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Soto Alexandra

Disclosed activity across 1 company

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22263
SEC CIK
0001777410

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lazard, Inc.LAZ · Entity 4031Chief Operating OfficerAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lazard, Inc.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect308,034 Reported balance After 2026-08-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 3,413 · Balance 308,034

F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2: Each RSU represents a contingent right to receive one share of Common Stock.

F3: Of these RSUs, 1,087 will vest on or around March 1, 2027, 1,174 will vest on or around March 1, 2028, and 1,152 will vest on or around March 1, 2029.

F4: Amount excludes 148,185 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2: Each RSU represents a contingent right to receive one share of Common Stock.

F3: Of these RSUs, 1,087 will vest on or around March 1, 2027, 1,174 will vest on or around March 1, 2028, and 1,152 will vest on or around March 1, 2029.

F4: Amount excludes 148,185 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 22:59 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 3,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-057800 · wk-form4_1787093940.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,034

Underlying: Common Stock · 3,413 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 1,087 will vest on or around March 1, 2027, 1,174 will vest on or around March 1, 2028, and 1,152 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 1,087 will vest on or around March 1, 2027, 1,174 will vest on or around March 1, 2028, and 1,152 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 148,185 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:35 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 3,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-038141 · wk-form4_1779827734.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,621

Underlying: Common Stock · 3,138 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 1,000 will vest on or around March 1, 2027; 1,079 will vest on or around March 1, 2028; and 1,059 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 1,000 will vest on or around March 1, 2027; 1,079 will vest on or around March 1, 2028; and 1,059 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 148,185 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 21:58 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 101,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019553 · wk-form4_1773871107.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,483

Underlying: Common Stock · 101,739 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: These RSUs will vest on or around March 1, 2029.

F2 · derivative.expiration_date: These RSUs will vest on or around March 1, 2029.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 64,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014811 · wk-form4_1772665261.xml · derivative · entry 3

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,744

Underlying: Common Stock · 64,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: RSUs vested on March 2, 2026.

F6 · derivative.expiration_date: RSUs vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingCommon Stock 30,430 $50.60 $1,539,758.00
Disclosure

SEC source: 0001628280-26-014811 · wk-form4_1772665261.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,185

F3 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F4 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).

F2 · balance_after: Amount includes 113,872 shares of Common Stock previously directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionCommon Stock 64,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014811 · wk-form4_1772665261.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

F2 · balance_after: Amount includes 113,872 shares of Common Stock previously directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 22:16 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 2,553 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-010739 · wk-form4_1771884966.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,487

Underlying: Common Stock · 2,553 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 625 will vest on or around March 2, 2026, 927 will vest on or around March 1, 2027, and 1,001 will vest on or around March 1, 2028.

F3 · derivative.expiration_date: Of these RSUs, 625 will vest on or around March 2, 2026, 927 will vest on or around March 1, 2027, and 1,001 will vest on or around March 1, 2028.

F4 · balance_after: Amount excludes 113,872 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:07 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 2,622 Not disclosed Not disclosed
Disclosure

SEC source: 0001777410-25-000005 · wk-form4_1763417231.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,934

Underlying: Common Stock · 2,622 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 642 will vest on or around March 2, 2026, 952 will vest on or around March 1, 2027, and 1,028 will vest on or around March 1, 2028.

F3 · derivative.expiration_date: Of these RSUs, 642 will vest on or around March 2, 2026, 952 will vest on or around March 1, 2027, and 1,028 will vest on or around March 1, 2028.

F4 · balance_after: Amount excludes 113,872 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 20:23 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 2,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001777410-25-000003 · wk-form4_1755634979.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,312

Underlying: Common Stock · 2,380 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 583 will vest on or around March 2, 2026, 864 will vest on or around March 1, 2027, and 933 will vest on or around March 1, 2028.

F3 · derivative.expiration_date: Of these RSUs, 583 will vest on or around March 2, 2026, 864 will vest on or around March 1, 2027, and 933 will vest on or around March 1, 2028.

F4 · balance_after: Amount excludes 113,872 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:47 UTC Lazard, Inc. LAZ · Entity 4031 SaleCommon Stock 85,894 $43.81 $3,763,016.14
Disclosure

SEC source: 0001628280-25-031382 · wk-form4_1749851246.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,872

F1 · shares: Represents shares of Common Stock sold to the Company to cover personal expenditures.

F2 · price: Represents the New York Stock Exchange closing price of Common Stock on the transaction date.

F3 · balance_after: Amount excludes 256,932 restricted stock units directly or indirectly beneficially owned by the Reporting Person.

Read SEC document
May 16, 2025 Filed May 20, 2025 21:43 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 2,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-026921 · wk-form4_1747777428.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,932

Underlying: Common Stock · 2,743 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 672 will vest on or around March 2, 2026; 996 will vest on or around March 1, 2027; and 1,075 will vest on or around March 1, 2028.

F3 · derivative.expiration_date: Of these RSUs, 672 will vest on or around March 2, 2026; 996 will vest on or around March 1, 2027; and 1,075 will vest on or around March 1, 2028.

