Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KOPIN CORPKOPN · Entity 5134 | Director | May 25, 2023 | May 25, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KOPIN CORP
Report date May 25, 2023 · Filed May 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,541,099 |
Reported balance
After 2023-05-25 transaction · row 1
1 source rowRow 1 · 2023-05-25 · Grant · Acquired 10,000 · Balance 5,541,099 F1: The equity award vests on the first anniversary of the date of grant (05/25/24). |
Filing footnotes · ownership attribution and instrument terms
F1: The equity award vests on the first anniversary of the date of grant (05/25/24).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2023 Filed May 25, 2023 20:04 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-019069 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,541,099 F1 · kind: The equity award vests on the first anniversary of the date of grant (05/25/24). Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:05 UTC | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 23,293 | $1.35 | $31,445.55 |
DisclosureSEC source: 0001493152-23-018101 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,531,099 Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:12 UTC | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 25,000 | $1.25 | $31,250.00 |
DisclosureSEC source: 0001493152-23-017980 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,507,806 Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 20:15 UTC | KOPIN CORP KOPN · Entity 5134 | Disposition to issuerCommon Stock | 30,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-007757 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,482,806 F1 · kind: Restricted stock granted on December 15, 2021, which was forfeited for not achieving certain milestones. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 20:15 UTC | KOPIN CORP KOPN · Entity 5134 | Disposition to issuerCommon Stock | 63,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-006870 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,513,406 F1 · kind: Restricted stock granted on December 16, 2020, which was forfeited for not achieving certain milestones. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:29 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 30,600 | $4.40 | $134,640.00 |
DisclosureSEC source: 0001493152-21-031921 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,576,909 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Kopin Corporation's fiscal year 2022 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 20:15 UTC | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 50,000 | $5.45 | $272,500.00 |
DisclosureSEC source: 0001493152-21-021225 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,546,309 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:56 UTC | KOPIN CORP KOPN · Entity 5134 | Tax withholdingCommon Stock | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-005690 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,496,309 F1 · kind: Restricted stock granted on December 23, 2019, which was forfeited for not achieving certain milestones. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:15 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-005572 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,498,612 F1 · kind: Shares were gifted to a charity. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:15 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 288,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000212 · ownership.xml · nonDerivative · entry 3 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,788,612 F3 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee granted shares as part of an incentive plan. Up to 144,422 shares of restricted stock grants can be earned if a milestone is achieved by December 31, 2021 and up to 144,421 shares of restricted stock can be earned if a milestone is achieved by June 30, 2022. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:15 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000212 · ownership.xml · nonDerivative · entry 2 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,499,769 F2 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of five (5) tranches of 188,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at various price points of the Company's common stock. The period to achieve the stock price milestones are from January 1, 2021 through December 31, 2023. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:15 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000212 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,769 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 288,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 4 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,848,612 F4 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee granted shares as part of an incentive plan. Up to 144,422 shares of restricted stock grants can be earned if a milestone is by December 31, 2021 and up to 144,421 shares of restricted stock can be earned if a milestone is achieved by June 30, 2022. Read SEC document |
| December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 3 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,769 F3 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of five (5) tranches of 188,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at various price points of the Company's common stock. The period to achieve the stock price milestones are from January 1, 2021 through December 31, 2023. Read SEC document |
| December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment | KOPIN CORP KOPN · Entity 5134 | Tax withholdingCommon Stock | 940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 2 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,619,769 F2 · kind: On December 31, 2020 940,000 shares of restricted stock were forfeited for failure to meet certain stock price milestones. Read SEC document |
| December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,769 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| May 11, 2020 Filed May 11, 2020 21:25 UTC | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 100,000 | $0.74 | $74,000.00 |
DisclosureSEC source: 0001493152-20-008280 · ownership.xml · nonDerivative · entry 2 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,459,769 Read SEC document |
| May 08, 2020 Filed May 11, 2020 21:25 UTC | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 150,000 | $0.66 | $99,000.00 |
DisclosureSEC source: 0001493152-20-008280 · ownership.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359,769 Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 21:08 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000115 · wf-form4_157713528511994.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,209,769 F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, which must be achieved by December 20, 2020 and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:09 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 6 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,109,769 F3 · kind: On December 31, 2017 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 640,000, 150,000 and 150,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25, $6.00 and $7.00, respectively. The period to achieve the stock price milestones are from January 1, 2018 through December 31, 2020. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:09 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 5 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,959,769 F3 · kind: On December 31, 2017 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 640,000, 150,000 and 150,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25, $6.00 and $7.00, respectively. The period to achieve the stock price milestones are from January 1, 2018 through December 31, 2020. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:09 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 640,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 4 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,809,769 F3 · kind: On December 31, 2017 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 640,000, 150,000 and 150,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25, $6.00 and $7.00, respectively. The period to achieve the stock price milestones are from January 1, 2018 through December 31, 2020. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:09 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 3 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,169,769 F1 · kind: On September 12, 2011 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 260,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25. In addition, Dr. Fan was to receive the cash value of 380,000 shares of Kopin Corporation's common stock on the date the 260,000 shares of restricted stock vested. On February 13, 2015 the period to achieve the $5.25 stock price milestone was extended until December 31, 2017 to coincide with Dr. Fan's employment agreement. F2 · kind: (continued from footnote 1) On May 9, 2015 The Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 150,000 and 150,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $6.00 and $7.00, respectively. All these grants were forfeited on December 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:09 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 2 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,319,769 F1 · kind: On September 12, 2011 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 260,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25. In addition, Dr. Fan was to receive the cash value of 380,000 shares of Kopin Corporation's common stock on the date the 260,000 shares of restricted stock vested. On February 13, 2015 the period to achieve the $5.25 stock price milestone was extended until December 31, 2017 to coincide with Dr. Fan's employment agreement. F2 · kind: (continued from footnote 1) On May 9, 2015 The Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 150,000 and 150,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $6.00 and $7.00, respectively. All these grants were forfeited on December 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:09 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 260,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,469,769 F1 · kind: On September 12, 2011 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 260,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25. In addition, Dr. Fan was to receive the cash value of 380,000 shares of Kopin Corporation's common stock on the date the 260,000 shares of restricted stock vested. On February 13, 2015 the period to achieve the $5.25 stock price milestone was extended until December 31, 2017 to coincide with Dr. Fan's employment agreement. F2 · kind: (continued from footnote 1) On May 9, 2015 The Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 150,000 and 150,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $6.00 and $7.00, respectively. All these grants were forfeited on December 31, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:00 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-029140 · doc4.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,729,769 F1 · shares: Restricted stock vests 50% on each of the two successive December 10 dates following the date of grant (12/15/17) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 15:55 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 250,000 | $3.21 | $802,500.00 |
DisclosureSEC source: 0000899243-17-025947 · doc4.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,329,769 Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 22:05 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-035619 · doc4.xml · nonDerivative · entry 2 FAN JOHN C C · CIK 0000903846 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,079,769 F2 · shares: Restricted stock vests 50% on each of the four successive December 10 dates following the date of grant (12/14/16) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 22:05 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-035619 · doc4.xml · nonDerivative · entry 1 FAN JOHN C C · CIK 0000903846 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829,769 F1 · shares: Restricted stock vests 25% on each of the four successive December 10 dates following the date of grant (12/14/16) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.