.
F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2021 Filed Nov 8, 2021 22:30 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 6,912 | $220.24 | $1,522,298.88 |
DisclosureSEC source: 0001209191-21-063423 · doc4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,926.74 F1 · kind: Reported sale of shares was executed under a sale plan adopted by reporting person on August 30, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. F2 · balance_after: Includes 2.31 shares acquired through Issuer's retirement plan for quarter ended 10/1/2021 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper. Read SEC document |
| August 05, 2021 Filed Aug 7, 2021 00:07 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 15,571 | $0.00 Strike: $129.85 | $0.00 |
DisclosureSEC source: 0001209191-21-050259 · doc4.xml · derivative · entry 3 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 15,571 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on June 9, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| August 05, 2021 Filed Aug 7, 2021 00:07 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 15,571 | $230.62 | $3,590,984.02 |
DisclosureSEC source: 0001209191-21-050259 · doc4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,836.34 F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on June 9, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. Read SEC document |
| August 05, 2021 Filed Aug 7, 2021 00:07 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 15,571 | $129.85 | $2,021,894.35 |
DisclosureSEC source: 0001209191-21-050259 · doc4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,407.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on June 9, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. F2 · balance_after: Includes 96.35 shares acquired through Issuer's retirement plan for quarters ended 4/2/2021 and 7/2/2021. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:26 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantPerformance Stock Units · Derivative | 4,811 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016282 · doc4.xml · derivative · entry 3 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,811 Underlying: Common Stock, Par Value $1.00 · 4,811 shares Expires not disclosed F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:26 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantRestricted Stock Units · Derivative | 2,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016282 · doc4.xml · derivative · entry 2 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,406 Underlying: Common Stock, Par Value $1.00 · 2,406 shares Expires not disclosed F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:26 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 10,378 | $0.00 Strike: $181.91 | $0.00 |
DisclosureSEC source: 0001209191-21-016282 · doc4.xml · derivative · entry 1 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,378 Underlying: Common Stock, Par Value $1.00 · 10,378 shares Expires 2031-02-26 F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,460 on first anniversary of grant date, additional 3,459 on second anniversary of grant date and remaining 3,459 on third anniversary of grant date. F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,460 on first anniversary of grant date, additional 3,459 on second anniversary of grant date and remaining 3,459 on third anniversary of grant date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:49 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 391 | $189.02 | $73,906.82 |
DisclosureSEC source: 0001209191-21-001589 · doc4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,739.99 F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2020 of 1,602 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of share in settlement thereof. F2 · balance_after: Includes 101.86 shares acquired through Issuer's retirement plan for quarters ended 1/3/2020, 4/3/2020, 7/3/2020, 10/2/2020 and 1/1/2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:47 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantRestricted Stock Units · Derivative | 2,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015292 · doc4.xml · derivative · entry 3 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023 Underlying: Common Stock, Par Value $1.00 · 2,023 shares Expires not disclosed F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:47 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantPerformance Stock Units · Derivative | 4,046 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015292 · doc4.xml · derivative · entry 2 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,046 Underlying: Common Stock, Par Value $1.00 · 4,046 shares Expires not disclosed F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:47 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 11,598 | $0.00 Strike: $197.73 | $0.00 |
DisclosureSEC source: 0001209191-20-015292 · doc4.xml · derivative · entry 1 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,598 Underlying: Common Stock, Par Value $1.00 · 11,598 shares Expires 2030-02-28 F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date. F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:58 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 153 | $197.87 | $30,274.11 |
DisclosureSEC source: 0001209191-20-001146 · doc4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,029.13 F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2019 of 565 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of shares in settlement thereof. F2 · balance_after: Includes 1.13 shares acquired through Issuer's retirement plan on 9/18/2019. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:36 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 12,727 | $0.00 Strike: $89.39 | $0.00 |
DisclosureSEC source: 0001209191-19-046999 · doc4.xml · derivative · entry 4 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 12,727 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:36 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 300 | $213.54 | $64,062.00 |
DisclosureSEC source: 0001209191-19-046999 · doc4.xml · nonDerivative · entry 3 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,181 F2 · price: The price reported in Column 4 for the sale of 300 shares is a weighted average sale price of $213.54. The sale prices ranged from $213.45 to $213.585. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:36 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | SaleCommon Stock, Par Value $1.00 | 11,672 | $212.88 | $2,484,735.36 |
