Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADT Inc.ADT · Entity 3866 | Director | June 15, 2022 | June 17, 2022 |
| Lazard, Inc.LAZ · Entity 4031 | Director | March 08, 2023 | March 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADT Inc.
Report date June 15, 2022 · Filed June 17, 2022
This filing explicitly reported no securities owned.
Lazard, Inc.
Report date March 08, 2023 · Filed March 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 139,884 |
Reported balance
After 2023-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-08 · Exercise / conversion · Acquired 29,980 · Balance 139,884 F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock. F2: Amount excludes 6,675 Deferred Stock Units directly or indirectly owned by the reporting person. |
| Restricted Participation UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-08 · Exercise / conversion · Disposed 29,980 · Balance 0 F3: Represents a prior grant of PRUs eligible to be sold. F4: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.
F2: Amount excludes 6,675 Deferred Stock Units directly or indirectly owned by the reporting person.
F3: Represents a prior grant of PRUs eligible to be sold.
F4: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2023 Filed Mar 10, 2023 23:12 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Participation Units · Derivative | 29,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017944 · doc4.xml · derivative · entry 2 Lewis William M Jr · CIK 0001330515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents a prior grant of PRUs eligible to be sold. F4 · derivative.exercise_price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F4 · price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock. F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 23:12 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 29,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017944 · doc4.xml · nonDerivative · entry 1 Lewis William M Jr · CIK 0001330515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock. F2 · balance_after: Amount excludes 6,675 Deferred Stock Units directly or indirectly owned by the reporting person. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:27 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantDeferred Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010626 · doc4.xml · derivative · entry 1 Lewis William M Jr · CIK 0001330515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,675 Underlying: Class A Common Stock · 833 shares Expires not disclosed F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 109,904 shares of Class A Common Stock and 29,980 Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:04 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantDeferred Stock Units · Derivative | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057717 · doc4.xml · derivative · entry 1 Lewis William M Jr · CIK 0001330515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,842 Underlying: Class A Common Stock · 812 shares Expires not disclosed F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 109,904 shares of Class A Common Stock and 29,980 Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:26 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantDeferred Stock Units · Derivative | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046403 · doc4.xml · derivative · entry 1 Lewis William M Jr · CIK 0001330515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,030 Underlying: Class A Common Stock · 662 shares Expires not disclosed F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 109,904 shares of Class A Common Stock and 29,980 Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| June 01, 2022 Filed Jun 9, 2022 01:29 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantDeferred Stock Units · Derivative | 4,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035276 · doc4.xml · derivative · entry 1 Lewis William M Jr · CIK 0001330515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,368 Underlying: Class A Common Stock · 4,368 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.