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Nasdaq · USD

KOPN

KOPIN CORP

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5134
SEC CIK
0000771266
Parsed reports
221

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202604
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 21:17 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-028523 · ownership.xml · nonDerivative · entry 1

Walsh Paul V Jr · CIK 0001362672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,500

F1 · kind: Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:14 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-028517 · ownership.xml · nonDerivative · entry 1

NIEUWSMA DAVID J · CIK 0001672811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,000

F1 · kind: Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:14 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-028515 · ownership.xml · nonDerivative · entry 1

Avery Jill Janice · CIK 0001866759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,500

F1 · kind: Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:11 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-028511 · ownership.xml · nonDerivative · entry 1

SEIF MARGARET K · CIK 0001206591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,500

F1 · kind: Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan.

Read SEC document
May 06, 2026 Filed May 8, 2026 13:10 UTC
Baker Paul ChristopherChief Operating Officer
SaleCommon Stock 58,939 $4.90 $288,801.10
Disclosure

SEC source: 0001493152-26-021871 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 420,025

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

Read SEC document
May 05, 2026 Filed May 6, 2026 20:57 UTC
Baker Paul ChristopherChief Operating Officer
SaleCommon Stock 1,041 $4.90 $5,100.90
Disclosure

SEC source: 0001493152-26-021515 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 478,964

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

Read SEC document
April 28, 2026 Filed Apr 29, 2026 19:12 UTC
Baker Paul ChristopherChief Operating Officer
SaleCommon Stock 116,860 $3.95 $461,597.00
Disclosure

SEC source: 0001493152-26-019551 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 480,005

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 18:04 UTC
Murray Michael AndrewDirector · CEO
SaleCommon Stock 96,800 $3.01 $291,368.00
Disclosure

SEC source: 0001493152-26-018268 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,771,122

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025. This transaction represents the final sales under the reporting person's Rule 10b5-1 trading plan, which has been fully executed and is now complete.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.06, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:15 UTC
Murray Michael AndrewDirector · CEO
SaleCommon Stock 63,200 $3.01 $190,232.00
Disclosure

SEC source: 0001493152-26-017116 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,867,922

F1 · kind: The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.02, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 20:42 UTC
Murray Michael AndrewDirector · CEO
SaleCommon Stock 187,920 $2.80 $526,176.00
Disclosure

SEC source: 0001493152-26-016844 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,931,122

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.79 to $2.86, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 20:08 UTC
Murray Michael AndrewDirector · CEO
SaleCommon Stock 5,413 $2.25 $12,179.25
Disclosure

SEC source: 0001493152-26-013559 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,119,042

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 16:28 UTC
Murray Michael AndrewDirector · CEO
SaleCommon Stock 33,334 $2.32 $77,234.88
Disclosure

SEC source: 0001493152-26-013127 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,124,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.44, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 16:49 UTC
Murray Michael AndrewDirector · CEO
GrantCommon Stock (right to buy) · Derivative 724,638 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001493152-26-000925 · ownership.xml · derivative · entry 2

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,316,004

Underlying: Common Stock · 724,638 shares

Expires 2036-01-05

F2 · derivative.exercise_date: Option acquired under Company 2020 Equity Incentive Plan. Option vests quarterly over a four-year period from date of grant (1/5/2026) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 16:49 UTC
Murray Michael AndrewDirector · CEO
GrantCommon Stock 583,658 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000925 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,157,789

F1 · kind: Shares acquired under Company 2020 Equity Incentive Plan. Shares to cliff vest in four years and are subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 16:47 UTC
Baker Paul ChristopherChief Operating Officer
GrantCommon Stock 72,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000922 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,865

F1 · kind: 34% of the restricted stock shall vest on December 10, 2026, 33% shall vest on December 10, 2027, and 33% shall vest on December 10, 2028, in each case subject to the Reporting Person's continued service to the Issuer on the applicable vesting date. The award is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 19:09 UTC
Baker Paul ChristopherChief Operating Officer
Tax withholdingCommon Stock 19,666 $2.66 $52,311.56
Disclosure

SEC source: 0001493152-25-027434 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,865

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 19:15 UTC
SNEIDER RICHARDFormer Executive Officer
Tax withholdingCommon Stock 20,606 $2.66 $54,811.96
Disclosure

SEC source: 0001493152-25-027439 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Former Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610,277

