Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lazard, Inc.LAZ · Entity 4031 | Chief Accounting Officer | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lazard, Inc.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,037 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Grant · Acquired 145 · Balance 13,037 F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2: Each RSU represents a contingent right to receive one share of Common Stock. F3: Of these RSUs, 67 will vest on or around March 1, 2027, 58 will vest on or around March 1, 2028, and 20 will vest on or around March 1, 2029. F4: Amount excludes 1,438 shares of Common Stock directly or indirectly beneficially owned by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
F2: Each RSU represents a contingent right to receive one share of Common Stock.
F3: Of these RSUs, 67 will vest on or around March 1, 2027, 58 will vest on or around March 1, 2028, and 20 will vest on or around March 1, 2029.
F4: Amount excludes 1,438 shares of Common Stock directly or indirectly beneficially owned by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 18, 2026 22:59 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-057802 · wk-form4_1787093956.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,037 Underlying: Common Stock · 145 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 67 will vest on or around March 1, 2027, 58 will vest on or around March 1, 2028, and 20 will vest on or around March 1, 2029. F3 · derivative.expiration_date: Of these RSUs, 67 will vest on or around March 1, 2027, 58 will vest on or around March 1, 2028, and 20 will vest on or around March 1, 2029. F4 · balance_after: Amount excludes 1,438 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 22, 2026 Filed May 26, 2026 20:35 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-038143 · wk-form4_1779827746.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,892 Underlying: Common Stock · 134 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 62 will vest on or around March 1, 2027; 53 will vest on or around March 1, 2028; and 19 will vest on or around March 1, 2029. F3 · derivative.expiration_date: Of these RSUs, 62 will vest on or around March 1, 2027; 53 will vest on or around March 1, 2028; and 19 will vest on or around March 1, 2029. F4 · balance_after: Amount excludes 1,438 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 21:58 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 5,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-019552 · wk-form4_1773871101.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,758 Underlying: Common Stock · 5,564 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: Of these RSUs, 1,854 will vest on or around March 1, 2027, 1,855 will vest on or around March 1, 2028, and 1,855 will vest on or around March 1, 2029. F2 · derivative.expiration_date: Of these RSUs, 1,854 will vest on or around March 1, 2027, 1,855 will vest on or around March 1, 2028, and 1,855 will vest on or around March 1, 2029. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-014812 · wk-form4_1772665270.xml · derivative · entry 3 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,194 Underlying: Common Stock · 2,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: RSUs vested on March 2, 2026. F5 · derivative.expiration_date: RSUs vested on March 2, 2026. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingCommon Stock | 813 | $50.60 | $41,137.80 |
DisclosureSEC source: 0001628280-26-014812 · wk-form4_1772665270.xml · nonDerivative · entry 2 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,438 F2 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1). Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionCommon Stock | 2,251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-014812 · wk-form4_1772665270.xml · nonDerivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 22:16 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Unit · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-010738 · wk-form4_1771884960.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,445 Underlying: Common Stock · 92 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 23 will vest on or around March 2, 2026, 38 will vest on or around March 1, 2027 and 31 will vest on or around March 1, 2028. F3 · derivative.expiration_date: Of these RSUs, 23 will vest on or around March 2, 2026, 38 will vest on or around March 1, 2027 and 31 will vest on or around March 1, 2028. Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 22:07 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Unit · Derivative | 95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001995399-25-000007 · wk-form4_1763417225.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,353 Underlying: Common Stock · 95 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 23 will vest on or around March 2, 2026, 40 will vest on or around March 1, 2027, and 32 will vest on or around March 1, 2028. F3 · derivative.expiration_date: Of these RSUs, 23 will vest on or around March 2, 2026, 40 will vest on or around March 1, 2027, and 32 will vest on or around March 1, 2028. Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 23:26 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 617 | $55.37 | $34,163.29 |
DisclosureSEC source: 0001995399-25-000005 · wk-form4_1757633189.xml · nonDerivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Amount excludes 9,258 Restricted Stock Units directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 20:24 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Unit · Derivative | 86 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001995399-25-000003 · wk-form4_1755635059.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,258 Underlying: Common Stock · 86 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 21 will vest on or around March 2, 2026, 35 will vest on or around March 1, 2027, and 30 will vest on or around March 1, 2028. F3 · derivative.expiration_date: Of these RSUs, 21 will vest on or around March 2, 2026, 35 will vest on or around March 1, 2027, and 30 will vest on or around March 1, 2028. F4 · balance_after: Amount excludes 617 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 16, 2025 Filed May 20, 2025 21:44 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Unit · Derivative | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-026923 · wk-form4_1747777450.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,172 Underlying: Common Stock · 100 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 25 will vest on or around March 2, 2026; 40 will vest on or around March 1, 2027; and 35 will vest on or around March 1, 2028. F3 · derivative.expiration_date: Of these RSUs, 25 will vest on or around March 2, 2026; 40 will vest on or around March 1, 2027; and 35 will vest on or around March 1, 2028. F4 · balance_after: Amount excludes 617 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:42 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Unit · Derivative | 4,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-013280 · wk-form4_1742251278.