Tapewire

NYSE · USD

KR

KROGER CO

Export transactions ↓
Tapewire entity
100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2021 Filed Jul 15, 2021 18:20 UTC
Gates AnneDirector
GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046757 · doc4.xml · nonDerivative · entry 1

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,025

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 18:19 UTC GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046756 · doc4.xml · nonDerivative · entry 1

Brown Kevin M · CIK 0001842503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 18:18 UTC GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046755 · doc4.xml · nonDerivative · entry 1

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,619

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 18:09 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 1,145 $38.30 $43,853.50
Disclosure

SEC source: 0001209191-21-046744 · doc4.xml · nonDerivative · entry 3

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 8,927

Read SEC document
July 14, 2021 Filed Jul 15, 2021 18:05 UTC
Adcock Mary EllenSenior Vice President
GrantNon-Qualified Stock Option · Derivative 10,846 $0.00 Strike: $38.32 $0.00
Disclosure

SEC source: 0001209191-21-046741 · doc4.xml · derivative · entry 3

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,846

Underlying: Common Stock · 10,846 shares

Expires 2031-07-14

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 18:05 UTC
Adcock Mary EllenSenior Vice President
GrantCommon Stock 5,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046741 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,969

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:16 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 3,814 $38.07 $145,198.98
Disclosure

SEC source: 0001209191-21-046754 · doc4.xml · nonDerivative · entry 1

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,636

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:16 UTC
Tuffin Mark CSenior Vice President
Tax withholdingCommon Stock 4,896 $38.07 $186,390.72
Disclosure

SEC source: 0001209191-21-046753 · doc4.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,347

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:14 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 3,094 $38.07 $117,788.58
Disclosure

SEC source: 0001209191-21-046752 · doc4.xml · nonDerivative · entry 1

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,512

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:13 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 32,635 $38.07 $1,242,414.45
Disclosure

SEC source: 0001209191-21-046750 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221,004.6449

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2021 and June 30, 2021, the reporting person acquired 783.2476 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:12 UTC
McKinney Stephen MSenior Vice President
Tax withholdingCommon Stock 4,582 $38.07 $174,436.74
Disclosure

SEC source: 0001209191-21-046749 · doc4.xml · nonDerivative · entry 1

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,436.0203

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2021 and June 30, 2021, the reporting person acquired 9,468.168 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:11 UTC
Massa Timothy ASenior Vice President
Tax withholdingCommon Stock 4,324 $38.07 $164,614.68
Disclosure

SEC source: 0001209191-21-046747 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,974

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:10 UTC
Kaufman Calvin JSenior Vice President
Tax withholdingCommon Stock 5,839 $38.07 $222,290.73
Disclosure

SEC source: 0001209191-21-046746 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,386.4015

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2021 and June 30, 2021, the reporting person acquired 11.7014 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC
Foley Todd AVice President & Controller
Tax withholdingCommon Stock 1,028 $38.07 $39,135.96
Disclosure

SEC source: 0001209191-21-046745 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,247

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 493 $38.07 $18,768.51
Disclosure

SEC source: 0001209191-21-046744 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 10,072

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 499 $38.07 $18,996.93
Disclosure

SEC source: 0001209191-21-046744 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,766.2613

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2021 and June 30, 2021, the reporting person acquired 21.6120 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:07 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 3,765 $38.07 $143,333.55
Disclosure

SEC source: 0001209191-21-046743 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,807

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:06 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 3,912 $38.07 $148,929.84
Disclosure

SEC source: 0001209191-21-046742 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,898.1788

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:05 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 4,742 $38.07 $180,527.94
Disclosure

SEC source: 0001209191-21-046741 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,097

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 17:19 UTC GrantPhantom Stock · Derivative 1,026.7708 $37.13 Strike: $0.00 $38,124.00
Disclosure

SEC source: 0001209191-21-044272 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093.5344

Underlying: Common Stock · 1,026.7708 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 15:47 UTC
Kaufman Calvin JSenior Vice President
SaleCommon Stock 59 $39.49 $2,329.62
Disclosure

SEC source: 0001209191-21-042921 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,213.7001

F1 · balance_after: Between October 1, 2020 and March 31, 2021, the reporting person acquired 26.1614 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 15:47 UTC
Kaufman Calvin JSenior Vice President
SaleCommon Stock 5,868 $39.50 $231,797.74
Disclosure

SEC source: 0001209191-21-042921 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,272.7001

Read SEC document
June 23, 2021 Filed Jun 24, 2021 15:47 UTC
Kaufman Calvin JSenior Vice President
SaleCommon Stock 8,498 $39.51 $335,755.98
Disclosure

SEC source: 0001209191-21-042921 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,140.7001

Read SEC document
June 22, 2021 Filed Jun 24, 2021 15:47 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 50,720 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-21-042920 · doc4.xml · derivative · entry 4

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 15:47 UTC
Tuffin Mark CSenior Vice President
SaleCommon Stock 40,671 $40.01 $1,627,246.71
Disclosure

