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Nasdaq · USD

KPLT

Katapult Holdings, Inc.

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Tapewire entity
5517
SEC CIK
0001785424
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202603
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2023 Filed Jun 8, 2023 20:42 UTC
MASTO CHRISTOPHER ADirector · 10% owner
GrantCommon Stock 238,095 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021612 · wk-form4_1686271313.xml · nonDerivative · entry 2

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,881

F2 · shares: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:42 UTC
MASTO CHRISTOPHER ADirector · 10% owner
Exercise / conversionCommon Stock 23,810 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021612 · wk-form4_1686271313.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
June 06, 2023 Filed Jun 9, 2023 00:45 UTC GrantCommon Stock 238,095 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021616 · wk-form4_1686271505.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,229

F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. Each DSU vests on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date, and represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:47 UTC GrantCommon Stock 238,095 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021618 · wk-form4_1686271653.xml · nonDerivative · entry 1

Phillips Joyce Ann · CIK 0001594614 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,229

F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. Each DSU vests on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date, and represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:47 UTC Exercise / conversionRestricted Stock Units · Derivative 23,810 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021600 · wk-form4_1686268024.xml · derivative · entry 2

Einbinder Lee · CIK 0001791698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F2 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023

F2 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:47 UTC Exercise / conversionCommon Stock 23,810 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021600 · wk-form4_1686268024.xml · nonDerivative · entry 1

Einbinder Lee · CIK 0001791698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,242,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
June 06, 2023 Filed Jun 13, 2023 21:27 UTC
Chopra ChandanChief Technology Officer
SaleCommon Stock 8,782 $0.65 $5,708.30
Disclosure

SEC source: 0001628280-23-022019 · wk-form4_1686706016.xml · nonDerivative · entry 4

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,422

Read SEC document
May 15, 2023 Filed May 17, 2023 16:13 UTC
Chopra ChandanChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 19,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018690 · wf-form4_168435436922288.xml · derivative · entry 3

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,579

Underlying: Common Stock · 19,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:13 UTC
Chopra ChandanChief Technology Officer
Tax withholdingCommon Stock 8,847 $0.72 $6,369.84
Disclosure

SEC source: 0001628280-23-018690 · wf-form4_168435436922288.xml · nonDerivative · entry 2

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,304

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:13 UTC
Chopra ChandanChief Technology Officer
Exercise / conversionCommon Stock 19,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018690 · wf-form4_168435436922288.xml · nonDerivative · entry 1

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:12 UTC
Zayas OrlandoDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 22,961 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018688 · wf-form4_168435434749780.xml · derivative · entry 3

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,727

Underlying: Common Stock · 22,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:12 UTC
Zayas OrlandoDirector · Chief Executive Officer
Tax withholdingCommon Stock 23,598 $0.72 $16,990.56
Disclosure

SEC source: 0001628280-23-018688 · wf-form4_168435434749780.xml · nonDerivative · entry 2

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,801,669

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:12 UTC
Zayas OrlandoDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,961 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018688 · wf-form4_168435434749780.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,825,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:13 UTC
Medlin DerekChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,888 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018694 · wf-form4_168435441436118.xml · derivative · entry 3

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,107

Underlying: Common Stock · 6,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:13 UTC
Medlin DerekChief Operating Officer
Tax withholdingCommon Stock 10,701 $0.72 $7,704.72
Disclosure

SEC source: 0001628280-23-018694 · wf-form4_168435441436118.xml · nonDerivative · entry 2

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,832

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:13 UTC
Medlin DerekChief Operating Officer
Exercise / conversionCommon Stock 6,888 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018694 · wf-form4_168435441436118.xml · nonDerivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:13 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,913 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018693 · wf-form4_168435438746335.xml · derivative · entry 3

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,395

Underlying: Common Stock · 4,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:13 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Tax withholdingCommon Stock 5,442 $0.72 $3,918.24
Disclosure

SEC source: 0001628280-23-018693 · wf-form4_168435438746335.xml · nonDerivative · entry 2

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,543

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of awards of RSUs originally granted on September 9, 2021 and March 15, 2022.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:13 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Exercise / conversionCommon Stock 4,913 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018693 · wf-form4_168435438746335.xml · nonDerivative · entry 1

