Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC |
Buffie Craig AChief Human Resources Officer
|
SaleCommon Shares | 4,225 | $21.20 | $89,570.00 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 2 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,566 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC |
Buffie Craig AChief Human Resources Officer
|
Exercise / conversionCommon Shares | 4,225 | $9.33 | $39,419.25 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 1 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:01 UTC |
MANOS KRISTEN LDirector
|
Exercise / conversionDeferred Shares · Derivative | 5,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000007 · edgar.xml · derivative · entry 2 MANOS KRISTEN L · CIK 0001203997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,368 Underlying: Common Shares · 5,176 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:01 UTC |
MANOS KRISTEN LDirector
|
Exercise / conversionCommon Shares | 5,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000007 · edgar.xml · nonDerivative · entry 1 MANOS KRISTEN L · CIK 0001203997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC |
Dallas H JamesDirector
|
Exercise / conversionDeferred Shares · Derivative | 29,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000002 · edgar.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 29,800 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. F2 · shares: Includes approximately 2,804 dividend-equivalent deferred shares accrued under the Deferred Compensation Plan between June 2013 and December 2017. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC |
Dallas H JamesDirector
|
Exercise / conversionCommon Shares | 29,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000002 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:12 UTC |
Snyder Barbara RDirector
|
GrantDeferred Shares · Derivative | 991 | $20.17 | $19,988.47 |
DisclosureSEC source: 0001294671-18-000006 · edgar.xml · derivative · entry 2 Snyder Barbara R · CIK 0001496583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,110 Underlying: Common Shares · 991 shares Expires not disclosed F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant. F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant. F4 · balance_after: Includes approximately 397 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:11 UTC |
Hipple Richard JDirector
|
GrantDeferred Shares · Derivative | 1,115 | $20.17 | $22,489.55 |
DisclosureSEC source: 0001294671-18-000004 · edgar.xml · derivative · entry 2 Hipple Richard J · CIK 0001311365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,560 Underlying: Common Shares · 1,115 shares Expires not disclosed F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant. F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant. F4 · balance_after: Includes approximately 229 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:12 UTC |
MANOS KRISTEN LDirector
|
GrantDeferred Shares · Derivative | 1,115 | $20.17 | $22,489.55 |
DisclosureSEC source: 0001294671-18-000005 · edgar.xml · derivative · entry 2 MANOS KRISTEN L · CIK 0001203997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,544 Underlying: Common Shares · 1,115 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2021 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2021 or the death of the participant. F3 · balance_after: Includes approximately 409 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:11 UTC |
GISEL WILLIAM G JRDirector
|
GrantDeferred Shares · Derivative | 1,177 | $20.17 | $23,740.09 |
DisclosureSEC source: 0001294671-18-000003 · edgar.xml · derivative · entry 2 GISEL WILLIAM G JR · CIK 0001223879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,068 Underlying: Common Shares · 1,177 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant. F3 · balance_after: Includes approximately 264 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:10 UTC |
CUTLER ALEXANDER MDirector
|
GrantDeferred Shares · Derivative | 805 | $20.17 | $16,236.85 |
DisclosureSEC source: 0001294671-18-000001 · edgar.xml · derivative · entry 2 CUTLER ALEXANDER M · CIK 0001188585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,849 Underlying: Common Shares · 805 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant. F3 · balance_after: Includes approximately 386 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2017. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 22:38 UTC |
Gile Elizabeth R.Director
|
PurchaseCommon Shares | 1,374 | $18.23 | $25,048.02 |
DisclosureSEC source: 0001294671-17-000101 · edgar.xml · nonDerivative · entry 1 Gile Elizabeth R. · CIK 0001487311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,989 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:23 UTC |
Hartmann William L.Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 46,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000100 · edgar.xml · derivative · entry 3 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 46,956 shares Expires 2017-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · shares: Includes approximately 3,751 dividend-equivalent restricted stock units accrued since November 2013. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:23 UTC |
Hartmann William L.Chief Risk Officer
|
Tax withholdingCommon Shares | 21,694 | $18.46 | $400,471.24 |
DisclosureSEC source: 0001294671-17-000100 · edgar.xml · nonDerivative · entry 2 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,932 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:23 UTC |
Hartmann William L.Chief Risk Officer
|
Exercise / conversionCommon Shares | 46,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000100 · edgar.xml · nonDerivative · entry 1 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · balance_after: Includes approximately 21 common shares acquired through dividend reinvestments in March 2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:14 UTC |
DeAngelis Robert ADir. of Qual. & Prod. Mgmt.
