Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment |
FAN JOHN C CDirector · CEO & President
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,769 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 24, 2020 Filed Dec 29, 2020 22:00 UTC |
Baker Paul ChristopherStrategic Business Officer
|
SaleCommon Stock | 65,353 | $2.73 | $178,413.69 |
DisclosureSEC source: 0001493152-20-024473 · ownership.xml · nonDerivative · entry 1 Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,610 F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:15 UTC |
SNEIDER RICHARDChief Financial Officer
|
SaleCommon Stock | 42,950 | $2.97 | $127,561.50 |
DisclosureSEC source: 0001493152-20-024353 · ownership.xml · nonDerivative · entry 1 SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,056 F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:15 UTC |
CHOI HONG KChief Technology Officer
|
SaleCommon Stock | 74,721 | $2.96 | $221,174.16 |
DisclosureSEC source: 0001493152-20-024351 · ownership.xml · nonDerivative · entry 1 CHOI HONG K · CIK 0001251758 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,545 F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
CHOI HONG KChief Technology Officer
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023927 · ownership.xml · nonDerivative · entry 2 CHOI HONG K · CIK 0001251758 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,266 F2 · kind: Restricted stock vests 20% on each of the five successive December 10 dates following the date of grant (12/16/20) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
CHOI HONG KChief Technology Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023927 · ownership.xml · nonDerivative · entry 1 CHOI HONG K · CIK 0001251758 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,266 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
TSAUR BOR YEUExecutive Vice President
|
Disposition to issuerCommon Stock | 33,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023925 · ownership.xml · nonDerivative · entry 4 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,583 F3 · kind: Forfeiture of shares of restricted stock granted on February 20, 2014 under the 2010 Equity Incentive Plan, for which vesting requirements were not satisfied. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
TSAUR BOR YEUExecutive Vice President
|
Tax withholdingCommon Stock | 7,466 | $1.75 | $13,065.50 |
DisclosureSEC source: 0001493152-20-023925 · ownership.xml · nonDerivative · entry 3 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,098 Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
TSAUR BOR YEUExecutive Vice President
|
GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023925 · ownership.xml · nonDerivative · entry 2 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,564 F2 · kind: Restricted stock vests 20% on each of the five successive December 10 dates following the date of grant (12/16/20) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
TSAUR BOR YEUExecutive Vice President
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023925 · ownership.xml · nonDerivative · entry 1 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,564 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
SNEIDER RICHARDChief Financial Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023926 · ownership.xml · nonDerivative · entry 2 SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,006 F2 · kind: Restricted stock vests 20% on each of the five successive December 10 dates following the date of grant (12/16/20) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
SNEIDER RICHARDChief Financial Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023926 · ownership.xml · nonDerivative · entry 1 SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,006 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
Baker Paul ChristopherStrategic Business Officer
|
GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023924 · ownership.xml · nonDerivative · entry 2 Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,963 F2 · kind: Restricted stock vests 20% on each of the five successive December 10 dates following the date of grant (12/16/20) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:15 UTC |
Baker Paul ChristopherStrategic Business Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-023924 · ownership.xml · nonDerivative · entry 1 Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,963 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:55 UTC |
SNEIDER RICHARDChief Financial Officer
|
Tax withholdingCommon Stock | 4,240 | $1.73 | $7,335.20 |
DisclosureSEC source: 0001493152-20-023398 · ownership.xml · nonDerivative · entry 1 SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,006 Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:54 UTC |
Baker Paul ChristopherStrategic Business Officer
|
Tax withholdingCommon Stock | 6,890 | $1.73 | $11,919.70 |
DisclosureSEC source: 0001493152-20-023394 · ownership.xml · nonDerivative · entry 1 Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,963 Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:53 UTC |
CHOI HONG KChief Technology Officer
|
Tax withholdingCommon Stock | 4,240 | $1.73 | $7,335.20 |
DisclosureSEC source: 0001493152-20-023392 · ownership.xml · nonDerivative · entry 1 CHOI HONG K · CIK 0001251758 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,266 Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:51 UTC |
TSAUR BOR YEUExecutive Vice President
|
Tax withholdingCommon Stock | 4,535 | $1.73 | $7,845.55 |
DisclosureSEC source: 0001493152-20-023388 · ownership.xml · nonDerivative · entry 1 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,564 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:10 UTC |