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:12 UTC
Chopra ChandanChief Technology Officer
Tax withholdingCommon Stock 15,879 $0.54 $8,574.66
Disclosure

SEC source: 0001628280-23-008478 · wf-form4_167908391120027.xml · nonDerivative · entry 1

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,497

F1 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:12 UTC
Zayas OrlandoDirector · Chief Executive Officer
Tax withholdingCommon Stock 72,029 $0.54 $38,895.66
Disclosure

SEC source: 0001628280-23-008480 · wf-form4_167908392527292.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802,306

F1 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:13 UTC
Medlin DerekChief Operating Officer
Tax withholdingCommon Stock 36,096 $0.54 $19,491.84
Disclosure

SEC source: 0001628280-23-008482 · wf-form4_167908397027934.xml · nonDerivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,645

F1 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:12 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Tax withholdingCommon Stock 17,479 $0.54 $9,438.66
Disclosure

SEC source: 0001628280-23-008481 · wf-form4_167908394444298.xml · nonDerivative · entry 1

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,072

F1 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on March 15, 2022.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:24 UTC
Chopra ChandanChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 19,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004036 · wf-form4_167666903090953.xml · derivative · entry 3

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,233

Underlying: Common Stock · 19,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:24 UTC
Chopra ChandanChief Technology Officer
Tax withholdingCommon Stock 5,846 $0.96 $5,629.70
Disclosure

SEC source: 0001628280-23-004036 · wf-form4_167666903090953.xml · nonDerivative · entry 2

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,376

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:24 UTC
Chopra ChandanChief Technology Officer
Exercise / conversionCommon Stock 19,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004036 · wf-form4_167666903090953.xml · nonDerivative · entry 1

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:24 UTC
Zayas OrlandoDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 22,961 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004038 · wf-form4_167666904954402.xml · derivative · entry 4

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,688

Underlying: Common Stock · 22,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F5 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F5 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:24 UTC
Zayas OrlandoDirector · Chief Executive Officer
SaleCommon Stock 17,382 $0.96 $16,721.48
Disclosure

SEC source: 0001628280-23-004038 · wf-form4_167666904954402.xml · nonDerivative · entry 3

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,874,335

F3 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.926 to $0.995. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:24 UTC
Zayas OrlandoDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,830 $0.96 $6,577.29
Disclosure

SEC source: 0001628280-23-004038 · wf-form4_167666904954402.xml · nonDerivative · entry 2

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,891,717

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:24 UTC
Zayas OrlandoDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,961 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004038 · wf-form4_167666904954402.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,898,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:25 UTC
Medlin DerekChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,888 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004040 · wf-form4_167666908906080.xml · derivative · entry 3

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,995

Underlying: Common Stock · 6,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:25 UTC
Medlin DerekChief Operating Officer
Tax withholdingCommon Stock 2,049 $0.96 $1,973.19
Disclosure

SEC source: 0001628280-23-004040 · wf-form4_167666908906080.xml · nonDerivative · entry 2

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,741

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021.

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February 15, 2023 Filed Feb 17, 2023 21:25 UTC
Medlin DerekChief Operating Officer
Exercise / conversionCommon Stock 6,888 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004040 · wf-form4_167666908906080.xml · nonDerivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

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February 15, 2023 Filed Feb 17, 2023 16:25 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004041 · wf-form4_167666912316377.xml · derivative · entry 3

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,308

Underlying: Common Stock · 4,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

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February 15, 2023 Filed Feb 17, 2023 16:25 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Tax withholdingCommon Stock 2,061 $0.96 $1,984.74
Disclosure

SEC source: 0001628280-23-004041 · wf-form4_167666912316377.xml · nonDerivative · entry 2

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,551

F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021.

