LAZ

SEC source: 0001209191-23-017945 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

SEC source: 0001209191-23-017946 · doc4.xml · derivative · entry 3

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 107,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2019 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

SEC source: 0001209191-23-017946 · doc4.xml · nonDerivative · entry 2

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,285

F2 · shares: Represents shares of Class A Common Stock sold to the Company, including to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

SEC source: 0001209191-23-017946 · doc4.xml · nonDerivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

SEC source: 0001209191-23-017944 · doc4.xml · derivative · entry 2

Lewis William M Jr · CIK 0001330515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents a prior grant of PRUs eligible to be sold.

F4 · derivative.exercise_price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F4 · price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.

SEC source: 0001209191-23-017944 · doc4.xml · nonDerivative · entry 1

Lewis William M Jr · CIK 0001330515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 6,675 Deferred Stock Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-017942 · doc4.xml · derivative · entry 3

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 39,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRUs awarded with respect to compensation for 2019 for which service and other conditions have been satisfied.

F6 · derivative.exercise_price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F6 · price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.

SEC source: 0001209191-23-017942 · doc4.xml · nonDerivative · entry 2

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,741

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of PRUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRUs referenced in Footnote (1).

F4 · balance_after: Amount excludes 77,636 restricted stock units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-23-017942 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.

SEC source: 0001209191-23-015965 · doc4.xml · derivative · entry 3

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039

Underlying: Class A Common Stock · 28,215 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-23-015965 · doc4.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,847

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).

SEC source: 0001209191-23-015965 · doc4.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-23-015956 · doc4.xml · derivative · entry 5

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,755

Underlying: Class A Common Stock · 8,310 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 4

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,623

F3 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1).

SEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 3

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

SEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

F2 · balance_after: Includes 3,046 shares of Restricted Class A Common Stock inadvertently omitted from Table I, Column 5 of the most recent Form 4 of the Reporting Person, filed with the Securities and Exchange Commission on February 28, 2023.

SEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

SEC source: 0001209191-23-015961 · doc4.xml · nonDerivative · entry 2

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Class A Common Stock, including certain shares of Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

F2 · balance_after: Amount excludes 39,214 Restricted Participation Units and 77,636 Restricted Stock Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-015961 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Class A Common Stock, including certain shares of Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

SEC source: 0001209191-23-013782 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,254

Underlying: Class A Common Stock · 541 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 380 will vest on or around March 1, 2023 and 161 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 380 will vest on or around March 1, 2023 and 161 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-23-013779 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,065

Underlying: Class A Common Stock · 391 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 112 will vest on or around March 1, 2023, 113 will vest on or around March 1, 2024, 99 will vest on or around March 3, 2025 and 67 will vest on or around March 2, 2026.

F6 · derivative.expiration_date: Of these RSUs, 112 will vest on or around March 1, 2023, 113 will vest on or around March 1, 2024, 99 will vest on or around March 3, 2025 and 67 will vest on or around March 2, 2026.

F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-013779 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,342

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-013784 · doc4.xml · derivative · entry 2

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,636

Underlying: Class A Common Stock · 1,041 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: These RSUs will vest on or around September 3, 2024.

F6 · derivative.expiration_date: These RSUs will vest on or around September 3, 2024.

F3 · balance_after: Amount excludes 65,687 shares of unrestricted Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-013784 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 65,687 shares of unrestricted Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-24-003979 · doc4.xml · derivative · entry 2

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,141

Underlying: Common Stock · 42 shares

Expires not disclosed

F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: Of these RSUs, 14 will vest on or around March 2, 2026 and 28 will vest on or around March 1, 2027.

F5 · derivative.expiration_date: Of these RSUs, 14 will vest on or around March 2, 2026 and 28 will vest on or around March 1, 2027.

F6 · balance_after: Amount excludes 5 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-003979 · doc4.xml · derivative · entry 1

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,099

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 12 will vest on or around March 3, 2025 and 13 will vest on or around March 2, 2026.