COLLINS MORTONDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010396 · ownership.xml · nonDerivative · entry 1 COLLINS MORTON · CIK 0001238716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:10 UTC |
BREWINGTON JAMES KDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010392 · ownership.xml · nonDerivative · entry 1 BREWINGTON JAMES K · CIK 0001230525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:10 UTC |
Anchin Scott LDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010395 · ownership.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:10 UTC |
BROOK DAVIDDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010393 · ownership.xml · nonDerivative · entry 1 BROOK DAVID · CIK 0001215849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,760 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:10 UTC |
HSIEH CHI CHIA DRDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010394 · ownership.xml · nonDerivative · entry 1 HSIEH CHI CHIA DR · CIK 0001215847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:10 UTC |
Osgood Richard Hoe IIIDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010391 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| June 01, 2020 Filed May 27, 2021 20:59 UTC |
BROOK DAVIDDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-013091 · ownership.xml · nonDerivative · entry 1 BROOK DAVID · CIK 0001215849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/26/22). Read SEC document |
| June 01, 2020 Filed May 27, 2021 20:54 UTC |
BREWINGTON JAMES KDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-013086 · ownership.xml · nonDerivative · entry 1 BREWINGTON JAMES K · CIK 0001230525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/26/22). Read SEC document |
| May 11, 2020 Filed May 11, 2020 21:25 UTC |
FAN JOHN C CDirector · CEO & President
|
PurchaseCommon Stock | 100,000 | $0.74 | $74,000.00 |
DisclosureSEC source: 0001493152-20-008280 · ownership.xml · nonDerivative · entry 2 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,459,769 Read SEC document |
| May 08, 2020 Filed May 11, 2020 21:25 UTC |
FAN JOHN C CDirector · CEO & President
|
PurchaseCommon Stock | 150,000 | $0.66 | $99,000.00 |
DisclosureSEC source: 0001493152-20-008280 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359,769 Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:11 UTC |
TSAUR BOR YEUExecutive Vice President
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000117 · wf-form4_157713546764212.xml · nonDerivative · entry 2 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,099 F2 · kind: Restricted stock vests 25% on each of the four successive December 10 dates following the date of grant (12/23/19) and are subject to restrictions pursuant to the terms of the Issuer's Equity Incentive Plan. Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:11 UTC |
TSAUR BOR YEUExecutive Vice President
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000117 · wf-form4_157713546764212.xml · nonDerivative · entry 1 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,099 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, which must be achieved by December 20, 2020 and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:09 UTC |
Baker Paul ChristopherStrategic Business Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000116 · wf-form4_157713536726019.xml · nonDerivative · entry 2 Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,853 F2 · kind: Restricted stock vests 25% on each of the four successive December 10 dates following the date of grant (12/23/19) and are subject to restrictions pursuant to the terms of the Issuer's Equity Incentive Plan. Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:09 UTC |
Baker Paul ChristopherStrategic Business Officer
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000116 · wf-form4_157713536726019.xml · nonDerivative · entry 1 Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,853 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, which must be achieved by December 20, 2020 and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:08 UTC |
FAN JOHN C CCEO & President
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000115 · wf-form4_157713528511994.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,209,769 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, which must be achieved by December 20, 2020 and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:06 UTC | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000114 · wf-form4_157713517879990.xml · nonDerivative · entry 2 SNEIDER RICHARD · CIK 0001215843 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,246 F2 · kind: Restricted stock vests 25% on each of the four successive December 10 dates following the date of grant (12/23/19) and are subject to restrictions pursuant to the terms of the Issuer's Equity Incentive Plan. Read SEC document |
|
| December 23, 2019 Filed Dec 23, 2019 21:06 UTC | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000114 · wf-form4_157713517879990.xml · nonDerivative · entry 1 SNEIDER RICHARD · CIK 0001215843 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,246 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, which must be achieved by December 20, 2020 and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
|
| December 23, 2019 Filed Dec 23, 2019 21:05 UTC |
CHOI HONG KCTO
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000113 · wf-form4_157713510370972.xml · nonDerivative · entry 2 CHOI HONG K · CIK 0001251758 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,506 F2 · kind: Restricted stock vests 25% on each of the four successive December 10 dates following the date of grant (12/23/19) and are subject to restrictions pursuant to the terms of the Issuer's Equity Incentive Plan. Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:05 UTC |
