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person · Reporting owner

Russo Evan L

Disclosed activity across 2 companies

Tapewire entity
75515
SEC CIK
0001717489

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181DirectorJuly 05, 2022July 13, 2022
Lazard, Inc.LAZ · Entity 4031CEO of Asset ManagementSeptember 09, 2025September 11, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC

Report date July 05, 2022 · Filed July 13, 2022

This filing explicitly reported no securities owned.

Lazard, Inc.

Report date September 09, 2025 · Filed September 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect227,915 Last balance in matching sequence After 2025-09-11 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2025-09-09 · Gift · Disposed 15,000 · Balance 302,915

F1: Represents shares of Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Row 2 · 2025-09-10 · Sale · Disposed 25,000 · Balance 277,915

F3: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 10, 2025 in trades with average execution prices ranging from $55.70 to $55.75, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Row 3 · 2025-09-11 · Sale · Disposed 50,000 · Balance 227,915

F4: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 11, 2025 in trades with average execution prices ranging from $56.90 to $57.06, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

F3: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 10, 2025 in trades with average execution prices ranging from $55.70 to $55.75, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F4: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 11, 2025 in trades with average execution prices ranging from $56.90 to $57.06, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2025 Filed Sep 11, 2025 19:27 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 50,000 $56.95 $2,847,600.00
Disclosure

SEC source: 0001717489-25-000003 · wk-form4_1757633247.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,915

F4 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 11, 2025 in trades with average execution prices ranging from $56.90 to $57.06, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2 · balance_after: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 19:27 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 25,000 $55.71 $1,392,660.00
Disclosure

SEC source: 0001717489-25-000003 · wk-form4_1757633247.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,915

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 10, 2025 in trades with average execution prices ranging from $55.70 to $55.75, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2 · balance_after: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 19:27 UTC Lazard, Inc. LAZ · Entity 4031 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001717489-25-000003 · wk-form4_1757633247.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,915

F1 · shares: Represents shares of Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2 · balance_after: Amount excludes (i) 358,299 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 18:42 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Participation Units · Derivative 159,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-013281 · wk-form4_1742251354.xml · derivative · entry 4

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,299

Underlying: Common Stock · 159,353 shares

Expires not disclosed

F8 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 15, 2027.

F9 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F8 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 15, 2027.

F8 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 15, 2027.

F7 · balance_after: Amount excludes a prior grant of 1,000,000 Stock Price Performance-based Restricted Participation Units, which was reflected in the Company's proxy statement for the relevant year.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 18:42 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Participation Units · Derivative 254,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-013281 · wk-form4_1742251354.xml · derivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 254,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2021 of which performance and other conditions have been satisfied. The grant at target was reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F6 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of the Performance-based Restricted Participation Units ("PRPUs") referenced in Footnote (5).

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of the Performance-based Restricted Participation Units ("PRPUs") referenced in Footnote (5).

F7 · balance_after: Amount excludes a prior grant of 1,000,000 Stock Price Performance-based Restricted Participation Units, which was reflected in the Company's proxy statement for the relevant year.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 18:42 UTC Lazard, Inc. LAZ · Entity 4031 Disposition to issuerCommon Stock 100,000 $45.09 $4,509,000.00
Disclosure

SEC source: 0001628280-25-013281 · wk-form4_1742251354.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,915

F3 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (5).

F4 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the PRPUs referenced in Footnote (5).

F2 · balance_after: Excludes 19,336 shares held in Jamker Investments LLC, of which the Reporting Person is an authorized individual. Jamker Investments LLC is beneficially owned directly and indirectly (via a trust) by the Reporting Person.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 18:42 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionCommon Stock 254,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-013281 · wk-form4_1742251354.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of the Performance-based Restricted Participation Units ("PRPUs") referenced in Footnote (5).

F2 · balance_after: Excludes 19,336 shares held in Jamker Investments LLC, of which the Reporting Person is an authorized individual. Jamker Investments LLC is beneficially owned directly and indirectly (via a trust) by the Reporting Person.

Read SEC document
February 14, 2025 Filed Feb 14, 2025 16:47 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 25,000 $55.32 $1,383,000.00
Disclosure

SEC source: 0001628280-25-005797 · wk-form4_1739569661.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,448

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 14, 2025 in trades with average execution prices ranging from $55.30 to $55.40, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2 · balance_after: Amount excludes (i) 198,946 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 16:47 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 15,000 $54.00 $810,000.00
Disclosure

SEC source: 0001628280-25-005797 · wk-form4_1739569661.xml · nonDerivative · entry 4

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 19,336

F2 · balance_after: Amount excludes (i) 198,946 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

F5 · ownership.nature: The shares are held in Jamker Investments LLC, of which the Reporting Person is an authorized individual. Jamker Investments LLC is beneficially owned directly and indirectly (via a trust) by the Reporting Person.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 16:47 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 50,000 $53.40 $2,670,175.00
Disclosure

SEC source: 0001628280-25-005797 · wk-form4_1739569661.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 34,336

F4 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 12, 2025 in trades with average execution prices ranging from $53.25 to $53.60, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2 · balance_after: Amount excludes (i) 198,946 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

F5 · ownership.nature: The shares are held in Jamker Investments LLC, of which the Reporting Person is an authorized individual. Jamker Investments LLC is beneficially owned directly and indirectly (via a trust) by the Reporting Person.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 16:47 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 35,000 $53.64 $1,877,249.50
Disclosure

SEC source: 0001628280-25-005797 · wk-form4_1739569661.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,448

F1 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 12, 2025 in trades with average execution prices ranging from $53.55 to $53.75, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2 · balance_after: Amount excludes (i) 198,946 Restricted Participation Units directly beneficially owned by the reporting person, and (ii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 16:47 UTC Lazard, Inc. LAZ · Entity 4031 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051689 · wk-form4_1734472048.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,448

F1 · shares: Represents shares of Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2 · balance_after: Amount excludes (i) 84,336 shares of Common Stock indirectly beneficially owned by the reporting person by trust, (ii) 198,946 Restricted Participation Units directly beneficially owned by the reporting person, and (iii) 1,000,000 Stock Price Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Read SEC document
March 13, 2024 Filed Mar 13, 2024 17:27 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 75,000 $39.35 $2,951,250.00
Disclosure

SEC source: 0001209191-24-004816 · doc4.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,448

F5 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on March 13, 2024 in trades with average execution prices ranging from $39.25 to $39.50, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2 · balance_after: Amount excludes 84,336 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 198,946 restricted participation units directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 17:27 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Participation Units · Derivative 168,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004816 · doc4.xml · derivative · entry 4

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2020 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F7 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F7 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 17:27 UTC Lazard, Inc. LAZ · Entity 4031 Disposition to issuerCommon Stock 75,000 $39.20 $2,940,000.00
Disclosure

SEC source: 0001209191-24-004816 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,448

F3 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 84,336 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 198,946 restricted participation units directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 17:27 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionCommon Stock 168,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004816 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F2 · balance_after: Amount excludes 84,336 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 198,946 restricted participation units directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 20:33 UTC Lazard, Inc. LAZ · Entity 4031 GrantStock Price Performance-based Restricted Participation Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003977 · doc4.xml · derivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F6 · security: Represents a prior grant of Stock Price Performance-based Restricted Participation Units ("Stock Price PRPUs") awarded in 2023 for which the minimum value condition has been satisfied and are scheduled to vest on or around August 23, 2026 (200,000 Stock Price PRPUs), August 23, 2028 (400,000 Stock Price PRPUs) and August 23, 2030 (400,000 Stock-Price PRPUs), in each case, subject to achievement of stock price milestones, which have not yet been achieved. The grant was previously reflected in the Company's annual report for the relevant year.