|
GiftCommon Shares | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000099 · edgar.xml · nonDerivative · entry 1 DeAngelis Robert A · CIK 0001572750 · Dir. of Qual. & Prod. Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,465 Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:28 UTC |
Highsmith Carlton LDirector
|
Exercise / conversionCommon Shares · Derivative | 7,600 | Not disclosed Strike: $13.06 | Not disclosed |
DisclosureSEC source: 0001294671-17-000098 · edgar.xml · derivative · entry 3 Highsmith Carlton L · CIK 0001379848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,600 shares Expires 2017-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88. F1 · derivative.exercise_date: This option vested in three equal annual installments ending on November 5, 2010. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:28 UTC |
Highsmith Carlton LDirector
|
SaleCommon Shares | 7,600 | $18.39 | $139,764.00 |
DisclosureSEC source: 0001294671-17-000098 · edgar.xml · nonDerivative · entry 2 Highsmith Carlton L · CIK 0001379848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,125 Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:28 UTC |
Highsmith Carlton LDirector
|
Exercise / conversionCommon Shares | 7,600 | $13.06 | $99,256.00 |
DisclosureSEC source: 0001294671-17-000098 · edgar.xml · nonDerivative · entry 1 Highsmith Carlton L · CIK 0001379848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:27 UTC |
Gorman Christopher M.Pres. of Banking & Vice Chair
|
GiftCommon Shares | 2,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000097 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,506 F1 · balance_after: Includes approximately 5,809 common shares acquired through dividend reinvestments between March and September 2017 and approximately 259 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2017 and October 2017. Read SEC document |
| November 02, 2017 Filed Nov 27, 2017 22:39 UTC Amendment |
Gorman Christopher M.Pres. of Banking & Vice Chair
|
GiftCommon Shares | 2,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000102 · edgar.xml · nonDerivative · entry 1 Gorman Christopher M. · CIK 0001486643 · Pres. of Banking & Vice Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,439 F1 · shares: The original Form 4 unintentionally omitted 67 shares that were gifted on November 2, 2017. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 20:49 UTC |
Harris Paul NGeneral Counsel & Secretary
|
SaleCommon Shares | 140 | $18.27 | $2,557.80 |
DisclosureSEC source: 0001294671-17-000096 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,591 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Harris Paul NGeneral Counsel & Secretary
|
SaleCommon Shares | 2,618 | $18.55 | $48,563.90 |
DisclosureSEC source: 0001294671-17-000096 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,731 F1 · balance_after: Includes approximately 65 common shares acquired through dividend reinvestment between March and September 2017. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Exercise / conversionOption to Buy · Derivative | 34,696 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · derivative · entry 12 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 34,696 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in four equal annual installments ending on March 4, 2015. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Exercise / conversionOption to Buy · Derivative | 20,000 | $0.00 Strike: $6.12 | $0.00 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · derivative · entry 11 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 20,000 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option, which was issued on June 12, 2009 in connection with KeyCorp's participation in the U.S. Treasury's Troubled Assets Relief Program ("TARP"), was fully vested on the date of grant, but not exercisable until KeyCorp's repayment of its TARP obligations (which occurred on the date shown). Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Exercise / conversionOption to Buy · Derivative | 25,000 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · derivative · entry 10 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,000 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
SaleCommon Shares | 46,854 | $18.56 | $869,610.24 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 6 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,052 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.52 to $18.59. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Exercise / conversionCommon Shares | 34,696 | $9.26 | $321,284.96 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 5 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Tax withholdingCommon Shares | 13,025 | $18.55 | $241,613.75 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 4 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,210 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Exercise / conversionCommon Shares | 20,000 | $6.12 | $122,400.00 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 3 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Tax withholdingCommon Shares | 19,817 | $18.55 | $367,605.35 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 2 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,235 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC |
Paine Andrew J IIICo-Head Corporate Bank
|
Exercise / conversionCommon Shares | 25,000 | $11.16 | $279,000.00 |
DisclosureSEC source: 0001294671-17-000095 · edgar.xml · nonDerivative · entry 1 Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:37 UTC |
MANOS KRISTEN LDirector
|
GrantDeferred Shares · Derivative | 1,195 | $18.82 | $22,489.90 |
DisclosureSEC source: 0001294671-17-000093 · edgar.xml · derivative · entry 2 MANOS KRISTEN L · CIK 0001203997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,020 Underlying: Common Shares · 1,195 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2021 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2021 or the death of the participant. F3 · balance_after: Includes approximately 400 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:37 UTC |
Snyder Barbara RDirector
|
GrantDeferred Shares · Derivative | 1,062 | $18.82 | $19,986.84 |