CHOI HONG KCTO
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000113 · wf-form4_157713510370972.xml · nonDerivative · entry 1 CHOI HONG K · CIK 0001251758 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,506 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, which must be achieved by December 20, 2020 and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
| December 10, 2019 Filed Dec 16, 2019 22:27 UTC |
TSAUR BOR YEUExecutive Vice President
|
Disposition to issuerCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000111 · wf-form4_157653522542766.xml · nonDerivative · entry 1 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,099 F1 · kind: 1. Forfeiture of 7,500 and 10,000 shares not earned under the 2010 Equity Incentive Plan, granted on December 14, 2016 and December 15, 2017, respectively. Read SEC document |
| June 25, 2019 Filed Jan 7, 2020 21:09 UTC |
Baker Paul ChristopherStrategic Business Officer
|
Tax withholdingCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-20-000002 · wf-form4_157843136924798.xml · nonDerivative · entry 1 Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,853 F1 · kind: Restricted stock granted on February 9, 2018, which was forfeited for not achieving certain milestones. F2 · balance_after: Reflects the amount of Common Stock beneficially owned by the reporting person immediately following the transaction reported by this Form 4. As of the date of this Form 4, the reporting person beneficially owned 217,853 shares of Common Stock, which amount reflects the amount of Common Stock reported to be beneficially held by the reporting person in the most recent Form 4 filed on December 23, 2019 minus the amount of Common Stock forfeited as reported in this Form 4. Read SEC document |
| May 21, 2019 Filed May 21, 2019 20:08 UTC |
HSIEH CHI CHIA DRDirector
|
GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000063 · wf-form4_155846927911471.xml · nonDerivative · entry 2 HSIEH CHI CHIA DR · CIK 0001215847 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 126,000 F2 · ownership.nature: The Reporting Person previously gifted shares to a family trust of which the Reporting Person and his wife are trustees. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose Read SEC document |
| May 21, 2019 Filed May 21, 2019 20:08 UTC |
HSIEH CHI CHIA DRDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000063 · wf-form4_155846927911471.xml · nonDerivative · entry 1 HSIEH CHI CHIA DR · CIK 0001215847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| May 21, 2019 Filed May 21, 2019 20:07 UTC |
COLLINS MORTONDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000062 · wf-form4_155846925207017.xml · nonDerivative · entry 1 COLLINS MORTON · CIK 0001238716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| May 21, 2019 Filed May 21, 2019 20:07 UTC |
BROOK DAVIDDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000061 · wf-form4_155846922007066.xml · nonDerivative · entry 1 BROOK DAVID · CIK 0001215849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,760 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| May 21, 2019 Filed May 21, 2019 20:06 UTC |
BREWINGTON JAMES KDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000060 · wf-form4_155846919360552.xml · nonDerivative · entry 1 BREWINGTON JAMES K · CIK 0001230525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:10 UTC |
Osgood Richard Hoe IIIDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000071 · wf-form4_155855580201247.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| May 21, 2019 Filed May 22, 2019 16:09 UTC |
Anchin Scott LDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000070 · wf-form4_155855577301335.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| March 14, 2019 Filed Mar 22, 2019 20:05 UTC | Disposition to issuerCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000040 · wf-form4_155328511117958.xml · nonDerivative · entry 1 SNEIDER RICHARD · CIK 0001215843 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,246 F1 · kind: Forfeiture of shares not earned under 2010 Equity Incentive Plan granted on February 9, 2018. Read SEC document |
|
| March 14, 2019 Filed Mar 22, 2019 20:04 UTC |
CHOI HONG KCTO
|
Disposition to issuerCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000039 · wf-form4_155328507268465.xml · nonDerivative · entry 1 CHOI HONG K · CIK 0001251758 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,506 F1 · kind: Forfeiture of shares not earned under 2010 Equity Incentive Plan granted on February 9, 2018. Read SEC document |
| March 14, 2019 Filed Mar 22, 2019 20:04 UTC |
TSAUR BOR YEUExecutive Vice President
|
Disposition to issuerCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000038 · wf-form4_155328503543935.xml · nonDerivative · entry 1 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,599 F1 · kind: Forfeiture of shares not earned under 2010 Equity Incentive Plan granted on February 9, 2018. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 21:25 UTC |
TSAUR BOR YEUExecutive Vice President
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SaleCommon Stock | 8,973 | $1.13 | $10,176.28 |
DisclosureSEC source: 0000771266-19-000017 · wf-form4_155009309721457.xml · nonDerivative · entry 3 TSAUR BOR YEU · CIK 0001251765 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,799 F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on May 22, 2017 and effective as of August 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.