Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNB PLUS CORP.APDN · Entity 8621 | Director | January 25, 2023 | January 27, 2023 |
| Genasys Inc.GNSS · Entity 7058 | Director | March 14, 2024 | March 18, 2024 |
| KOPIN CORPKOPN · Entity 5134 | Director | May 25, 2023 | May 25, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNB PLUS CORP.
Report date January 25, 2023 · Filed January 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.41 · Expires 2033-01-25 | Direct | 75,099 |
Reported balance
After 2023-01-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-01-25 · Grant · Acquired 75,099 · Balance 75,099 F1: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.41 · Expires 2033-01-25 | Direct | 37,550 |
Reported balance
After 2023-01-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-01-25 · Grant · Acquired 37,550 · Balance 37,550 F1: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.
Genasys Inc.
Report date March 14, 2024 · Filed March 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 298,152 |
Reported balance
After 2024-03-14 transaction · row 1
1 source rowRow 1 · 2024-03-14 · Grant · Acquired 30,000 · Balance 298,152 F1: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 3,950 |
Reported balance
Holding disclosure · report date 2024-03-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,950 |
| Common stockSEC Table I · non-derivative | IndirectBy daughter | 2,500 |
Reported balance
Holding disclosure · report date 2024-03-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,500 |
| Common stockSEC Table I · non-derivative | IndirectBy son | 2,500 |
Reported balance
Holding disclosure · report date 2024-03-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,500 |
Filing footnotes · ownership attribution and instrument terms
F1: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.
KOPIN CORP
Report date May 25, 2023 · Filed May 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2023-05-25 transaction · row 1
1 source rowRow 1 · 2023-05-25 · Grant · Acquired 10,000 · Balance 50,000 F1: The equity award vests on the first anniversary of the date of grant (05/25/24). |
| Common StockSEC Table I · non-derivative | IndirectBy son | 2,500 |
Reported balance
Holding disclosure · report date 2023-05-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500 |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 2,500 |
Reported balance
Holding disclosure · report date 2023-05-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The equity award vests on the first anniversary of the date of grant (05/25/24).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2024 Filed Mar 18, 2024 17:04 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-008333 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,152 F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 11:59 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 20,000 | $1.85 | $37,000.00 |
DisclosureSEC source: 0001437749-23-034506 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,152 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchase in multiple transactions at prices ranging from $1.80 to $1.89. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 11:59 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 8,000 | $1.73 | $13,840.00 |
DisclosureSEC source: 0001437749-23-034506 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,152 Read SEC document |
| May 25, 2023 Filed May 25, 2023 16:05 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-019074 · ownership.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (05/25/24). Read SEC document |
| May 16, 2023 Filed May 17, 2023 17:15 UTC | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 2,500 | $1.22 | $3,050.00 |
DisclosureSEC source: 0001493152-23-017987 · ownership.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By daughter Disclosed balance after: 2,500 Read SEC document |
| May 16, 2023 Filed May 17, 2023 17:15 UTC | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 2,500 | $1.23 | $3,075.00 |
DisclosureSEC source: 0001493152-23-017987 · ownership.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 2,500 Read SEC document |
| May 12, 2023 Filed May 15, 2023 13:21 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 2,500 | $2.38 | $5,950.00 |
DisclosureSEC source: 0001437749-23-014437 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Daughter Disclosed balance after: 2,500 Read SEC document |
| May 12, 2023 Filed May 15, 2023 13:21 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 2,500 | $2.42 | $6,050.00 |
DisclosureSEC source: 0001437749-23-014437 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 2,500 Read SEC document |
| March 14, 2023 Filed Mar 31, 2023 09:46 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-008725 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,152 F1 · price: On March 14, 2023, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 16:31 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionStock options · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-006184 · rdgdoc.xml · derivative · entry 4 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 30,000 shares Expires 2023-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 16:31 UTC | Genasys Inc. GNSS · Entity 7058 | Tax withholdingCommon stock | 14,086 | $3.45 | $48,596.70 |
DisclosureSEC source: 0001437749-23-006184 · rdgdoc.xml · nonDerivative · entry 3 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,152 Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 16:31 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionCommon stock | 30,000 | $1.62 | $48,600.00 |