F3 · derivative.expiration_date: Of these RSUs, 12 will vest on or around March 3, 2025 and 13 will vest on or around March 2, 2026.

SEC source: 0001209191-23-012748 · doc4.xml · derivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,176

Underlying: Class A Common Stock · 242,382 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2023.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 2,375,938 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-23-012752 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,696

Underlying: Class A Common Stock · 101,022 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2023.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 219,466 shares of Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-012742 · doc4.xml · derivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,918

Underlying: Class A Common Stock · 80,938 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2023.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 115,359 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-23-010605 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,307

Underlying: Class A Common Stock · 1,130 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-23-010612 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,206

Underlying: Class A Common Stock · 922 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-23-010608 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,102

Underlying: Class A Common Stock · 937 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-23-010619 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,841

Underlying: Class A Common Stock · 952 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-23-010626 · doc4.xml · derivative · entry 1

Lewis William M Jr · CIK 0001330515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,675

Underlying: Class A Common Stock · 833 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 109,904 shares of Class A Common Stock and 29,980 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-008955 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,674

Underlying: Class A Common Stock · 7,243 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: Of these RSUs, approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026.

F4 · derivative.expiration_date: Of these RSUs, approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026.

F2 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-008955 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,289

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026.

F2 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-22-059248 · doc4.xml · nonDerivative · entry 1

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,258

F1 · price: Reflects a weighted average sales price of $36.39 per share, at prices ranging from $36.34 to $36.45 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Amount excludes 52,516 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-23-002973 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,973

F1 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2 · balance_after: Amount excludes (i) 83,493 shares of Class A Common Stock indirectly beneficially owned by the Reporting Person by trust and (ii) 33,674 Performance-Based Restricted Participation Units directly beneficially owned by the Reporting Person.

SEC source: 0001209191-22-058352 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,713

Underlying: Class A Common Stock · 537 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 377 will vest on or around March 1, 2023 and 160 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 377 will vest on or around March 1, 2023 and 160 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-22-058354 · doc4.xml · derivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,431

Underlying: Class A Common Stock · 290 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 112 will vest on or around March 1, 2023, 112 will vest on or around March 1, 2024 and 66 will vest on or around March 3, 2025.

F3 · derivative.expiration_date: Of these RSUs, 112 will vest on or around March 1, 2023, 112 will vest on or around March 1, 2024 and 66 will vest on or around March 3, 2025.

F4 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-22-058358 · doc4.xml · derivative · entry 2

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,595

Underlying: Class A Common Stock · 1,033 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: These RSUs will vest on or around September 3, 2024.

F6 · derivative.expiration_date: These RSUs will vest on or around September 3, 2024.

F3 · balance_after: Amount excludes 65,687 shares of unrestricted Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-22-058358 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,629

F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 65,687 shares of unrestricted Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-22-057718 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,177

Underlying: Class A Common Stock · 1,102 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-22-057719 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,284

Underlying: Class A Common Stock · 899 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-22-057716 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,165

Underlying: Class A Common Stock · 914 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-22-057720 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,889

Underlying: Class A Common Stock · 928 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-22-057717 · doc4.xml · derivative · entry 1

Lewis William M Jr · CIK 0001330515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,842

Underlying: Class A Common Stock · 812 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 109,904 shares of Class A Common Stock and 29,980 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-22-049169 · doc4.xml · derivative · entry 5

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,141

Underlying: Class A Common Stock · 1,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents prior grants of RSUs (including RSUs previously acquired pursuant to the dividend reinvestment provisions of underlying RSUs) awarded with respect to compensation for 2019, 2020 and 2021.

F1 · derivative.exercise_price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements.

F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements.

F1 · derivative.exercise_date: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements.

F1 · derivative.expiration_date: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements.

SEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 4

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,068

F2 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on September 2, 2022, the trading day immediately preceding the taxation date.

SEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 3

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements.