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person · Reporting owner

JACOBS KENNETH M

Disclosed activity across 3 companies

Tapewire entity
83708
SEC CIK
0001073157

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181See comment*June 01, 2010June 14, 2019
Lazard World Dividend & Income Fund, Inc.LOR · Entity 141791See comment*June 01, 2010June 14, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC

Report date June 01, 2010 · Filed June 14, 2019

This filing explicitly reported no securities owned.

Lazard World Dividend & Income Fund, Inc.

Report date June 01, 2010 · Filed June 14, 2019

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Lazard, Inc.

Report date December 31, 2024 · Filed February 03, 2025

Section 16 reporting ended · disclosed 2025-02-03. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2024 Filed Sep 5, 2024 17:09 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 28,803 $48.30 $1,391,184.90
Disclosure

SEC source: 0001628280-24-039564 · wk-form4_1725570559.xml · nonDerivative · entry 6

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,523,722

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F6 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 4, 2024 in trades with average execution prices ranging from $48.06 to $48.98, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 17:09 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 700 $47.90 $33,530.00
Disclosure

SEC source: 0001628280-24-039564 · wk-form4_1725570559.xml · nonDerivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,552,525

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 17:09 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 2,030 $49.25 $99,977.50
Disclosure

SEC source: 0001628280-24-039564 · wk-form4_1725570559.xml · nonDerivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 204,279

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 3, 2024 in trades with average execution prices ranging from $49.08 to $49.54, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F5 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 17:09 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 69,701 $48.05 $3,349,133.05
Disclosure

SEC source: 0001628280-24-039564 · wk-form4_1725570559.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 206,309

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F4 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 3, 2024 in trades with average execution prices ranging from $47.65 to $48.58, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F5 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 17:09 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 2,030 $49.25 $99,977.50
Disclosure

SEC source: 0001628280-24-039564 · wk-form4_1725570559.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,553,225

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 3, 2024 in trades with average execution prices ranging from $49.08 to $49.54, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 17:09 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 85,740 $48.05 $4,119,807.00
Disclosure

SEC source: 0001628280-24-039564 · wk-form4_1725570559.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,555,255

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on September 3, 2024 in trades with average execution prices ranging from $47.66 to $48.56, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
August 26, 2024 Filed Aug 27, 2024 18:00 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 53,047 $50.02 $2,653,251.80
Disclosure

SEC source: 0001628280-24-038568 · wk-form4_1724796033.xml · nonDerivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 276,010

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on August 26, 2024 in trades with average execution prices ranging from $50.00 to $50.135, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F2 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
August 26, 2024 Filed Aug 27, 2024 18:00 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 86,728 $50.02 $4,337,874.38
Disclosure

SEC source: 0001628280-24-038568 · wk-form4_1724796033.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,640,995

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on August 26, 2024 in trades with average execution prices ranging from $50.00 to $50.135, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 18:00 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 1,222 $50.01 $61,111.73
Disclosure

SEC source: 0001628280-24-038568 · wk-form4_1724796033.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 329,057

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 18:00 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 1,999 $50.01 $99,969.19
Disclosure

SEC source: 0001628280-24-038568 · wk-form4_1724796033.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,727,723

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 17:39 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 127,000 $45.23 $5,743,829.00
Disclosure

SEC source: 0001628280-24-032247 · wk-form4_1721338761.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 330,279

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on July 16, 2024 in trades with average execution prices ranging from $45.10 to $45.40, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F3 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 17:39 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 207,000 $45.23 $9,361,989.00
Disclosure

SEC source: 0001628280-24-032247 · wk-form4_1721338761.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,729,722

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on July 16, 2024 in trades with average execution prices ranging from $45.10 to $45.40, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:54 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 28,288 $40.19 $1,136,761.77
Disclosure

SEC source: 0001628280-24-031707 · wk-form4_1720731269.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 457,279

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on July 9, 2024 in trades with average execution prices ranging from $40.00 to $40.47, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F3 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:54 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 46,107 $40.19 $1,852,823.63
Disclosure

SEC source: 0001628280-24-031707 · wk-form4_1720731269.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,936,722

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on July 9, 2024 in trades with average execution prices ranging from $40.00 to $40.47, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 19:28 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 4,149 $40.00 $165,960.00
Disclosure

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 6

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 485,567

F5 · shares: This transaction was effected by Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is co-trustee, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F4 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on June 3, 2024 in trades with average execution prices ranging from $40.00 to $40.15, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F6 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 19:28 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 6,762 $40.00 $270,480.00
Disclosure

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,982,829

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F4 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on June 3, 2024 in trades with average execution prices ranging from $40.00 to $40.15, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 19:28 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 1,141 $41.21 $47,020.61
Disclosure

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 489,716

F5 · shares: This transaction was effected by Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is co-trustee, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $41.01 to $41.30, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F6 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 19:28 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 93,422 $40.20 $3,755,564.40
Disclosure

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 490,857

F5 · shares: This transaction was effected by Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is co-trustee, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $40.00 to $41.00, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F6 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 19:28 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 1,859 $41.21 $76,609.39
Disclosure

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,989,591

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $41.01 to $41.30, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 19:28 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 152,272 $40.20 $6,121,334.40
Disclosure

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,991,450

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $40.00 to $41.00, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 17:30 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Participation Units · Derivative 321,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004817 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 321,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2020 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F6 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 17:30 UTC Lazard, Inc. LAZ · Entity 4031 Disposition to issuerCommon Stock 160,000 $39.20 $6,272,000.00
Disclosure

SEC source: 0001209191-24-004817 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143,722

F3 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 584,279 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 220,026 restricted participation units directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 17:30 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionCommon Stock 321,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004817 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,303,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F2 · balance_after: Amount excludes 584,279 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 220,026 restricted participation units directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 20:36 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Participation Units · Derivative 220,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003980 · doc4.xml · derivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,026

Underlying: Common Stock · 220,026 shares

Expires not disclosed

F4 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F5 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F4 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F4 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F6 · balance_after: Amount excludes 2,566,976 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 20:36 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 321,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003980 · doc4.xml · derivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,025

Underlying: Common Stock · 321,025 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 11, 2024.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 11, 2024.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:17 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Participation Units · Derivative 323,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017947 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 323,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2019 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F6 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:17 UTC Lazard, Inc. LAZ · Entity 4031 Disposition to issuerClass A Common Stock 132,138 $37.00 $4,889,106.00
Disclosure

SEC source: 0001209191-23-017947 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,697

F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:17 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 323,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017947 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 16:44 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 242,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012748 · doc4.xml · derivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,176

Underlying: Class A Common Stock · 242,382 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2019 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2023.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 2,375,938 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:56 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Participation Units · Derivative 341,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015948 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,794

Underlying: Class A Common Stock · 341,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F6 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:56 UTC Lazard, Inc. LAZ · Entity 4031 Disposition to issuerClass A Common Stock 120,091 $34.58 $4,152,746.78
Disclosure

SEC source: 0001209191-22-015948 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,659

F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:56 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 341,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015948 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:11 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 285,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013367 · doc4.xml · derivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,962

Underlying: Class A Common Stock · 285,731 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F3 · derivative.exercise_date: Of these PRPUs, 245,334 will vest on or around March 1, 2022, and 40,397 will vest on or around March 1, 2023.

F3 · derivative.expiration_date: Of these PRPUs, 245,334 will vest on or around March 1, 2022, and 40,397 will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 2,154,861 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:55 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017296 · doc4.xml · derivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,875 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 136,231 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:55 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017296 · doc4.xml · derivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Class A Common Stock · 1,875 shares

Expires 2021-03-02

F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs described in Footnote (1) that were outstanding on the dividend record date and vested March 1, 2021. These RSUs vested on March 2, 2021.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:55 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017296 · doc4.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 136,231 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:55 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 124,943 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017296 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:55 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Class A Common Stock 124,943 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017296 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:06 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Participation Units · Derivative 88,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014830 · doc4.xml · derivative · entry 7

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,231

Underlying: Class A Common Stock · 88,314 shares

Expires not disclosed

F8 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years.

F9 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F8 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years.

F10 · derivative.exercise_date: Of these PRPUs, 47,917 will vest on or around March 1, 2022 and 40,397 will vest on or around March 1, 2023.

F10 · derivative.expiration_date: Of these PRPUs, 47,917 will vest on or around March 1, 2022 and 40,397 will vest on or around March 1, 2023.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 162,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014830 · doc4.xml · derivative · entry 6

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 162,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents a prior grant of PRSUs awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F1 · price: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:06 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Stock Units · Derivative 162,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014830 · doc4.xml · derivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,338

Underlying: Class A Common Stock · 162,338 shares

Expires not disclosed

F6 · security: Represents a prior grant of PRSUs awarded with respect to compensation for 2017 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:06 UTC Lazard, Inc. LAZ · Entity 4031 Disposition to issuerClass A Common Stock 85,682 $40.67 $3,484,686.94
Disclosure

SEC source: 0001209191-21-014830 · doc4.xml · nonDerivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,764

F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs.

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1).

F5 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 85,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014830 · doc4.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,529,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements).

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Class A Common Stock 85,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014830 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements).

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Class A Common Stock 162,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014830 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person is eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2020 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 18:27 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060321 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F2 · balance_after: Amount excludes 2,028,043 shares of Class A Common Stock and 47,917 Performance-based Restricted Participation Units directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 18:27 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060321 · doc4.xml · derivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828

Underlying: Class A Common Stock · 828 shares

Expires not disclosed

F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021.

F5 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 18:27 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Class A Common Stock 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060321 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F2 · balance_after: Amount excludes 2,028,043 shares of Class A Common Stock and 47,917 Performance-based Restricted Participation Units directly or indirectly beneficially owned by the reporting person.

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August 21, 2020 Filed Aug 25, 2020 18:12 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 988 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-048286 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein.

F2 · balance_after: Amount excludes 2,028,043 shares of Class A Common Stock and 47,917 Performance-based Restricted Participation Units directly or indirectly beneficially owned by the reporting person.

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August 21, 2020 Filed Aug 25, 2020 18:12 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 988 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-048286 · doc4.xml · derivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

Underlying: Class A Common Stock · 988 shares

Expires not disclosed

F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021.

F5 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.