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 19:12 UTC
Murray Michael AndrewDirector · CEO
Tax withholdingCommon Stock 93,477 $2.66 $248,648.82
Disclosure

SEC source: 0001493152-25-027437 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,574,131

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
September 02, 2025 Filed Oct 23, 2025 20:32 UTC
Manz ErichChief Financial Officer
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-019101 · ownership.xml · nonDerivative · entry 1

Manz Erich · CIK 0002087323 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

F1 · kind: 25% of the restricted shares of the Issuer's common stock will vest on each December 10 beginning in 2026, subject to Mr. Manz's continued employment with the Issuer on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:05 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-016881 · ownership.xml · nonDerivative · entry 1

SEIF MARGARET K · CIK 0001206591 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

F1 · kind: Restricted stock shall vest on June 26, 2026 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:05 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-016882 · ownership.xml · nonDerivative · entry 1

Walsh Paul V Jr · CIK 0001362672 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

F1 · kind: Restricted stock shall vest on June 26, 2026 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:05 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-016879 · ownership.xml · nonDerivative · entry 1

Avery Jill Janice · CIK 0001866759 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,000

F1 · kind: Restricted stock shall vest on June 26, 2026 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:05 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-016877 · ownership.xml · nonDerivative · entry 1

NIEUWSMA DAVID J · CIK 0001672811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 193,500

F1 · kind: Restricted stock shall vest on June 26, 2026 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
April 23, 2025 Filed Apr 23, 2025 20:05 UTC
SNEIDER RICHARDChief Financial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-005835 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,883

F1 · kind: The restricted stock shall vest on April 23, 2026 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
April 23, 2025 Filed Apr 23, 2025 20:05 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-005834 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Kopin COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,531

F1 · kind: 34% of the restricted stock shall vest on April 23, 2026, 33% shall vest on April 23, 2027 and 33% shall vest on April 23, 2028 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
April 17, 2025 Filed Apr 22, 2025 22:04 UTC
SNEIDER RICHARDChief Financial Officer
Disposition to issuerCommon Stock 3,486 $0.84 $2,928.24
Disclosure

SEC source: 0001641172-25-005747 · ownership.xml · nonDerivative · entry 2

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,883

F2 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
April 17, 2025 Filed Apr 22, 2025 22:04 UTC
SNEIDER RICHARDChief Financial Officer
Disposition to issuerCommon Stock 35,372 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-005747 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,369

F1 · kind: Restricted stock granted on March 5, 2024 which was forfeited for not achieving certain milestones.

Read SEC document
April 17, 2025 Filed Apr 22, 2025 21:26 UTC Tax withholdingCommon Stock 3,141 $0.84 $2,638.44
Disclosure

SEC source: 0001641172-25-005738 · ownership.xml · nonDerivative · entry 2

Baker Paul Christopher · CIK 0001765672 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,531

F2 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
April 17, 2025 Filed Apr 22, 2025 21:26 UTC Disposition to issuerCommon Stock 31,858 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-005738 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,672

F1 · kind: Restricted stock granted on March 5, 2024 which was forfeited for not achieving certain milestones.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:05 UTC
Murray Michael AndrewDirector · CEO
GrantCommon Stock (right to buy) · Derivative 591,366 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001493152-25-001224 · ownership.xml · derivative · entry 2

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,366

Underlying: Common Stock · 591,366 shares

Expires 2035-01-03

F2 · derivative.exercise_date: Option acquired under Company 2020 Equity Incentive Plan. Option vests quarterly over a four-year period from date of grant (1/3/2025) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:05 UTC
Murray Michael AndrewDirector · CEO
GrantCommon Stock 408,634 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-001224 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,667,608

F1 · kind: Shares acquired under Company 2020 Equity Incentive Plan. Shares to cliff vest in three years and are subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:05 UTC
SNEIDER RICHARDChief Financial Officer
GrantCommon Stock 136,600 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-001220 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 644,741

F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Kopin Corporation's fiscal year 2025 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:05 UTC
Baker Paul ChristopherCOO Strategic Business Officer
GrantCommon Stock 146,350 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-001219 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · COO Strategic Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,530

F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Kopin Corporation's fiscal year 2025 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 21:05 UTC
Murray Michael AndrewDirector · CEO
Tax withholdingCommon Stock 68,222 $1.13 $77,090.86
Disclosure

SEC source: 0001493152-24-049631 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,258,285