F4 · balance_after: Amount excludes 199,766 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:42 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 99,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-013283 · wk-form4_1742251364.xml · derivative · entry 4

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,189

Underlying: Common Stock · 99,660 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F6 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: These RSUs will vest on or around March 1, 2028.

F7 · derivative.expiration_date: These RSUs will vest on or around March 1, 2028.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:42 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 110,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-013283 · wk-form4_1742251364.xml · derivative · entry 3

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents a prior grant of PRSUs awarded with respect to compensation for 2021 of which performance conditions have been satisfied. The grant at target was reflected in the Company's proxy statement for the relevant year.

F5 · derivative.exercise_price: Each PRSU (the performance and other conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F5 · price: Each PRSU (the performance and other conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the vesting of the Performance-based Restricted Stock Units ("PRSUs") referenced in Footnote (5).

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the vesting of the Performance-based Restricted Stock Units ("PRSUs") referenced in Footnote (5).

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:42 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingCommon Stock 52,000 $45.84 $2,383,680.00
Disclosure

SEC source: 0001628280-25-013283 · wk-form4_1742251364.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,766

F2 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of PRSUs referenced in Footnote (5).

F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of the PRSUs referenced in Footnote (5).

Read SEC document
March 13, 2025 Filed Mar 17, 2025 22:42 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionCommon Stock 110,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-013283 · wk-form4_1742251364.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of the Performance-based Restricted Stock Units ("PRSUs") referenced in Footnote (5).

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:12 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007832 · wk-form4_1740521526.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,529

Underlying: Common Stock · 1,545 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 622 will vest on or around March 2, 2026 and 923 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 622 will vest on or around March 2, 2026 and 923 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 141,128 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:00 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-048506 · wk-form4_1732053607.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,984

Underlying: Common Stock · 1,379 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 555 will vest on or around March 2, 2026 and 824 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 555 will vest on or around March 2, 2026 and 824 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 141,128 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:24 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-037923 · wk-form4_1724189049.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,605

Underlying: Common Stock · 1,564 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 630 will vest on or around March 2, 2026 and 934 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 630 will vest on or around March 2, 2026 and 934 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 141,128 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 17, 2024 Filed May 21, 2024 21:29 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,817 Not disclosed Not disclosed
Disclosure

SEC source: 0000950157-24-000789 · form4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,041

Underlying: Common Stock · 1,817 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 732 will vest on or around March 2, 2026 and 1,085 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 732 will vest on or around March 2, 2026 and 1,085 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 141,128 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 12,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004335 · doc4.xml · derivative · entry 5

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,224

Underlying: Common Stock · 12,834 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Common Stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 63,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004335 · doc4.xml · derivative · entry 4

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,169 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F5 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:06 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingCommon Stock 35,722 $38.54 $1,376,725.88
Disclosure

SEC source: 0001209191-24-004335 · doc4.xml · nonDerivative · entry 3

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,128

F3 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of PRSUs and RSUs referenced in Footnotes (1) and (2).

F4 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of the PRSUs and RSUs referenced in Footnotes (1) and (2).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionCommon Stock 12,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004335 · doc4.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of RSUs, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:06 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionCommon Stock 63,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004335 · doc4.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2020, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. This grant's performance metrics were the same as those applicable to performance-based equity awards awarded with respect to compensation for 2020 as previously reflected in the Company's proxy statement for the relevant year.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 01:24 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 2,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003973 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,058

Underlying: Common Stock · 2,064 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 165 will vest on or around March 1, 2024, 765 will vest on or around March 2, 2026, and 1,134 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 165 will vest on or around March 1, 2024, 765 will vest on or around March 2, 2026, and 1,134 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 100,847 shares of Common Stock directly or indirectly beneficially owned by the reporting person and 63,169 Performance-based Restricted Stock Units that will vest on or around March 1, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 23:55 UTC Lazard, Inc. LAZ · Entity 4031 GrantPerformance-based Restricted Stock Units · Derivative 63,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003863 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,169

Underlying: Common Stock · 63,169 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. This grant's performance metrics were the same as those applicable to performance-based equity awards awarded with respect to compensation for 2020 as previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: These PRSUs will vest on or around March 1, 2024.

F3 · derivative.expiration_date: These PRSUs will vest on or around March 1, 2024.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 00:16 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Unit · Derivative 87,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-003127 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,994

Underlying: Common Stock · 87,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: These RSUs will vest on or around March 1, 2027.

F2 · derivative.expiration_date: These RSUs will vest on or around March 1, 2027.

F3 · balance_after: Amount excludes 100,847 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:07 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056219 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,586

Underlying: Class A Common Stock · 1,311 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 232 will vest on or around March 1, 2024 and 1,079 will vest on or around March 2, 2026.

F3 · derivative.expiration_date: Of these RSUs, 232 will vest on or around March 1, 2024 and 1,079 will vest on or around March 2, 2026.

