KODK

SEC source: 0000891839-19-000013 · edgar.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires 2019-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000013 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000012 · edgar.xml · derivative · entry 3

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,550

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-19-000012 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires 2019-01-08

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Doheny deferred the receipt of 48,388 shares of common stock and received instead 48,388 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 48,388 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Doheny deferred the receipt of 48,388 shares of common stock and received instead 48,388 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 48,388 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-19-000012 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-19-000011 · edgar.xml · derivative · entry 3

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,560

Underlying: Common Stock, par value $.01 · 80,646 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-19-000011 · edgar.xml · derivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 80,646 shares

Expires 2019-01-08

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Continenza deferred the receipt of 80,646 shares of common stock and received instead 80,646 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 80,646 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Continenza deferred the receipt of 80,646 shares of common stock and received instead 80,646 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 80,646 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-19-000011 · edgar.xml · derivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,029

Underlying: Common Stock, par value $.01 · 88,029 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-19-000010 · edgar.xml · derivative · entry 3

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-19-000010 · edgar.xml · derivative · entry 2

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires 2019-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000010 · edgar.xml · nonDerivative · entry 1

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000009 · edgar.xml · derivative · entry 3

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-19-000009 · edgar.xml · derivative · entry 2

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires 2019-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000009 · edgar.xml · nonDerivative · entry 1

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000008 · edgar.xml · derivative · entry 4

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,519

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-19-000008 · edgar.xml · derivative · entry 3

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires 2019-01-08

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Parrett deferred the receipt of 48,388 shares of common stock and received instead 48,388 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 48,388 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Parrett deferred the receipt of 48,388 shares of common stock and received instead 48,388 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 48,388 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-19-000008 · edgar.xml · derivative · entry 2

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-19-000187 · edgar.xml · derivative · entry 2

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F2 · derivative.exercise_price: Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-18-000120 · edgar.xml · derivative · entry 16

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · Not disclosed shares

Expires 2025-12-14

F10 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F10 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F10 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F10 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

SEC source: 0000891839-18-000120 · edgar.xml · derivative · entry 11

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,029

Underlying: Common Stock, par value $.01 · 88,029 shares

Expires 2021-12-15

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 12/15/2018 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 12/15/2018 grant date.

SEC source: 0000891839-18-000120 · edgar.xml · derivative · entry 10

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,752

Underlying: Common Stock, par value $.01 · 24,875 shares

Expires 2020-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2017 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2017 grant date.

SEC source: 0000891839-18-000120 · edgar.xml · derivative · entry 9

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,099

Underlying: Common Stock, par value $.01 · 5,096 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2016 grant date.

SEC source: 0000891839-18-000120 · edgar.xml · derivative · entry 8

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 5,280 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000120 · edgar.xml · nonDerivative · entry 6

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-18-000120 · edgar.xml · nonDerivative · entry 5

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2017 grant date.

SEC source: 0000891839-18-000120 · edgar.xml · nonDerivative · entry 4

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,576

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-18-000120 · edgar.xml · nonDerivative · entry 3

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2016 grant date.

SEC source: 0000891839-18-000120 · edgar.xml · nonDerivative · entry 2

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,212

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-18-000120 · edgar.xml · nonDerivative · entry 1

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000119 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,058 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000119 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

SEC source: 0000891839-18-000119 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-19-000015 · edgar.xml · derivative · entry 1

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,665

Underlying: Common Stock, par value $.01 · 139,665 shares

Expires 2025-12-14

F1 · shares: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F1 · derivative.underlying_shares: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F1 · balance_after: Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

SEC source: 0000891839-18-000118 · edgar.xml · derivative · entry 9

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,139

Underlying: Common Stock, par value $.01 · 71,139 shares

Expires 2025-12-03

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000118 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,872

Underlying: Common Stock, par value $.01 · 44,872 shares

Expires 2021-09-03

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000116 · edgar.xml · derivative · entry 10

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,326

Underlying: Common Stock, par value $.01 · 20,326 shares

Expires 2025-12-03

F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000116 · edgar.xml · derivative · entry 4

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Underlying: Common Stock, par value $.01 · 12,821 shares

Expires 2021-09-03

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000117 · edgar.xml · derivative · entry 6

Payne Christopher Joseph · CIK 0001705462 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,488

Underlying: Common Stock, par value $.01 · 30,488 shares

Expires 2025-12-03

F5 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000117 · edgar.xml · derivative · entry 3

Payne Christopher Joseph · CIK 0001705462 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock, par value $.01 · 19,231 shares

Expires 2021-09-03

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000115 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,814

Underlying: Common Stock, par value $.01 · 50,814 shares

Expires 2025-12-03

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000115 · edgar.xml · derivative · entry 4

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,052

Underlying: Common Stock, par value $.01 · 32,052 shares

Expires 2021-09-03

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000114 · edgar.xml · derivative · entry 7

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,488

Underlying: Common Stock, par value $.01 · 30,488 shares

Expires 2025-12-03

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000114 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock, par value $.01 · 19,231 shares

Expires 2021-09-03

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000113 · edgar.xml · derivative · entry 8

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,586

Underlying: Common Stock, par value $.01 · 36,586 shares

Expires 2025-12-03

F7 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-18-000113 · edgar.xml · derivative · entry 3

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,077

Underlying: Common Stock, par value $.01 · 23,077 shares

Expires 2021-09-03

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-19-000032 · edgar.xml · derivative · entry 1

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,441

Underlying: Common Stock, par value $.01 · 51,441 shares

Expires 2025-12-03

F1 · shares: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.exercise_date: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.underlying_shares: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · balance_after: This option was previously reported by Mr. O'Grady. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 50,814 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-19-000031 · edgar.xml · derivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,865

Underlying: Common Stock, par value $.01 · 30,865 shares

Expires 2025-12-03

F1 · shares: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.exercise_date: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · balance_after: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-19-000030 · edgar.xml · derivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,577

Underlying: Common Stock, par value $.01 · 20,577 shares

Expires 2025-12-03

F1 · shares: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.exercise_date: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · balance_after: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-19-000029 · edgar.xml · derivative · entry 1

Payne Christopher Joseph · CIK 0001705462 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,865

Underlying: Common Stock, par value $.01 · 30,865 shares

Expires 2025-12-03

F1 · shares: This option was previously reported by Mr. Payne. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.exercise_date: This option was previously reported by Mr. Payne. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Payne. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · balance_after: This option was previously reported by Mr. Payne. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

SEC source: 0000891839-19-000028 · edgar.xml · derivative · entry 1

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,038

Underlying: Common Stock, par value $.01 · 37,038 shares

Expires 2025-12-03

F1 · shares: This option was previously reported by Mr. Taber. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 36,586 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.exercise_date: This option was previously reported by Mr. Taber. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 36,586 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Taber. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 36,586 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · balance_after: This option was previously reported by Mr. Taber. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 36,586 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.