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February 15, 2023 Filed Feb 17, 2023 16:25 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Exercise / conversionCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004041 · wf-form4_167666912316377.xml · nonDerivative · entry 1

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

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January 31, 2023 Filed Feb 2, 2023 21:41 UTC
Walsh Nancy AChief Financial Officer
GrantCommon Stock 459,184 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002060 · wf-form4_167537409173460.xml · nonDerivative · entry 1

Walsh Nancy A · CIK 0001657995 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,184

F1 · shares: Restricted stock unit award that will vest over four years, with 25% of the RSUs vesting on December 15, 2023, and the remaining RSUs vesting in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

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January 04, 2023 Filed Jan 5, 2023 21:42 UTC
Zayas OrlandoDirector · Chief Executive Officer
SaleCommon Stock 59,919 $0.90 $53,687.42
Disclosure

SEC source: 0001628280-23-000473 · wf-form4_167295491724189.xml · nonDerivative · entry 2

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875,586

F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.865 to $0.936. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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January 03, 2023 Filed Jan 5, 2023 21:42 UTC
Zayas OrlandoDirector · Chief Executive Officer
SaleCommon Stock 61,081 $0.87 $53,384.79
Disclosure

SEC source: 0001628280-23-000473 · wf-form4_167295491724189.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,505

F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.84 to $0.96. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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December 15, 2022 Filed Dec 16, 2022 09:09 UTC PurchaseCommon Stock 13,000 $0.92 $11,908.00
Disclosure

SEC source: 0001628280-22-032064 · wf-form4_167119976392179.xml · nonDerivative · entry 2

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,108

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.902 to $0.935. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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December 14, 2022 Filed Dec 16, 2022 09:09 UTC PurchaseCommon Stock 15,130 $1.03 $15,644.42
Disclosure

SEC source: 0001628280-22-032064 · wf-form4_167119976392179.xml · nonDerivative · entry 1

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,108

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.00 to $1.07. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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December 12, 2022 Filed Dec 14, 2022 09:12 UTC PurchaseCommon Stock 8,808 $1.11 $9,732.84
Disclosure

SEC source: 0001628280-22-031893 · wf-form4_167102711028505.xml · nonDerivative · entry 1

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,978

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.08 to $1.14. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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December 09, 2022 Filed Dec 9, 2022 16:17 UTC PurchaseCommon Stock 23,034 $1.19 $27,410.46
Disclosure

SEC source: 0001628280-22-031668 · wf-form4_167062059482682.xml · nonDerivative · entry 3

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,170

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.25. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 16:17 UTC PurchaseCommon Stock 16,385 $1.22 $19,956.93
Disclosure

SEC source: 0001628280-22-031668 · wf-form4_167062059482682.xml · nonDerivative · entry 2

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,136

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.25. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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December 07, 2022 Filed Dec 9, 2022 16:17 UTC PurchaseCommon Stock 9,775 $1.22 $11,905.95
Disclosure

SEC source: 0001628280-22-031668 · wf-form4_167062059482682.xml · nonDerivative · entry 1

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,751

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.19 to $1.24. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 13:22 UTC PurchaseCommon Stock 20,000 $1.24 $24,880.00
Disclosure

SEC source: 0001628280-22-031488 · wf-form4_167041933725458.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,134

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.23 to $1.25. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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November 29, 2022 Filed Nov 29, 2022 21:15 UTC
Hirsch BrianDirector
PurchaseCommon Stock 12,340 $1.15 $14,129.30
Disclosure

SEC source: 0001628280-22-030949 · wf-form4_166975651963957.xml · nonDerivative · entry 2

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,976

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.13 to $1.15. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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November 28, 2022 Filed Nov 29, 2022 21:15 UTC
Hirsch BrianDirector
PurchaseCommon Stock 137,660 $1.13 $155,005.16
Disclosure

SEC source: 0001628280-22-030949 · wf-form4_166975651963957.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,636

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.07 to $1.17. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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November 22, 2022 Filed Nov 25, 2022 13:47 UTC PurchaseCommon Stock 75,000 $0.91 $68,242.50
Disclosure

SEC source: 0001628280-22-030763 · wf-form4_166938406004154.xml · nonDerivative · entry 1

Einbinder Lee · CIK 0001791698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,670

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:41 UTC
Cupito KarissaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,889 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030333 · wf-form4_166872124424551.xml · derivative · entry 3

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,883

Underlying: Common Stock · 6,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.