SEC source: 0001209191-21-042920 · doc4.xml · nonDerivative · entry 3

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,243

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2021.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 15:47 UTC
Tuffin Mark CSenior Vice President
SaleCommon Stock 10,049 $40.00 $401,960.00
Disclosure

SEC source: 0001209191-21-042920 · doc4.xml · nonDerivative · entry 2

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,914

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2021.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 15:47 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionCommon Stock 50,720 $24.67 $1,251,008.80
Disclosure

SEC source: 0001209191-21-042920 · doc4.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 17:22 UTC GrantPhantom Stock - Incentive Shares · Derivative 32.061 $37.28 Strike: $0.00 $1,195.23
Disclosure

SEC source: 0001209191-21-037066 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672.148

Underlying: Common Stock · 32.061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 17:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 217.991 $37.28 Strike: $0.00 $8,126.70
Disclosure

SEC source: 0001209191-21-037065 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,366.179

Underlying: Common Stock · 217.991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 17:20 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 37.809 $37.28 Strike: $0.00 $1,409.52
Disclosure

SEC source: 0001209191-21-037064 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,868.548

Underlying: Common Stock · 37.809 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 17:19 UTC GrantPhantom Stock - Incentive Shares · Derivative 46.577 $37.28 Strike: $0.00 $1,736.39
Disclosure

SEC source: 0001209191-21-037063 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693.117

Underlying: Common Stock · 46.577 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
May 11, 2021 Filed May 14, 2021 00:39 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionNon-Qualified Stock Option · Derivative 182,880 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-21-032521 · doc4.xml · derivative · entry 3

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 182,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
May 11, 2021 Filed May 14, 2021 00:39 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 111,658 $38.83 $4,335,680.14
Disclosure

SEC source: 0001209191-21-032521 · doc4.xml · nonDerivative · entry 2

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252,856.3973

F1 · balance_after: Between January 1, 2021 and March 31, 2021, the reporting person acquired 1,999.9674 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
May 11, 2021 Filed May 14, 2021 00:39 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 182,880 $12.37 $2,262,225.60
Disclosure

SEC source: 0001209191-21-032521 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,364,514.3973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 14:41 UTC
Massa Timothy ASenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 16,000 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-21-027505 · doc4.xml · derivative · entry 3

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 14:41 UTC
Massa Timothy ASenior Vice President
SaleCommon Stock 16,000 $37.58 $601,200.00
Disclosure

SEC source: 0001209191-21-027505 · doc4.xml · nonDerivative · entry 2

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,298

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.57 to $37.59, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 14:41 UTC
Massa Timothy ASenior Vice President
Exercise / conversionCommon Stock 16,000 $12.37 $197,920.00
Disclosure

SEC source: 0001209191-21-027505 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 14:55 UTC
Foley Todd AVice President & Controller
SaleCommon Stock 7,774 $37.94 $294,945.56
Disclosure

SEC source: 0001209191-21-026416 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,275

Read SEC document
April 12, 2021 Filed Apr 13, 2021 14:54 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option · Derivative 2,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-21-026415 · doc4.xml · derivative · entry 4

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 14:54 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 2,000 $37.96 $75,910.00
Disclosure

SEC source: 0001209191-21-026415 · doc4.xml · nonDerivative · entry 3

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 10,565

Read SEC document
April 12, 2021 Filed Apr 13, 2021 14:54 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionCommon Stock 2,000 $10.98 $21,960.00
Disclosure

SEC source: 0001209191-21-026415 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 12,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 15:15 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option · Derivative 6,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-21-026191 · doc4.xml · derivative · entry 4

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 15:15 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 6,000 $37.10 $222,570.00
Disclosure

SEC source: 0001209191-21-026191 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,243.6493

F1 · balance_after: Between January 1, 2021 and March 31, 2021, the reporting person acquired 24.3098 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 15:15 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionCommon Stock 6,000 $10.98 $65,880.00
Disclosure

SEC source: 0001209191-21-026191 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,243.6493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:06 UTC GrantPhantom Stock · Derivative 1,125.4317 $33.88 Strike: $0.00 $38,124.00
Disclosure

SEC source: 0001209191-21-024085 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,066.7636

Underlying: Common Stock · 1,125.4317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:01 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionNon-Qualified Stock Option · Derivative 50,720 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-21-024082 · doc4.xml · derivative · entry 7

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,720 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:01 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionNon-Qualified Stock Option · Derivative 50,720 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-21-024082 · doc4.xml · derivative · entry 6

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,720 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:01 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 38,872 $37.93 $1,474,259.47
Disclosure

SEC source: 0001209191-21-024082 · doc4.xml · nonDerivative · entry 5

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,472.5514

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.86 to $38.10, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:01 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 50,720 $37.86 $1,920,107.04
Disclosure

SEC source: 0001209191-21-024082 · doc4.xml · nonDerivative · entry 4

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,344.5514

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.77 to $37.98, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:01 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 50,720 $37.91 $1,922,896.64
Disclosure

SEC source: 0001209191-21-024082 · doc4.xml · nonDerivative · entry 3

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,064.5514

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.73 to $38.04, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.