Tapewire

Nasdaq · USD

KOPN

KOPIN CORP

Export transactions ↓
Tapewire entity
5134
SEC CIK
0000771266
Parsed reports
221

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202604
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 17, 2021 22:28 UTC
Baker Paul ChristopherStrategic Business Officer
GrantCommon Stock 20,000 $4.40 $88,000.00
Disclosure

SEC source: 0001493152-21-031917 · ownership.xml · nonDerivative · entry 2

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,292

F2 · kind: Restricted stock vests 25% on each of the four successive December 10 dates following the date of grant (12/15/21) and is subject to restrictions pursuant to the terms of Kopin Corporation's 2020 Equity Incentive Plan.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:28 UTC
Baker Paul ChristopherStrategic Business Officer
GrantCommon Stock 12,300 $4.40 $54,120.00
Disclosure

SEC source: 0001493152-21-031917 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,292

F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on Kopin Corporation's fiscal year 2022 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:15 UTC
Baker Paul ChristopherStrategic Business Officer
Tax withholdingCommon Stock 12,508 $4.54 $56,786.32
Disclosure

SEC source: 0001493152-21-031292 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,992

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:15 UTC
CHOI HONG KChief Technology Officer
Tax withholdingCommon Stock 6,148 $4.54 $27,911.92
Disclosure

SEC source: 0001493152-21-031291 · ownership.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,730

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:15 UTC
TSAUR BOR YEUExecutive Vice President
Tax withholdingCommon Stock 9,292 $4.54 $42,185.68
Disclosure

SEC source: 0001493152-21-031285 · ownership.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,911

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:15 UTC
SNEIDER RICHARDChief Financial Officer
Tax withholdingCommon Stock 9,540 $4.54 $43,311.60
Disclosure

SEC source: 0001493152-21-031290 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,084

Read SEC document
December 07, 2021 Filed Dec 8, 2021 21:15 UTC SaleCommon Stock 20,000 $5.05 $101,034.00
Disclosure

SEC source: 0001493152-21-030826 · ownership.xml · nonDerivative · entry 1

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
November 05, 2021 Filed Nov 5, 2021 20:15 UTC
Baker Paul ChristopherStrategic Business Officer
SaleCommon Stock 19,977 $7.00 $139,839.00
Disclosure

SEC source: 0001493152-21-027364 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on May 12, 2021 and effective as of August 9, 2021.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:15 UTC
FAN JOHN C CDirector · CEO & President
PurchaseCommon Stock 50,000 $5.45 $272,500.00
Disclosure

SEC source: 0001493152-21-021225 · ownership.xml · nonDerivative · entry 1

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546,309

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:16 UTC
Baker Paul ChristopherStrategic Business Officer
SaleCommon Stock 7,500 $5.93 $44,475.00
Disclosure

SEC source: 0001493152-21-019360 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,477

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on May 12, 2021 and effective as of August 9, 2021.

Read SEC document
May 26, 2021 Filed May 27, 2021 16:51 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013083 · ownership.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (05/26/22).

Read SEC document
May 26, 2021 Filed May 27, 2021 20:55 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013087 · ownership.xml · nonDerivative · entry 1

HSIEH CHI CHIA DR · CIK 0001215847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (5/26/22).

Read SEC document
May 26, 2021 Filed Jun 16, 2021 20:17 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-014541 · ownership.xml · nonDerivative · entry 1

Avery Jill Janice · CIK 0001866759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (05/26/22).

Read SEC document
May 21, 2021 Filed May 27, 2021 20:50 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013082 · ownership.xml · nonDerivative · entry 1

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (05/26/22).

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:15 UTC SaleCommon Stock 70,000 $10.13 $709,100.00
Disclosure

SEC source: 0001493152-21-006437 · ownership.xml · nonDerivative · entry 1

BREWINGTON JAMES K · CIK 0001230525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:15 UTC SaleCommon stock 15,000 $10.40 $156,000.00
Disclosure

SEC source: 0001493152-21-006436 · ownership.xml · nonDerivative · entry 2

HSIEH CHI CHIA DR · CIK 0001215847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 76,000

F1 · kind: The Reporting Person previously gifted shares to a family trust of which the Reporting Person and his wife are trustees. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: The Reporting Person previously gifted shares to a family trust of which the Reporting Person and his wife are trustees. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:15 UTC
BROOK DAVIDDirector
SaleCommon Stock 299,260 $9.57 $2,863,918.20
Disclosure