F7 · derivative.exercise_price: Each Stock Price PRPU represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F6 · price: Represents a prior grant of Stock Price Performance-based Restricted Participation Units ("Stock Price PRPUs") awarded in 2023 for which the minimum value condition has been satisfied and are scheduled to vest on or around August 23, 2026 (200,000 Stock Price PRPUs), August 23, 2028 (400,000 Stock Price PRPUs) and August 23, 2030 (400,000 Stock-Price PRPUs), in each case, subject to achievement of stock price milestones, which have not yet been achieved. The grant was previously reflected in the Company's annual report for the relevant year.

F8 · derivative.exercise_date: These Stock Price PRPUs will vest upon the achievement of certain stock price milestones as described in the Company's annual report for the relevant year.

F8 · derivative.expiration_date: These Stock Price PRPUs will vest upon the achievement of certain stock price milestones as described in the Company's annual report for the relevant year.

F9 · balance_after: Amount excludes 293,245 shares of Common Stock directly or indirectly owned by the reporting person.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 20:33 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Participation Units · Derivative 198,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003977 · doc4.xml · derivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,946

Underlying: Common Stock · 198,946 shares

Expires not disclosed

F4 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F5 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F4 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F4 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 20:33 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 168,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003977 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,539

Underlying: Common Stock · 168,539 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 11, 2024.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 11, 2024.

Read SEC document
December 26, 2023 Filed Jan 10, 2024 16:00 UTC Lazard, Inc. LAZ · Entity 4031 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001341 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,752

F1 · shares: Represents shares of Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2 · balance_after: Amount excludes (i) 83,493 shares of Common Stock indirectly beneficially owned by the reporting person by trust and (ii) 134,696 Performance-based Restricted Participation Units directly beneficially owned by the reporting person.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:14 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Participation Units · Derivative 134,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017945 · doc4.xml · derivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 134,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2019 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F6 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:14 UTC Lazard, Inc. LAZ · Entity 4031 Disposition to issuerClass A Common Stock 56,917 $37.00 $2,105,929.00
Disclosure

SEC source: 0001209191-23-017945 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,752

F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:14 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 134,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017945 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 16:45 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 101,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012752 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,696

Underlying: Class A Common Stock · 101,022 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2023.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 219,466 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
November 25, 2022 Filed Jan 11, 2023 16:05 UTC Lazard, Inc. LAZ · Entity 4031 GiftClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002973 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,973

F1 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a bona fide gift to a charitable donor advised fund.

F2 · balance_after: Amount excludes (i) 83,493 shares of Class A Common Stock indirectly beneficially owned by the Reporting Person by trust and (ii) 33,674 Performance-Based Restricted Participation Units directly beneficially owned by the Reporting Person.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:59 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Participation Units · Derivative 108,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015958 · doc4.xml · derivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,674

Underlying: Class A Common Stock · 108,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F4 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F4 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:59 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 108,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015958 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:13 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 95,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013373 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,643

Underlying: Class A Common Stock · 95,197 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F3 · derivative.exercise_date: Of these PRPUs, 78,360 will vest on or around March 1, 2022, and 16,837 will vest on or around March 1, 2023.

F3 · derivative.expiration_date: Of these PRPUs, 78,360 will vest on or around March 1, 2022, and 16,837 will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 114,497 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 444 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · derivative · entry 9

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 444 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 47,446 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 444 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · derivative · entry 8

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Class A Common Stock · 444 shares

Expires 2021-03-02

F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs and RSUs described in Footnote (1) above that were outstanding on the dividend record date and that vested on March 1, 2021. These RSUs vested on March 2, 2021.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 237 $40.52 $9,603.24
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · nonDerivative · entry 5

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,004

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of PRSUs and RSUs referenced in Footnotes (1) and (8).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (8).