DisclosureSEC source: 0001437749-23-006184 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:19 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 37,550 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001104659-23-007539 · tm234563-5_4seq1.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,550 Underlying: Common Stock · 37,550 shares Expires 2033-01-25 F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:19 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantIncentive Stock Option (right to buy) · Derivative | 75,099 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001104659-23-007539 · tm234563-5_4seq1.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,099 Underlying: Common Stock · 75,099 shares Expires 2033-01-25 F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date. Read SEC document |
| May 26, 2022 Filed May 26, 2022 16:05 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-015181 · ownership.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (05/26/23). Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 15:37 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-006572 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,238 F1 · price: On March 15, 2022, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 18:40 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 5,500 | $4.20 | $23,100.00 |
DisclosureSEC source: 0001437749-21-027576 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,405 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:48 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 9,948 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001104659-21-133702 · tm2131758-9_4seq1.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,948 Underlying: Common Stock · 9,948 shares Expires 2031-10-31 F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:48 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantIncentive Stock Option (right to buy) · Derivative | 19,897 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001104659-21-133702 · tm2131758-9_4seq1.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,897 Underlying: Common Stock · 19,897 shares Expires 2031-10-31 F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 14:40 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 5,000 | $5.35 | $26,750.00 |
DisclosureSEC source: 0001437749-21-022253 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,905 Read SEC document |
| May 26, 2021 Filed May 27, 2021 16:51 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-013083 · ownership.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (05/26/22). Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:46 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 27,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-006501 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,738 F1 · price: On March 16, 2021, the issuer granted to the reporting person 27,883 restricted stock units (RSUs) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · acquired: On March 16, 2021, the issuer granted to the reporting person 27,883 restricted stock units (RSUs) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 21:02 UTC | BNB PLUS CORP. APDN · Entity 8621 | SaleCommon Stock | 29 | $8.52 | $247.08 |
DisclosureSEC source: 0001104659-21-034988 · tm219367d1_4.xml · nonDerivative · entry 5 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 21:02 UTC | BNB PLUS CORP. APDN · Entity 8621 | SaleCommon Stock | 201 | $8.51 | $1,710.51 |
DisclosureSEC source: 0001104659-21-034988 · tm219367d1_4.xml · nonDerivative · entry 4 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 21:02 UTC | BNB PLUS CORP. APDN · Entity 8621 | SaleCommon Stock | 610 | $8.45 | $5,154.50 |
DisclosureSEC source: 0001104659-21-034988 · tm219367d1_4.xml · nonDerivative · entry 3 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 21:02 UTC | BNB PLUS CORP. APDN · Entity 8621 | SaleCommon Stock | 210 | $8.47 | $1,778.70 |
DisclosureSEC source: 0001104659-21-034988 · tm219367d1_4.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 21:02 UTC | BNB PLUS CORP. APDN · Entity 8621 | SaleCommon Stock | 11,999 | $8.43 | $101,151.57 |
DisclosureSEC source: 0001104659-21-034988 · tm219367d1_4.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:20 UTC | BNB PLUS CORP. APDN · Entity 8621 | Exercise / conversionStock Option (right to buy) · Derivative | 9,121 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001104659-21-033274 · tm218955d1_4.xml · derivative · entry 4 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,121 shares Expires 2030-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 9,121 of the options granted on 01/02/2020 vested and become exercisable 07/02/2020. The remaining options granted on 01/02/2020 had vesting dates that were subject to the continuation of a certain consulting agreement through 12/12/2020. The consulting agreement expired on 06/12/2020 and was not extended, and as a result, 11,665 of the options did not vest and were cancelled on 06/12/2020. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:20 UTC | BNB PLUS CORP. APDN · Entity 8621 | Exercise / conversionStock Option (right to buy) · Derivative | 20,834 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001104659-21-033274 · tm218955d1_4.xml · derivative · entry 3 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,834 shares Expires 2029-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in full and become exercisable on 06/12/2020. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:20 UTC | BNB PLUS CORP. APDN · Entity 8621 | Exercise / conversionCommon Stock | 3,832 | $4.43 | $16,975.76 |