SEC source: 0001493152-21-006438 · ownership.xml · nonDerivative · entry 1

BROOK DAVID · CIK 0001215849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · ownership.direct: Due to a clerical mistake, certain previous Forms 4 understated the number of shares beneficially owned by the reporting person by 5,500 shares.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:15 UTC SaleCommon Stock 35,000 $9.82 $343,700.00
Disclosure

SEC source: 0001493152-21-006436 · ownership.xml · nonDerivative · entry 1

HSIEH CHI CHIA DR · CIK 0001215847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 91,000

F1 · kind: The Reporting Person previously gifted shares to a family trust of which the Reporting Person and his wife are trustees. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: The Reporting Person previously gifted shares to a family trust of which the Reporting Person and his wife are trustees. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 21:15 UTC
SNEIDER RICHARDChief Financial Officer
SaleCommon Stock 50,000 $8.10 $405,000.00
Disclosure

SEC source: 0001493152-21-005575 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,006

Read SEC document
March 08, 2021 Filed Mar 8, 2021 21:15 UTC
CHOI HONG KChief Technology Officer
SaleCommon Stock 40,000 $8.00 $320,000.00
Disclosure

SEC source: 0001493152-21-005574 · ownership.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,260

Read SEC document
March 08, 2021 Filed Mar 8, 2021 21:15 UTC
TSAUR BOR YEUExecutive Vice President
SaleCommon Stock 120,000 $8.20 $984,000.00
Disclosure

SEC source: 0001493152-21-005573 · ownership.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,583

Read SEC document
March 08, 2021 Filed Mar 8, 2021 21:15 UTC
Baker Paul ChristopherStrategic Business Officer
SaleCommon Stock 48,000 $7.93 $380,640.00
Disclosure

SEC source: 0001493152-21-005571 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,350

Read SEC document
March 08, 2021 Filed Mar 22, 2021 21:11 UTC Amendment
Baker Paul ChristopherStrategic Business Officer
SaleCommon Stock 15,000 $8.01 $120,150.00
Disclosure

SEC source: 0001493152-21-006541 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,359

F1 · balance_after: In addition to not reporting this transaction, the original Form 4 inadvertently under-reported the number of shares beneficially owned by the reporting person by 9 shares.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:03 UTC
TSAUR BOR YEUExecutive Vice President
Tax withholdingCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005694 · ownership.xml · nonDerivative · entry 2

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,203

F2 · kind: Restricted stock granted on December 16, 2020, which was forfeited for changing certain milestones

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:03 UTC
TSAUR BOR YEUExecutive Vice President
Tax withholdingCommon Stock 49,380 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005694 · ownership.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,203

F1 · kind: Restricted stock granted on December 23, 2019, which was forfeited for not achieving certain milestones

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:58 UTC
SNEIDER RICHARDChief Financial Officer
Tax withholdingCommon Stock 1,382 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005692 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,624

F1 · kind: Restricted stock granted on December 23, 2019, which was forfeited for not achieving certain milestones.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:56 UTC
FAN JOHN C CDirector · CEO & President
Tax withholdingCommon Stock 2,303 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005690 · ownership.xml · nonDerivative · entry 1

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,496,309

F1 · kind: Restricted stock granted on December 23, 2019, which was forfeited for not achieving certain milestones.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:53 UTC
CHOI HONG KChief Technology Officer
Tax withholdingCommon Stock 1,382 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005688 · ownership.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,878

F1 · kind: Restricted stock granted on December 23, 2019, which was forfeited for not achieving certain milestones.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:48 UTC
Baker Paul ChristopherStrategic Business Officer
Tax withholdingCommon Stock 1,382 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005686 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,968

F1 · kind: Restricted stock granted on December 23, 2019, which was forfeited for not achieving certain milestones

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:15 UTC
FAN JOHN C CDirector · CEO & President
GiftCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005572 · ownership.xml · nonDerivative · entry 1

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,498,612

F1 · kind: Shares were gifted to a charity.

Read SEC document
February 16, 2021 Filed Feb 23, 2021 22:02 UTC SaleCommon Stock 44,000 $12.48 $549,120.00
Disclosure

SEC source: 0001493152-21-004614 · ownership.xml · nonDerivative · entry 5

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 44,500

F4 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchildren. The reporting person's wife is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 16, 2021 Filed Feb 23, 2021 22:02 UTC SaleCommon Stock 44,500 $12.70 $565,150.00
Disclosure

SEC source: 0001493152-21-004614 · ownership.xml · nonDerivative · entry 4

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: These shares were held in a trust for the benefit of the reporting person's children. The reporting person's wife is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 12, 2021 Filed Feb 23, 2021 22:02 UTC SaleCommon Stock 44,000 $10.33 $454,520.00
Disclosure

SEC source: 0001493152-21-004614 · ownership.xml · nonDerivative · entry 3

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 44,500

F3 · ownership.nature: These shares were held in a trust for the benefit of the reporting person's children. The reporting person's wife is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
February 11, 2021 Filed Feb 23, 2021 22:02 UTC SaleCommon Stock 11,500 $10.02 $115,230.00
Disclosure

SEC source: 0001493152-21-004614 · ownership.xml · nonDerivative · entry 2

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: These shares were held by the reporting person's wife.