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 21:05 UTC
SNEIDER RICHARDChief Financial Officer
Tax withholdingCommon Stock 18,895 $1.13 $21,351.35
Disclosure

SEC source: 0001493152-24-049635 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,849

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 21:05 UTC
Baker Paul ChristopherCOO Strategic Business Officer
Tax withholdingCommon Stock 12,521 $1.13 $14,148.73
Disclosure

SEC source: 0001493152-24-049634 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · COO Strategic Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,992

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 10:10 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035570 · ownership.xml · nonDerivative · entry 1

Walsh Paul V Jr · CIK 0001362672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,500

F1 · kind: Restricted stock shall vest on September 6, 2025 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:10 UTC
Murray Michael AndrewDirector · CEO
GrantCommon Stock 1,200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025791 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,326,507

F1 · kind: Restricted stock shall vest based on attainment of corporate performance goals and targets established by the Board in its sole discretion, after consultation with Mr. Murray and his continued employment through December 31, 2026.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:30 UTC
SNEIDER RICHARDChief Financial Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023886 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,744

F1 · kind: 34% of the restricted stock shall vest on December 10, 2025, 33% shall vest on December 10, 2026 and 33% shall vest on December 10, 2027.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:30 UTC
Baker Paul ChristopherStrategic Business Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023885 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,513

F1 · kind: 34% of the restricted stock shall vest on December 10, 2025, 33% shall vest on December 10, 2026 and 33% shall vest on December 10, 2027.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:15 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023336 · ownership.xml · nonDerivative · entry 1

NIEUWSMA DAVID J · CIK 0001672811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (06/06/25).

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:15 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023339 · ownership.xml · nonDerivative · entry 1

Avery Jill Janice · CIK 0001866759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,500

F1 · kind: The equity award vests on the first anniversary of the date of grant (06/06/25).

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:15 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-023338 · ownership.xml · nonDerivative · entry 1

HSIEH CHI CHIA DR · CIK 0001215847 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,500

F1 · kind: The equity award vests on the first anniversary of the date of grant (06/06/25).

Read SEC document
June 06, 2024 Filed Sep 3, 2024 21:18 UTC GrantCommon Stock 64,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034859 · ownership.xml · nonDerivative · entry 1

SEIF MARGARET K · CIK 0001206591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,500

F1 · kind: The equity award vests on the first anniversary of the date of grant (06/06/25).

Read SEC document
May 29, 2024 Filed May 31, 2024 20:05 UTC GrantCommon Stock 10,000 $0.84 $8,400.00
Disclosure

SEC source: 0001493152-24-022191 · ownership.xml · nonDerivative · entry 1

BREWINGTON JAMES K · CIK 0001230525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Read SEC document
March 28, 2024 Filed Apr 2, 2024 20:05 UTC
SNEIDER RICHARDChief Financial Officer
Disposition to issuerCommon Stock 9,716 $1.80 $17,488.80
Disclosure

SEC source: 0001493152-24-012778 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,744

F1 · kind: Sharea sold to cover taxes relating to vesting of restricted shares.

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March 27, 2024 Filed Apr 2, 2024 20:05 UTC
Baker Paul ChristopherStrategic Business Officer
Disposition to issuerCommon Stock 54,083 $1.85 $100,053.55
Disclosure

SEC source: 0001493152-24-012771 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,513

F1 · kind: Sharea sold to cover taxes relating to vesting of restricted shares.

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March 14, 2024 Filed Mar 15, 2024 20:05 UTC
Murray Michael AndrewDirector · CEO
Disposition to issuerCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010092 · ownership.xml · nonDerivative · entry 1

Murray Michael Andrew · CIK 0001943119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126,507

F1 · kind: Restricted stock granted on March 14, 2024 which was forfeited for not achieving certain milestones.

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March 14, 2024 Filed Mar 15, 2024 20:05 UTC
SNEIDER RICHARDChief Financial Officer
Disposition to issuerCommon Stock 3,980 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010090 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461,460

F1 · kind: Restricted stock granted on March 14, 2024 which was forfeited for not achieving certain milestones.

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March 14, 2024 Filed Mar 15, 2024 20:05 UTC
Baker Paul ChristopherStrategic Business Officer
Disposition to issuerCommon Stock 3,587 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010094 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,596

F1 · kind: Restricted stock granted on March 14, 2024 which was forfeited for not achieving certain milestones.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.