DisclosureSEC source: 0001104659-21-033274 · tm218955d1_4.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:20 UTC | BNB PLUS CORP. APDN · Entity 8621 | Exercise / conversionCommon Stock | 9,217 | $4.26 | $39,264.42 |
DisclosureSEC source: 0001104659-21-033274 · tm218955d1_4.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:20 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 18,465 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001104659-20-116826 · tm2033983-1_4.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,465 Underlying: Common Stock · 18,465 shares Expires 2030-10-18 F2 · derivative.exercise_date: These options vest on 5/22/2021. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:20 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 5,573 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001104659-20-116826 · tm2033983-1_4.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,573 Underlying: Common Stock · 5,573 shares Expires 2030-10-18 F1 · derivative.exercise_date: These options vest immediately. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 19:03 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 5,900 | $4.67 | $27,553.00 |
DisclosureSEC source: 0001437749-20-018387 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,905 Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 19:03 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 3,950 | $4.60 | $18,170.00 |
DisclosureSEC source: 0001437749-20-018387 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 3,950 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:10 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010395 · ownership.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| March 12, 2020 Filed Mar 13, 2019 20:42 UTC | Genasys Inc. LRAD · Entity 7058 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004840 · rdgdoc.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 19:03 UTC Amendment | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-005001 · rdgdoc.xml · derivative · entry 3 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 19:03 UTC Amendment | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-005001 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 14:28 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004914 · rdgdoc.xml · derivative · entry 3 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 116,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 14:28 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004914 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 19:03 UTC Amendment | Genasys Inc. LRAD · Entity 7058 | GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-005001 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,005 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 14:28 UTC | Genasys Inc. LRAD · Entity 7058 | GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004914 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,005 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| January 02, 2020 Filed Jan 13, 2020 21:05 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 20,786 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001104659-20-003447 · tm203236d1_form4.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,786 Underlying: Common Stock · 20,786 shares Expires 2030-01-02 F2 · derivative.exercise_date: 9,121 of these options vest and become exercisable on the six-month anniversary of the date of grant subject to continuation of the consulting agreement through such date. The remaining 11,665 of these options vest on 12/12/2020 subject to the continuation of the consulting agreement through that date. Read SEC document |
| December 12, 2019 Filed Jan 13, 2020 21:05 UTC | BNB PLUS CORP. APDN · Entity 8621 | GrantStock Option (right to buy) · Derivative | 20,834 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001104659-20-003447 · tm203236d1_form4.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 20,834 shares Expires 2029-12-12 F1 · derivative.exercise_date: These options vest in full and become exercisable on June 12, 2020 subject to continuation of the consulting agreement through such date. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 17:24 UTC | Genasys Inc. LRAD · Entity 7058 | SaleCommon stock | 25,000 | $3.13 | $78,250.00 |
DisclosureSEC source: 0001437749-19-018159 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,005 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.17, inclusive. The reporting person undertakes to provide to LRAD Corporation, any security holder of LRAD Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 11, 2019 Filed Jun 24, 2019 17:56 UTC | Genasys Inc. LRAD · Entity 7058 | SaleCommon stock | 9,560 | $3.20 | $30,608.25 |
DisclosureSEC source: 0001437749-19-012579 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,005 Read SEC document |
| June 10, 2019 Filed Jun 24, 2019 17:56 UTC | Genasys Inc. LRAD · Entity 7058 | SaleCommon stock | 2,435 | $3.28 | $7,990.45 |
DisclosureSEC source: 0001437749-19-012579 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,565 Read SEC document |
| May 21, 2019 Filed May 22, 2019 16:09 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000070 · wf-form4_155855577301335.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:14 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005367 · rdgdoc.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.