Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lazard, Inc.LAZ · Entity 4031 | Chief Accounting Officer | May 19, 2023 | May 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lazard, Inc.
Report date May 19, 2023 · Filed May 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Class A Common StockSEC Table I · non-derivative | Direct | 7,472 |
Reported balance
After 2023-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-19 · Grant · Acquired 130 · Balance 7,472 F1: Of these shares of Restricted Class A Common Stock, 44 will vest on or around March 3, 2025 and 86 will vest on or around March 2, 2026. F2: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3: Amount excludes 24,623 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,123 |
Reported balance
After 2023-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-19 · Grant · Acquired 368 · Balance 21,123 F4: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6: Of these RSUs, 150 will vest on or around March 1, 2024, 132 will vest on or around March 3, 2025, and 86 will vest on or around March 2, 2026. F3: Amount excludes 24,623 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Of these shares of Restricted Class A Common Stock, 44 will vest on or around March 3, 2025 and 86 will vest on or around March 2, 2026.
F2: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.
F3: Amount excludes 24,623 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.
F4: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
F5: Each RSU represents a contingent right to receive one share of Class A Common Stock.
F6: Of these RSUs, 150 will vest on or around March 1, 2024, 132 will vest on or around March 3, 2025, and 86 will vest on or around March 2, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2023 Filed May 23, 2023 18:14 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031723 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,123 Underlying: Class A Common Stock · 368 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 150 will vest on or around March 1, 2024, 132 will vest on or around March 3, 2025, and 86 will vest on or around March 2, 2026. F6 · derivative.expiration_date: Of these RSUs, 150 will vest on or around March 1, 2024, 132 will vest on or around March 3, 2025, and 86 will vest on or around March 2, 2026. F3 · balance_after: Amount excludes 24,623 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 19, 2023 Filed May 23, 2023 18:14 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031723 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,472 F1 · security: Of these shares of Restricted Class A Common Stock, 44 will vest on or around March 3, 2025 and 86 will vest on or around March 2, 2026. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 24,623 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 8,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-015956 · doc4.xml · derivative · entry 5 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,755 Underlying: Class A Common Stock · 8,310 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 2,801 | $37.36 | $104,645.36 |
DisclosureSEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 4 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,623 F3 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1). Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 3,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 3 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 3,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. F2 · balance_after: Includes 3,046 shares of Restricted Class A Common Stock inadvertently omitted from Table I, Column 5 of the most recent Form 4 of the Reporting Person, filed with the Securities and Exchange Commission on February 28, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 8,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-015956 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:17 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-013779 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,065 Underlying: Class A Common Stock · 391 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 112 will vest on or around March 1, 2023, 113 will vest on or around March 1, 2024, 99 will vest on or around March 3, 2025 and 67 will vest on or around March 2, 2026. F6 · derivative.expiration_date: Of these RSUs, 112 will vest on or around March 1, 2023, 113 will vest on or around March 1, 2024, 99 will vest on or around March 3, 2025 and 67 will vest on or around March 2, 2026. F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:17 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-013779 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,342 F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 20:56 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 7,243 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-008955 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,674 Underlying: Class A Common Stock · 7,243 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Of these RSUs, approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026. F4 · derivative.expiration_date: Of these RSUs, approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026. F2 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 20:56 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 7,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008955 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,289 F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026. F2 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 16:08 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-058354 · doc4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,431 Underlying: Class A Common Stock · 290 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 112 will vest on or around March 1, 2023, 112 will vest on or around March 1, 2024 and 66 will vest on or around March 3, 2025. F3 · derivative.expiration_date: Of these RSUs, 112 will vest on or around March 1, 2023, 112 will vest on or around March 1, 2024 and 66 will vest on or around March 3, 2025. F4 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 16:35 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049169 · doc4.xml · derivative · entry 5 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,141 Underlying: Class A Common Stock · 1,015 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents prior grants of RSUs (including RSUs previously acquired pursuant to the dividend reinvestment provisions of underlying RSUs) awarded with respect to compensation for 2019, 2020 and 2021. F1 · derivative.exercise_price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · derivative.exercise_date: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements. F1 · derivative.expiration_date: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 16:35 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 4,193 | $35.76 | $149,941.68 |
DisclosureSEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 4 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,068 F2 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on September 2, 2022, the trading day immediately preceding the taxation date. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 16:35 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 3,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 3 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 16:35 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 3,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 16:35 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 1,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 16:48 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-047190 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,156 Underlying: Class A Common Stock · 288 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 119 will vest on or around March 1, 2023, 106 will vest on or around March 1, 2024 and 63 will vest on or around March 3, 2025. F6 · derivative.expiration_date: Of these RSUs, 119 will vest on or around March 1, 2023, 106 will vest on or around March 1, 2024 and 63 will vest on or around March 3, 2025. F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 16:48 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-047190 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,224 F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| May 20, 2022 Filed May 24, 2022 17:04 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031654 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,868 Underlying: Class A Common Stock · 302 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 125 will vest on or around March 1, 2023, 110 will vest on or around March 1, 2024 and 67 will vest on or around March 3, 2025. F6 · derivative.expiration_date: Of these RSUs, 125 will vest on or around March 1, 2023, 110 will vest on or around March 1, 2024 and 67 will vest on or around March 3, 2025. F3 · balance_after: Amount excludes 16,068 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| May 20, 2022 Filed May 24, 2022 17:04 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 85 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031654 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,143 F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 16,068 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 18:45 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 7,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-017693 · doc4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,566 Underlying: Class A Common Stock · 7,120 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: Of these RSUs, 2,373 will vest on or around March 1, 2024 and 4,747 will vest on or around March 3, 2025. F2 · derivative.expiration_date: Of these RSUs, 2,373 will vest on or around March 1, 2024 and 4,747 will vest on or around March 3, 2025. F3 · balance_after: Amount excludes 16,068 shares of Class A Common Stock and 6,058 shares of Restricted Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:58 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 9,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015954 · doc4.xml · derivative · entry 5 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,446 Underlying: Class A Common Stock · 9,587 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:58 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 8,599 | $34.58 | $297,353.42 |
DisclosureSEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 4 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,068 F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1). Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:58 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 8,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 3 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:58 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 8,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:58 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 9,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 18:10 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-014290 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,033 Underlying: Class A Common Stock · 320 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 128 will vest on or around March 1, 2022, 118 will vest on or around March 1, 2023 and 74 will vest on or around March 1, 2024. F6 · derivative.expiration_date: Of these RSUs, 128 will vest on or around March 1, 2022, 118 will vest on or around March 1, 2023 and 74 will vest on or around March 1, 2024. F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 18:10 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-014290 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,908 F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 18:10 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066590 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,713 Underlying: Class A Common Stock · 241 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 97 will vest on or around March 1, 2022, 89 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024. F6 · derivative.expiration_date: Of these RSUs, 97 will vest on or around March 1, 2022, 89 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024. F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 18:10 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 91 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066590 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,787 F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 18:15 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 19,892 | $47.54 | $945,586.11 |
DisclosureSEC source: 0001209191-21-054546 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 F1 · price: Reflects a weighted average price of $47.5360 per share, at prices ranging from $47.20 to $47.89 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amount excludes 14,696 shares of Restricted Class A Common Stock and 23,472 Restricted Stock Units directly or indirectly owned by the reporting person. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-053219 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,472 Underlying: Class A Common Stock · 238 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 96 will vest on or around March 1, 2022, 87 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024. F6 · derivative.expiration_date: Of these RSUs, 96 will vest on or around March 1, 2022, 87 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024. F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 90 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-053219 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,696 F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| May 21, 2021 Filed May 25, 2021 18:17 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035753 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,234 Underlying: Class A Common Stock · 235 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 93 will vest on or around March 1, 2022, 88 will vest on or around March 1, 2023 and 54 will vest on or around March 1, 2024. F6 · derivative.expiration_date: Of these RSUs, 93 will vest on or around March 1, 2022, 88 will vest on or around March 1, 2023 and 54 will vest on or around March 1, 2024. F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| May 21, 2021 Filed May 25, 2021 18:17 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035753 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,606 F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 84 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · derivative · entry 10 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,999 Underlying: Class A Common Stock · 84 shares Expires 2021-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · derivative · entry 9 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,083 Underlying: Class A Common Stock · 347 shares Expires not disclosed F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F9 · derivative.exercise_date: Of these RSUs, 84 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 105 will vest on or around March 1, 2022, 97 will vest on or around March 1, 2023, and 61 will vest on or around March 1, 2024. F9 · derivative.expiration_date: Of these RSUs, 84 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 105 will vest on or around March 1, 2022, 97 will vest on or around March 1, 2023, and 61 will vest on or around March 1, 2024. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 7 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,517 F5 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F6 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 43 | $40.52 | $1,742.36 |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 6 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,122 F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1) and the first sentence of Footnote (9). F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in the first sentence of Footnote (9). Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 84 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 5 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 7,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · derivative · entry 8 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,736 Underlying: Class A Common Stock · 7,107 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingClass A Common Stock | 3,825 | $38.69 | $147,989.25 |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 4 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,081 F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1) and the first sentence of Footnote (9). F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1). Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 2,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 3 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:00 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 7,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 19:17 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 7,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-012151 · doc4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,843 Underlying: Class A Common Stock · 7,935 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: Of these RSUs, 2,645 will vest on or around March 1, 2023 and 5,290 will vest on or around March 1, 2024. F2 · derivative.expiration_date: Of these RSUs, 2,645 will vest on or around March 1, 2023 and 5,290 will vest on or around March 1, 2024. F3 · balance_after: Amount excludes 19,892 shares of unrestricted Class A Common Stock and 17,324 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060328 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,908 Underlying: Class A Common Stock · 278 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 91 will vest on or around March 1, 2021, 115 will vest on or around March 1, 2022 and 72 will vest on or around March 1, 2023. F6 · derivative.expiration_date: Of these RSUs, 91 will vest on or around March 1, 2021, 115 will vest on or around March 1, 2022 and 72 will vest on or around March 1, 2023. F3 · balance_after: Amount excludes 19,892 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Class A Common Stock | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060328 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,324 F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards. F3 · balance_after: Amount excludes 19,892 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 18:16 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048290 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,630 Underlying: Class A Common Stock · 326 shares Expires not disclosed F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 106 will vest on or around March 1, 2021, 135 will vest on or around March 1, 2022 and 85 will vest on or around March 1, 2023. F6 · derivative.expiration_date: Of these RSUs, 106 will vest on or around March 1, 2021, 135 will vest on or around March 1, 2022 and 85 will vest on or around March 1, 2023. F3 · balance_after: Amount excludes 19,892 shares of Class A Common Stock directly or indirectly owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.