F4 · balance_after: Amount excludes 100,847 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 22:06 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046944 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,275

Underlying: Class A Common Stock · 1,036 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 184 will vest on or around March 1, 2024 and 852 will vest on or around March 2, 2026.

F3 · derivative.expiration_date: Of these RSUs, 184 will vest on or around March 1, 2024 and 852 will vest on or around March 2, 2026.

F4 · balance_after: Amount excludes 100,847 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
May 19, 2023 Filed May 23, 2023 22:15 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031727 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,239

Underlying: Class A Common Stock · 1,205 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 214 will vest on or around March 1, 2024 and 991 will vest on or around March 2, 2026.

F3 · derivative.expiration_date: Of these RSUs, 214 will vest on or around March 1, 2024 and 991 will vest on or around March 2, 2026.

F4 · balance_after: Amount excludes 100,847 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 23:20 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 55,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-020111 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,034

Underlying: Class A Common Stock · 55,995 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will vest on or around March 2, 2026.

F2 · derivative.expiration_date: These RSUs will vest on or around March 2, 2026.

F3 · balance_after: Amount excludes 100,847 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:35 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 28,215 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-015965 · doc4.xml · derivative · entry 3

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039

Underlying: Class A Common Stock · 28,215 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:35 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 13,262 $37.36 $495,468.32
Disclosure

SEC source: 0001209191-23-015965 · doc4.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,847

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:35 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 28,215 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-015965 · doc4.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:19 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 541 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-013782 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,254

Underlying: Class A Common Stock · 541 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 380 will vest on or around March 1, 2023 and 161 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 380 will vest on or around March 1, 2023 and 161 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:06 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 537 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058352 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,713

Underlying: Class A Common Stock · 537 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 377 will vest on or around March 1, 2023 and 160 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 377 will vest on or around March 1, 2023 and 160 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:50 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047193 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,176

Underlying: Class A Common Stock · 508 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 357 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 357 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:06 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 532 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031659 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,668

Underlying: Class A Common Stock · 532 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 373 will vest on or around March 1, 2023 and 159 will vest on or around March 1,2024.

F3 · derivative.expiration_date: Of these RSUs, 373 will vest on or around March 1, 2023 and 159 will vest on or around March 1,2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:01 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 70,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015967 · doc4.xml · derivative · entry 3

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,136

Underlying: Class A Common Stock · 70,682 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:01 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 33,222 $34.58 $1,148,816.76
Disclosure

SEC source: 0001209191-22-015967 · doc4.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,894

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:01 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 70,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015967 · doc4.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:12 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,445 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-014294 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,818

Underlying: Class A Common Stock · 1,445 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 939 will vest on or around March 1, 2022, 355 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 939 will vest on or around March 1, 2022, 355 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:12 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066594 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,373

Underlying: Class A Common Stock · 1,082 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 704 will vest on or around March 1, 2022, 265 will vest on or around March 1, 2023 and 113 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 704 will vest on or around March 1, 2022, 265 will vest on or around March 1, 2023 and 113 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 22:17 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,071 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053217 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,291

Underlying: Class A Common Stock · 1,071 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 696 will vest on or around March 1, 2022, 263 will vest on or around March 1, 2023 and 112 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 696 will vest on or around March 1, 2022, 263 will vest on or around March 1, 2023 and 112 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
May 21, 2021 Filed May 25, 2021 22:16 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035752 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,220

Underlying: Class A Common Stock · 1,057 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 689 will vest on or around March 1, 2022, 258 will vest on or around March 1, 2023 and 110 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 689 will vest on or around March 1, 2022, 258 will vest on or around March 1, 2023 and 110 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:58 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 729 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017301 · doc4.xml · derivative · entry 7

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,163

Underlying: Class A Common Stock · 729 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:58 UTC Lazard, Inc. LAZ · Entity 4031 GrantRestricted Stock Units · Derivative 1,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017301 · doc4.xml · derivative · entry 6

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,892

Underlying: Class A Common Stock · 1,918 shares

Expires not disclosed

F6 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · derivative.exercise_date: Of these RSUs, 729 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 772 will vest on or around March 1, 2022, 293 will vest on or around March 1, 2023, and 124 will vest on or around March 1, 2024.

F7 · derivative.expiration_date: Of these RSUs, 729 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 772 will vest on or around March 1, 2022, 293 will vest on or around March 1, 2023, and 124 will vest on or around March 1, 2024.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:58 UTC Lazard, Inc. LAZ · Entity 4031 Tax withholdingClass A Common Stock 345 $40.52 $13,979.40
Disclosure

SEC source: 0001209191-21-017301 · doc4.xml · nonDerivative · entry 4

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,434

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1) and the first sentence of Footnote (7).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in the first sentence of Footnote (7).

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:58 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionClass A Common Stock 729 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017301 · doc4.xml · nonDerivative · entry 3

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:58 UTC Lazard, Inc. LAZ · Entity 4031 Exercise / conversionRestricted Stock Units · Derivative 62,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017301 · doc4.xml · derivative · entry 5

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,974

Underlying: Class A Common Stock · 62,959 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.