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,072 Underlying: Common Stock · 4,666 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: Of these RSUs, 1,556 will vest on or around March 1, 2027 and 3,110 will vest on or around March 1, 2028. F2 · derivative.expiration_date: Of these RSUs, 1,556 will vest on or around March 1, 2027 and 3,110 will vest on or around March 1, 2028. F3 · balance_after: Amount excludes 617 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:54 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Unit · Derivative | 958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-010532 · wk-form4_1741211643.xml · derivative · entry 3 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,406 Underlying: Common Stock · 958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Common Stock. F6 · derivative.exercise_date: RSUs vested on March 3, 2025. F6 · derivative.expiration_date: RSUs vested on March 3, 2025. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:54 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingCommon Stock | 346 | $50.15 | $17,351.90 |
DisclosureSEC source: 0001628280-25-010532 · wk-form4_1741211643.xml · nonDerivative · entry 2 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 617 F2 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1). F4 · balance_after: Amount includes 5 shares of Common Stock previously directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:54 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionCommon Stock | 958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-010532 · wk-form4_1741211643.xml · nonDerivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:07 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-007825 · wk-form4_1740521216.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,364 Underlying: Common Stock · 54 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 10 will vest on or around March 3, 2025; 22 will vest on or around March 2, 2026; and 22 will vest on or around March 1, 2027. F3 · derivative.expiration_date: Of these RSUs, 10 will vest on or around March 3, 2025; 22 will vest on or around March 2, 2026; and 22 will vest on or around March 1, 2027. F4 · balance_after: Amount excludes 5 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 22:00 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-048507 · wk-form4_1732053617.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,310 Underlying: Common Stock · 49 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 9 will vest on or around March 3, 2025; 20 will vest on or around March 2, 2026; and 20 will vest on or around March 1, 2027. F3 · derivative.expiration_date: Of these RSUs, 9 will vest on or around March 3, 2025; 20 will vest on or around March 2, 2026; and 20 will vest on or around March 1, 2027. F4 · balance_after: Amount excludes 5 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 21:22 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 56 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-037921 · wk-form4_1724188942.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,261 Underlying: Common Stock · 56 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 11 will vest on or around March 3, 2025; 22 will vest on or around March 2, 2026; and 23 will vest on or around March 1, 2027. F3 · derivative.expiration_date: Of these RSUs, 11 will vest on or around March 3, 2025; 22 will vest on or around March 2, 2026; and 23 will vest on or around March 1, 2027. F4 · balance_after: Amount excludes 5 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 17, 2024 Filed May 21, 2024 21:27 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 64 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-24-000787 · form4.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,205 Underlying: Common Stock · 64 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 12 will vest on or around March 3, 2025; 25 will vest on or around March 2, 2026; and 27 will vest on or around March 1, 2027. F3 · derivative.expiration_date: Of these RSUs, 12 will vest on or around March 3, 2025; 25 will vest on or around March 2, 2026; and 27 will vest on or around March 1, 2027. F4 · balance_after: Amount excludes 5 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 5 | $37.62 | $188.10 |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 8 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price. F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report. F11 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 21, 2024 in trades with average execution prices ranging from $37.51 to $38.16, inclusive. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 14 | $37.29 | $522.06 |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 7 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5 F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price. F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report. F10 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 21, 2024 in trades with average execution prices ranging from $37.09 to $37.50, inclusive. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 99 | $38.28 | $3,789.72 |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 6 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19 F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price. F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report. F9 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 20, 2024 in trades with average execution prices ranging from $37.81 to $38.63, inclusive. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 76 | $38.03 | $2,890.28 |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 5 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118 F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price. F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report. F8 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 16, 2024 in trades with average execution prices ranging from $37.73 to $38.20, inclusive. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 155 | $37.90 | $5,874.50 |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 4 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194 F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price. F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report. F7 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 15, 2024 in trades with average execution prices ranging from $37.31 to $38.05, inclusive. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 00:47 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 385 | $37.22 | $14,329.70 |