DisclosureSEC source: 0001209191-19-046999 · doc4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,481 F1 · price: The price reported in Column 4 for the sale of 11,672 shares is a weighted average sale price of $212.88. The sale prices ranged from $212.455 to $213.44. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:36 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 12,727 | $89.39 | $1,137,666.53 |
DisclosureSEC source: 0001209191-19-046999 · doc4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · President, Aviation Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:42 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantPerformance Stock Units · Derivative | 3,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044581 · doc4.xml · derivative · entry 2 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222 Underlying: Common Stock, Par Value $1.00 · 3,222 shares Expires not disclosed F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 6/29/2022 and future adjustment, in each case, based on award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the L3Harris Merger, with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:42 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 34,707 | $0.00 Strike: $204.85 | $0.00 |
DisclosureSEC source: 0001209191-19-044581 · doc4.xml · derivative · entry 1 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,707 Underlying: Common Stock, Par Value $1.00 · 34,707 shares Expires 2029-08-01 F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"). F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 6/29/2022 contingent on (1) continuing employment through that date (with certain exceptions) and (2) achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"). Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantStock Option (Right-to-Buy) · Derivative | 13,158 | Not disclosed Strike: $162.30 | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 5 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,158 Underlying: Common Stock, Par Value $1.00 · 13,158 shares Expires 2028-02-20 F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantStock Option (Right-to-Buy) · Derivative | 15,571 | Not disclosed Strike: $129.85 | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 4 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,571 Underlying: Common Stock, Par Value $1.00 · 15,571 shares Expires 2027-02-21 F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantStock Option (Right-to-Buy) · Derivative | 12,727 | Not disclosed Strike: $89.39 | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 3 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,727 Underlying: Common Stock, Par Value $1.00 · 12,727 shares Expires 2026-02-16 F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 3,689 | $189.13 | $697,700.57 |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426 F3 · shares: Shares withheld by Issuer to pay tax liability incident to the vesting of L3 restricted stock units and performance stock units in the Merger and receipt of shares of Common Stock in settlement thereto. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 20,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,115 F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). F2 · shares: Includes 10,348 RSUs denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, including 8,181 RSUs denominated in shares of Common Stock converted from L3 RSUs (which vest on 02/11/2022) and 2,167 RSUs denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer) which will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment. F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). F2 · price: Includes 10,348 RSUs denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, including 8,181 RSUs denominated in shares of Common Stock converted from L3 RSUs (which vest on 02/11/2022) and 2,167 RSUs denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer) which will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:22 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer02/20/18 Employee Stock Option (Right to Buy) · Derivative | 10,122 | Not disclosed Strike: $210.98 | Not disclosed |
DisclosureSEC source: 0001140361-19-012321 · form4.xml · derivative · entry 6 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,122 shares Expires 2028-02-20 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:22 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer02/21/17 Employee Stock Option (Right to Buy) · Derivative | 11,978 | Not disclosed Strike: $168.80 | Not disclosed |
DisclosureSEC source: 0001140361-19-012321 · form4.xml · derivative · entry 5 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,978 shares Expires 2027-02-21 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:22 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuer02/16/16 Employee Stock Option (Right to Buy) · Derivative | 9,790 | Not disclosed Strike: $116.20 | Not disclosed |
DisclosureSEC source: 0001140361-19-012321 · form4.xml · derivative · entry 4 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,790 shares Expires 2026-02-16 F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio. F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:22 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuerCommon Stock | 5,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012321 · form4.xml · nonDerivative · entry 3 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F4 · kind: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. F4 · shares: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F4 · price: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:22 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 5,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-012321 · form4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,070 F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F4 · kind: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. F4 · shares: In February 2017 and February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 16:22 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Disposition to issuerCommon Stock | 