DisclosureSEC source: 0001294671-17-000094 · edgar.xml · derivative · entry 2 Snyder Barbara R · CIK 0001496583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,722 Underlying: Common Shares · 1,062 shares Expires not disclosed F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant. F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant. F4 · balance_after: Includes approximately 388 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:34 UTC |
Hipple Richard JDirector
|
GrantDeferred Shares · Derivative | 1,195 | $18.82 | $22,489.90 |
DisclosureSEC source: 0001294671-17-000092 · edgar.xml · derivative · entry 2 Hipple Richard J · CIK 0001311365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,216 Underlying: Common Shares · 1,195 shares Expires not disclosed F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant. F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant. F4 · balance_after: Includes approximately 222 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:31 UTC |
GISEL WILLIAM G JRDirector
|
GrantDeferred Shares · Derivative | 1,261 | $18.82 | $23,732.02 |
DisclosureSEC source: 0001294671-17-000091 · edgar.xml · derivative · entry 2 GISEL WILLIAM G JR · CIK 0001223879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,627 Underlying: Common Shares · 1,261 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant. F3 · balance_after: Includes approximately 255 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:28 UTC |
CUTLER ALEXANDER MDirector
|
GrantDeferred Shares · Derivative | 863 | $18.82 | $16,241.66 |
DisclosureSEC source: 0001294671-17-000089 · edgar.xml · derivative · entry 2 CUTLER ALEXANDER M · CIK 0001188585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,658 Underlying: Common Shares · 863 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant. F3 · balance_after: Includes approximately 378 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2017. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:30 UTC |
GILLIS RUTH ANN MDirector
|
Exercise / conversionDeferred Shares · Derivative | 11,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000090 · edgar.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,936 Underlying: Common Shares · 11,495 shares Expires 2017-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. F5 · balance_after: Includes approximately 767 dividend-equivalent Deferred Shares accrued between June and September 2017. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:30 UTC |
GILLIS RUTH ANN MDirector
|
Exercise / conversionCommon Shares | 11,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000090 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 20:18 UTC |
Burke Edward J.Co-Pres., Key Community Bank
|
GiftCommon Shares | 17,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000088 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,195 F1 · balance_after: Includes approximately 27 common shares acquired through dividend reinvestment in March 2017. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:05 UTC |
GILLIS RUTH ANN MDirector
|
PurchaseCommon Shares | 2,000 | $17.91 | $35,820.00 |
DisclosureSEC source: 0001294671-17-000087 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,000 F1 · ownership.nature: These shares are held in a living trust. The reporting person is trustee of the trust. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 20:03 UTC |
Mago Angela GCo-Head Corporate Bank
|
Exercise / conversionOption to Buy · Derivative | 5,000 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001294671-17-000086 · edgar.xml · derivative · entry 3 Mago Angela G · CIK 0001669893 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,000 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 20:03 UTC |
Mago Angela GCo-Head Corporate Bank
|
SaleCommon Shares | 5,000 | $18.48 | $92,400.00 |
DisclosureSEC source: 0001294671-17-000086 · edgar.xml · nonDerivative · entry 2 Mago Angela G · CIK 0001669893 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,285 Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 20:03 UTC |
Mago Angela GCo-Head Corporate Bank
|
Exercise / conversionCommon Shares | 5,000 | $11.16 | $55,800.00 |
DisclosureSEC source: 0001294671-17-000086 · edgar.xml · nonDerivative · entry 1 Mago Angela G · CIK 0001669893 · Co-Head Corporate Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes approximately 9 common shares acquired through dividend reinvestment in March 2017. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC |
Harris Paul NGeneral Counsel & Secretary
|
Exercise / conversionOption to Buy · Derivative | 12,989 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 29 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 12,989 shares Expires 2022-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC |
Harris Paul NGeneral Counsel & Secretary
|
Exercise / conversionOption to Buy · Derivative | 27,350 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 28 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 27,350 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vested in four equal annual installments ending on March 4, 2015. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC |
Harris Paul NGeneral Counsel & Secretary
|
Exercise / conversionOption to Buy · Derivative | 11,876 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 27 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,876 shares Expires 2020-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2013. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC |
Harris Paul NGeneral Counsel & Secretary
|
Exercise / conversionOption to Buy · Derivative | 18,019 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 26 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,019 shares Expires 2019-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2012. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC |
Harris Paul NGeneral Counsel & Secretary
|
Exercise / conversionOption to Buy · Derivative | 8,962 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 25 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,962 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC |
Harris Paul NGeneral Counsel & Secretary
|
Tax withholdingCommon Shares | 5,656 | $18.33 | $103,674.48 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 18 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,284 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.