Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Chief Human Resources Officer | February 17, 2018 | February 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date February 17, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 78,553 |
Ending reported balance
After 2018-02-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-17 · Exercise / conversion · Acquired 20,994 · Balance 68,560 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Row 2 · 2018-02-17 · Tax withholding · Disposed 6,374 · Balance 62,186 Row 3 · 2018-02-19 · Grant · Acquired 24,373 · Balance 86,559 F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015. Row 4 · 2018-02-19 · Tax withholding · Disposed 8,006 · Balance 78,553 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-17 · Exercise / conversion · Disposed 5,389 · Balance 0 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018. F4: Includes approximately 108 dividend-equivalent restricted stock units accrued between March and December 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,543 |
Reported balance
After 2018-02-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-02-17 · Exercise / conversion · Disposed 4,543 · Balance 4,543 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F6: Includes approximately 181 dividend-equivalent restricted stock units accrued between March and December 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,972 |
Reported balance
After 2018-02-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-02-17 · Exercise / conversion · Disposed 6,486 · Balance 12,972 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F8: Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,724 |
Reported balance
After 2018-02-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-17 · Exercise / conversion · Disposed 4,576 · Balance 13,724 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F9: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F10: Includes approximately 368 dividend-equivalent restricted stock units accrued between March and December 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,653 |
Reported balance
After 2018-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-02-19 · Grant · Acquired 38,653 · Balance 38,653 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F11: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
F3: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
F4: Includes approximately 108 dividend-equivalent restricted stock units accrued between March and December 2017.
F5: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F6: Includes approximately 181 dividend-equivalent restricted stock units accrued between March and December 2017.
F7: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F8: Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017.
F9: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F10: Includes approximately 368 dividend-equivalent restricted stock units accrued between March and December 2017.
F11: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 38,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 9 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,653 Underlying: Common Shares · 38,653 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F11 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F11 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 8,006 | $21.02 | $168,286.12 |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · nonDerivative · entry 4 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,553 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 24,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · nonDerivative · entry 3 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,559 F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 8 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,724 Underlying: Common Shares · 4,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F9 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F9 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F10 · balance_after: Includes approximately 368 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 7 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,972 Underlying: Common Shares · 6,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F8 · balance_after: Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 6 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,543 Underlying: Common Shares · 4,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F6 · balance_after: Includes approximately 181 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 5,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · derivative · entry 5 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018. F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018. F4 · derivative.underlying_shares: Includes approximately 108 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 6,374 | $21.02 | $133,981.48 |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · nonDerivative · entry 2 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,186 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 20,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000014 · edgar.xml · nonDerivative · entry 1 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 7,594 | $0.00 Strike: $10.49 | $0.00 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · derivative · entry 6 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,779 Underlying: Common Shares · 7,594 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in four equal annual installments, beginning on February 15, 2017. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 4,225 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · derivative · entry 5 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,225 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 7,594 | $21.21 | $161,068.74 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 4 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,566 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,594 | $10.49 | $79,661.06 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 3 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 4,225 | $21.20 | $89,570.00 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 2 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,566 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 4,225 | $9.33 | $39,419.25 |
DisclosureSEC source: 0001294671-18-000008 · edgar.xml · nonDerivative · entry 1 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 20:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 31,385 | $18.01 | $565,243.85 |
DisclosureSEC source: 0001294671-17-000080 · edgar.xml · nonDerivative · entry 1 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,566 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.03. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes approximately 22 common shares acquired through dividend reinvestment in March 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000031 · edgar.xml · derivative · entry 3 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. F2 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,354 | $19.36 | $45,573.44 |
DisclosureSEC source: 0001294671-17-000031 · edgar.xml · nonDerivative · entry 2 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,929 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000031 · edgar.xml · nonDerivative · entry 1 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 14,130 | $0.00 Strike: $18.96 | $0.00 |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 9 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130 Underlying: Common Shares · 14,130 shares Expires 2027-02-20 F7 · derivative.exercise_date: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 17,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 8 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,932 Underlying: Common Shares · 17,932 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 8,049 | $18.96 | $152,609.04 |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · nonDerivative · entry 4 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,226 Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 24,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · nonDerivative · entry 3 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,275 F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 17, 2014. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 7 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,067 Underlying: Common Shares · 6,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 6 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,903 Underlying: Common Shares · 4,452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F4 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 5,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 5 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,281 Underlying: Common Shares · 5,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,514 | $18.96 | $104,545.44 |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · nonDerivative · entry 2 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,141 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 16,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000015 · edgar.xml · nonDerivative · entry 1 Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.