DisclosureSEC source: 0001209191-24-003419 · doc4.xml · nonDerivative · entry 3 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · date: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. F4 · price: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. F5 · price: Estimated price per share based on the New York Stock Exchange closing price of Common Stock on February 14, 2024, the first day of execution by the independent broker of the trading procedures described in Footnote (4). The Reporting Person undertakes to amend this report following the final determination of the sale prices of the Common Stock sold in this transaction. Read SEC document |
| February 14, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 36 | $37.36 | $1,344.96 |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 3 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349 F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024. F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price. F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report. F7 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 15, 2024 in trades with average execution prices ranging from $37.31 to $38.05, inclusive. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:47 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-003419 · doc4.xml · derivative · entry 4 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,074 Underlying: Common Stock · 662 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F7 · date: As previously announced by the issuer in a Current Report on Form 8-K filed on February 1, 2024, the issuer accelerated vesting of certain deferred incentive compensation awards, including the Reporting Person's RSUs reported herein, which were originally scheduled to vest March 1, 2024. F6 · price: Each RSU represents a contingent right to receive one share of Common Stock. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:47 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingCommon Stock | 277 | $38.55 | $10,678.35 |
DisclosureSEC source: 0001209191-24-003419 · doc4.xml · nonDerivative · entry 2 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385 F2 · shares: Represents shares of Common Stock withheld by the issuer to cover taxes arising from the vesting of RSUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1). Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 00:47 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionCommon Stock | 662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-003419 · doc4.xml · nonDerivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Common Stock were acquired by the Reporting Person upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"). Read SEC document |
| February 13, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · derivative · entry 9 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,074 Underlying: Common Stock · 662 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F13 · date: As previously announced by the issuer in a Current Report on Form 8-K filed on February 1, 2024, the issuer accelerated vesting of certain deferred incentive compensation awards, including the Reporting Person's RSUs reported herein, which were originally scheduled to vest March 1, 2024. F12 · price: Each RSU represents a contingent right to receive one share of Common Stock. Read SEC document |
| February 13, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingCommon Stock | 277 | $38.55 | $10,678.35 |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 2 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385 F2 · shares: Represents shares of Common Stock withheld by the issuer to cover taxes arising from the vesting of RSUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1). Read SEC document |
| February 13, 2024 Filed Feb 22, 2024 23:58 UTC Amendment | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionCommon Stock | 662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Common Stock were acquired by the Reporting Person upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"). Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 00:17 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Unit · Derivative | 3,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-003128 · doc4.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,736 Underlying: Common Stock · 3,191 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: Of these RSUs, 1,064 will vest on or around March 2, 2026 and 2,127 will vest on or around March 1, 2027. F2 · derivative.expiration_date: Of these RSUs, 1,064 will vest on or around March 2, 2026 and 2,127 will vest on or around March 1, 2027. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:08 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056223 · doc4.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,545 Underlying: Class A Common Stock · 47 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 13 will vest on or around March 1, 2024, 17 will vest on or around March 3, 2025 and 17 will vest on or around March 2, 2026. F3 · derivative.expiration_date: Of these RSUs, 13 will vest on or around March 1, 2024, 17 will vest on or around March 3, 2025 and 17 will vest on or around March 2, 2026. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 21:11 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-052880 · doc4.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,498 Underlying: Class A Common Stock · 2,498 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: Of these RSUs, 26% will vest on March 1, 2024, 35% will vest on March 3, 2025 and 39% will vest on March 2, 2026. F2 · derivative.expiration_date: Of these RSUs, 26% will vest on March 1, 2024, 35% will vest on March 3, 2025 and 39% will vest on March 2, 2026. Read SEC document |
| February 23, 2023 Filed Feb 27, 2024 01:34 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 42 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-003979 · doc4.xml · derivative · entry 2 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,141 Underlying: Common Stock · 42 shares Expires not disclosed F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: Of these RSUs, 14 will vest on or around March 2, 2026 and 28 will vest on or around March 1, 2027. F5 · derivative.expiration_date: Of these RSUs, 14 will vest on or around March 2, 2026 and 28 will vest on or around March 1, 2027. F6 · balance_after: Amount excludes 5 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 23, 2023 Filed Feb 27, 2024 01:34 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 25 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-003979 · doc4.xml · derivative · entry 1 Gathy Michael · CIK 0001995399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,099 Underlying: Common Stock · 25 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 12 will vest on or around March 3, 2025 and 13 will vest on or around March 2, 2026. F3 · derivative.expiration_date: Of these RSUs, 12 will vest on or around March 3, 2025 and 13 will vest on or around March 2, 2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.