Read SEC document
February 11, 2021 Filed Feb 23, 2021 22:02 UTC SaleCommon Stock 21,000 $10.03 $210,630.00
Disclosure

SEC source: 0001493152-21-004614 · ownership.xml · nonDerivative · entry 1

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: These shares were held by the reporting person's wife in her IRA.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:15 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002514 · ownership.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: Shares were gifted to a charity.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:15 UTC
Baker Paul ChristopherStrategic Business Officer
SaleCommon Stock 16,250 $5.13 $83,362.50
Disclosure

SEC source: 0001493152-21-002515 · ownership.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,360

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:15 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002397 · ownership.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Shares were gifted to a charity.

Read SEC document
January 22, 2021 Filed Jan 22, 2021 21:15 UTC
SNEIDER RICHARDChief Financial Officer
SaleCommon Stock 45,000 $4.00 $180,000.00
Disclosure

SEC source: 0001493152-21-001645 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,006

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020.

Read SEC document
January 22, 2021 Filed Jan 25, 2021 21:15 UTC
SNEIDER RICHARDChief Financial Officer
SaleCommon Stock 45,000 $4.50 $202,500.00
Disclosure

SEC source: 0001493152-21-001736 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,006

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 21:15 UTC
CHOI HONG KChief Technology Officer
SaleCommon Stock 159,072 $3.70 $588,566.40
Disclosure

SEC source: 0001493152-21-001646 · ownership.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,260

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:15 UTC
SNEIDER RICHARDChief Financial Officer
SaleCommon Stock 17,050 $3.00 $51,150.00
Disclosure

SEC source: 0001493152-21-000601 · ownership.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,006

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:15 UTC
TSAUR BOR YEUExecutive Vice President
SaleCommon Stock 75,000 $3.00 $225,000.00
Disclosure

SEC source: 0001493152-21-000603 · ownership.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,583

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:15 UTC
CHOI HONG KChief Technology Officer
SaleCommon Stock 69,213 $3.00 $207,639.00
Disclosure

SEC source: 0001493152-21-000602 · ownership.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,332

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on August 12, 2020 and effective as of December 18, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:15 UTC
FAN JOHN C CDirector · CEO & President
GrantCommon Stock 288,843 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000212 · ownership.xml · nonDerivative · entry 3

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,788,612

F3 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee granted shares as part of an incentive plan. Up to 144,422 shares of restricted stock grants can be earned if a milestone is achieved by December 31, 2021 and up to 144,421 shares of restricted stock can be earned if a milestone is achieved by June 30, 2022.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:15 UTC
FAN JOHN C CDirector · CEO & President
GrantCommon Stock 940,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000212 · ownership.xml · nonDerivative · entry 2

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,499,769

F2 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of five (5) tranches of 188,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at various price points of the Company's common stock. The period to achieve the stock price milestones are from January 1, 2021 through December 31, 2023.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:15 UTC
FAN JOHN C CDirector · CEO & President
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000212 · ownership.xml · nonDerivative · entry 1

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,769

F1 · kind: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment
FAN JOHN C CDirector · CEO & President
GrantCommon Stock 288,843 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 4

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,848,612

F4 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee granted shares as part of an incentive plan. Up to 144,422 shares of restricted stock grants can be earned if a milestone is by December 31, 2021 and up to 144,421 shares of restricted stock can be earned if a milestone is achieved by June 30, 2022.

Read SEC document
December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment
FAN JOHN C CDirector · CEO & President
GrantCommon Stock 940,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 3

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,769

F3 · kind: On December 31, 2020 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of five (5) tranches of 188,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at various price points of the Company's common stock. The period to achieve the stock price milestones are from January 1, 2021 through December 31, 2023.

Read SEC document
December 31, 2020 Filed Jan 29, 2021 21:15 UTC Amendment
FAN JOHN C CDirector · CEO & President
Tax withholdingCommon Stock 940,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002096 · ownership.xml · nonDerivative · entry 2

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619,769

F2 · kind: On December 31, 2020 940,000 shares of restricted stock were forfeited for failure to meet certain stock price milestones.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.