F5 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 47,446 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 444 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · nonDerivative · entry 4

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 9,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · derivative · entry 7

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,821 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 28,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · derivative · entry 6

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,560 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 20,427 $38.69 $790,320.63
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,797

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of PRSUs and RSUs referenced in Footnotes (1) and (8).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 9,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:57 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 28,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017299 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:09 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 32,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014845 · doc4.xml · derivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,446

Underlying: Class A Common Stock · 32,141 shares

Expires not disclosed

F4 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statement for the relevant years.

F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F4 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statement for the relevant years.

F6 · derivative.exercise_date: Of these PRPUs, 15,304 will vest on or around March 1, 2022, and 16,837 will vest on or around March 1, 2023.

F6 · derivative.expiration_date: Of these PRPUs, 15,304 will vest on or around March 1, 2022, and 16,837 will vest on or around March 1, 2023.

F7 · balance_after: Amount excludes 96,336 shares of Class A Common Stock and 9,821 Restricted Stock Units directly or indirectly beneficially owned by the reporting person

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:09 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Stock Units · Derivative 20,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014845 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,560

Underlying: Class A Common Stock · 20,400 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These PRSUs will vest on or around March 1, 2021.

F3 · derivative.expiration_date: These PRSUs will vest on or around March 1, 2021.

Read SEC document
December 28, 2020 Filed Dec 31, 2020 13:31 UTC Amendment Lazard, Inc. LAZ · Entity 4031 GiftClass A Common Stock 83,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065640 · doc4a.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,493

F2 · balance_after: Amount excludes 8,160 Performance-based Restricted Stock Units and 15,305 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
December 28, 2020 Filed Dec 31, 2020 13:31 UTC Amendment Lazard, Inc. LAZ · Entity 4031 GiftClass A Common Stock 83,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065640 · doc4a.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,843

F1 · shares: On December 28, 2020, 83,493 shares of Class A Common Stock held through a limited liability company were transferred to a trust of which the reporting person's immediate family members are beneficiaries.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 18:28 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060322 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Underlying: Class A Common Stock · 330 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021.

F3 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 96,336 shares of Class A Common Stock, 8,160 PRSUs and 15,305 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 18:13 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 388 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-048287 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,405

Underlying: Class A Common Stock · 388 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021.

F3 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 96,336 shares of Class A Common Stock, 8,160 PRSUs and 15,305 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
May 22, 2020 Filed May 27, 2020 19:08 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 459 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032427 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,017

Underlying: Class A Common Stock · 459 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021.

F3 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 96,336 shares of Class A Common Stock, 8,160 PRSUs and 15,305 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:54 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 18,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-015655 · doc4.xml · derivative · entry 4

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,558

Underlying: Class A Common Stock · 18,454 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · balance_after: Amount excludes 8,160 Performance-based Restricted Stock Units ("PRSUs") and 15,305 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:54 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 8,752 $35.82 $313,496.64
Disclosure

SEC source: 0001209191-20-015655 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,336

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).

F4 · balance_after: Amount excludes 8,160 Performance-based Restricted Stock Units ("PRSUs") and 15,305 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:54 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 18,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-015655 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:54 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-015655 · doc4.xml · derivative · entry 3

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,012

Underlying: Class A Common Stock · 564 shares

Expires not disclosed

F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU and RSU awards.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · derivative.exercise_date: Of these RSUs, 240 vested on March 2, 2020 and 324 will vest on or around March 1, 2021.

F7 · derivative.expiration_date: Of these RSUs, 240 vested on March 2, 2020 and 324 will vest on or around March 1, 2021.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:19 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 15,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-012179 · doc4.xml · derivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,305

Underlying: Class A Common Stock · 15,305 shares

Expires not disclosed

F4 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F4 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2022.

F6 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2022.

F7 · balance_after: Amount excludes 86,634 shares of Class A Common Stock and 23,448 Restricted Stock Units directly or indirectly beneficially owned by the reporting person

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:19 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Stock Units · Derivative 4,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-012179 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,160

Underlying: Class A Common Stock · 4,080 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These PRSUs will vest on or around March 1, 2021.

F3 · derivative.expiration_date: These PRSUs will vest on or around March 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.