person · Reporting owner
Osgood Richard Hoe III
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genasys Inc.GNSS · Entity 7058 | Director | October 01, 2025 | October 03, 2025 |
| KOPIN CORPKOPN · Entity 5134 | Director | February 02, 2021 | February 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genasys Inc.
Report date October 01, 2025 · Filed October 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 552,430 |
Reported balance
After 2025-10-01 transaction · row 1
1 source rowRow 1 · 2025-10-01 · Grant · Acquired 6,411 · Balance 552,430 F1: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.
KOPIN CORP
Report date February 02, 2021 · Filed February 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2021-02-02 transaction · row 1
1 source rowRow 1 · 2021-02-02 · Gift · Disposed 5,000 · Balance 15,000 F1: Shares were gifted to a charity. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were gifted to a charity.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2025 Filed Oct 3, 2025 20:03 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230069 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,430 F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:36 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042068 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,019 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 20:36 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 100,000 | $2.64 | $264,000.00 |
DisclosureSEC source: 0001437749-24-037461 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,883 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.61 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4. Read SEC document |
| December 12, 2024 Filed Dec 17, 2024 18:30 UTC Amendment | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 10,000 | $2.64 | $26,400.00 |
DisclosureSEC source: 0001437749-24-037711 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,883 F2 · shares: This Form 4 amendment is being filed to correct an error in Column 4 (Transaction Amount) of Table I. The originally reported transaction amount was 100,000 shares, which was incorrect. The correct number of shares acquired was 10,000 shares. The ending balance in Column 5 was accurately reported and remains unchanged. F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.61 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:03 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-008329 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,883 F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 22:25 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 10,000 | $1.69 | $16,910.00 |
DisclosureSEC source: 0001437749-23-034366 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,883 F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price. Read SEC document |
| October 02, 2023 Filed Oct 10, 2023 15:35 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon stock | 50,000 | $2.00 | $100,000.00 |
DisclosureSEC source: 0001437749-23-027929 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,883 F1 · shares: On October 2, 2023, the reporting person purchased 50,000 shares of Genasys Inc. common stock as part of the company's underwritten public offering of common stock. Read SEC document |
| March 14, 2023 Filed Mar 31, 2023 13:47 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-008727 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 407,883 F1 · price: On March 14, 2023, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 17:31 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 5,000 | $3.08 | $15,400.00 |
DisclosureSEC source: 0001437749-22-022188 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,883 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 to $3.12, inclusive. The reporting person undertakes to provide Genasys Inc., or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:35 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-006569 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,883 F1 · price: On March 15, 2022, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 20:59 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionStock Option · Derivative | 20,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001437749-22-004052 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 20:59 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionCommon Stock | 20,000 | $2.16 | $43,200.00 |
DisclosureSEC source: 0001437749-22-004052 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 23:39 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 10,000 | $4.13 | $41,300.00 |
DisclosureSEC source: 0001437749-21-027575 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,883 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.09 to $4.16, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:49 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 27,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-006505 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,883 F1 · price: On March 16, 2021, the issuer granted to the reporting person 27,883 restricted stock units (RSUs) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · acquired: On March 16, 2021, the issuer granted to the reporting person 27,883 restricted stock units (RSUs) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 21:15 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002514 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · kind: Shares were gifted to a charity. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:15 UTC | KOPIN CORP KOPN · Entity 5134 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002397 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: Shares were gifted to a charity. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 00:03 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionStock Option · Derivative | 20,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001437749-20-025422 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 00:03 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionCommon Stock | 20,000 | $2.02 | $40,400.00 |
DisclosureSEC source: 0001437749-20-025422 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:27 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionStock option · Derivative | 30,000 | $1.76 Strike: $1.76 | $52,800.00 |
DisclosureSEC source: 0001437749-20-012851 · rdgdoc.xml · derivative · entry 3 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:27 UTC | Genasys Inc. GNSS · Entity 7058 | GiftCommon stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-012851 · rdgdoc.xml · nonDerivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,000 Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:27 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionCommon stock | 30,000 | $1.76 | $52,800.00 |
DisclosureSEC source: 0001437749-20-012851 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:10 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010391 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/01/21). Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:37 UTC | Genasys Inc. GNSS · Entity 7058 | GiftCommon stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-011169 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:55 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004999 · rdgdoc.xml · derivative · entry 3 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:55 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004999 · rdgdoc.xml · nonDerivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:55 UTC | Genasys Inc. LRAD · Entity 7058 | GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004999 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:10 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000071 · wf-form4_155855580201247.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/21/19). Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:26 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005375 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:26 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005375 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 01:22 UTC | Genasys Inc. LRAD · Entity 7058 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004849 · rdgdoc.xml · derivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 01:38 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-002911 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.58 to $2.60, inclusive. The reporting person undertakes to provide to LRAD Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 18:16 UTC | Genasys Inc. LRAD · Entity 7058 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005138 · rdgdoc.xml · derivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 20, 2019. Expiration date is not applicable to RSUs. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:22 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004902 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:22 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004902 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 14, 2017. These vested on March 14, 2018 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:11 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon stock | 20,000 | $2.30 | $46,000.00 |
DisclosureSEC source: 0001437749-18-002652 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.18 to $2.32, inclusive. The reporting person undertakes to provide to LRAD Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:23 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon stock | 10,000 | $1.60 | $16,000.00 |
DisclosureSEC source: 0001437749-17-014976 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.55 to $1.60, inclusive. The reporting person undertakes to provide to LRAD Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:22 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-009640 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F1 · derivative.expiration_date: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:22 UTC | Genasys Inc. LRAD · Entity 7058 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-009640 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As reported on a Form 4 filed on March 16, 2017, the reporting person received a grant of 25,000 Restricted Stock Units ("RSUs") on March 14, 2017 which were to vest on May 17, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of LRAD Corporation common stock. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 5,078 | $1.75 | $8,886.50 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 9 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 400 | $1.75 | $699.60 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 8 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,922 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 7,600 | $1.74 | $13,224.00 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 7 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,522 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 100 | $1.73 | $173.00 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 6 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,922 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 1,198 | $1.72 | $2,060.56 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 5 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,822 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 1,000 | $1.72 | $1,719.00 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 4 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,624 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 794 | $1.70 | $1,349.80 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 3 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,624 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 100 | $1.66 | $166.00 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,830 Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:49 UTC | Genasys Inc. LRAD · Entity 7058 | PurchaseCommon Stock | 3,730 | $1.64 | $6,117.20 |
DisclosureSEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,730 Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:30 UTC | Genasys Inc. LRAD · Entity 7058 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-004686 · rdgdoc.xml · derivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F3 · derivative.exercise_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs. F3 · derivative.expiration_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 18:30 UTC | Genasys Inc. LRAD · Entity 7058 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-004686 · rdgdoc.xml · derivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.