10,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012321 · form4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F2 · kind: Includes a total of 10,097 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (3,804 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (6,293 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio. F2 · shares: Includes a total of 10,097 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (3,804 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (6,293 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio. F3 · shares: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan. F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio"). F2 · price: Includes a total of 10,097 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (3,804 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (6,293 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:04 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Exercise / conversion2/17/2015 Employee Stock Option (Right to Buy) · Derivative | 7,438 | $0.00 Strike: $129.31 | $0.00 |
DisclosureSEC source: 0001127602-19-010577 · form4.xml · derivative · entry 3 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,438 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:04 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | SaleCommon Stock | 7,438 | $205.69 | $1,529,922.22 |
DisclosureSEC source: 0001127602-19-010577 · form4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,400 F3 · price: Represents weighted average sale price for price increments ranging from $205.63 to $205.89. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:04 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Exercise / conversionCommon Stock | 7,438 | $129.31 | $961,807.78 |
DisclosureSEC source: 0001127602-19-010577 · form4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Does not include shares issuable upon the exercise of options. F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 16:06 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | SaleCommon Stock | 3,600 | $214.86 | $773,496.00 |
DisclosureSEC source: 0001127602-19-008357 · form4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,348 F1 · price: Represents weighted average sale price for price increments ranging from $214.81 to $214.93. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Does not include shares issuable upon the exercise of options. F3 · balance_after: The amount of securities beneficially owned was increased by 50 shares due to an administrative error. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:31 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 283 | $212.24 | $60,063.92 |
DisclosureSEC source: 0001127602-19-006831 · form4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,898 F1 · balance_after: Does not include shares issuable upon the exercise of options. F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:48 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 378 | $206.59 | $78,091.02 |
DisclosureSEC source: 0001127602-19-005735 · form4.xml · nonDerivative · entry 3 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,176 F5 · shares: Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units. F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:48 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005735 · form4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,554 F4 · shares: Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 16, 2016. F2 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:48 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 6,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005735 · form4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,004 F1 · shares: Grant of restricted stock units which vest on the three-year anniversary of the grant date. F2 · balance_after: Does not include shares issuable upon the exercise of options. F3 · balance_after: Reflects additional shares acquired through the Company's Employee Stock Purchase Plan and Master Savings (401(k)) Plan. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:49 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Grant02/20/18 Employee Stock Option (Right to Buy) · Derivative | 10,122 | $0.00 Strike: $210.98 | $0.00 |
DisclosureSEC source: 0001140361-18-009394 · form4.xml · derivative · entry 6 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,122 Underlying: Common Stock · 10,122 shares Expires 2028-02-20 F7 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:49 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 1,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009394 · form4.xml · nonDerivative · entry 5 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,594 F6 · shares: Grant of restricted stock units which vest on the three-year anniversary of the grant date. F1 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:49 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 1,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009394 · form4.xml · nonDerivative · entry 4 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,745 F5 · shares: Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 21, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2017. F1 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:49 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 226 | $210.98 | $47,681.48 |
DisclosureSEC source: 0001140361-18-009394 · form4.xml · nonDerivative · entry 3 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,790 F4 · shares: Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units. F1 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:49 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | GrantCommon Stock | 925 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009394 · form4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 F3 · shares: Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 17, 2015. F1 · balance_after: Does not include shares issuable upon the exercise of options. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:49 UTC | L3 TECHNOLOGIES, INC. LLL · Entity 156291 | Tax withholdingCommon Stock | 266 | $212.89 | $56,628.74 |
DisclosureSEC source: 0001140361-18-009394 · form4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 F1 · balance_after: Does not include shares issuable upon the exercise of options. F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.