Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Chief Risk Officer | November 20, 2017 | November 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date November 20, 2017 · Filed November 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 174,626 |
Reported balance
After 2017-11-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-11-20 · Exercise / conversion · Acquired 46,956 · Balance 174,626 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2: Includes approximately 21 common shares acquired through dividend reinvestments in March 2017. |
| Common SharesSEC Table I · non-derivative | Direct | 152,932 |
Reported balance
After 2017-11-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-11-20 · Tax withholding · Disposed 21,694 · Balance 152,932 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-11-20 | Direct | 0 |
Reported balance
After 2017-11-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-20 · Exercise / conversion · Disposed 46,956 · Balance 0 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3: Includes approximately 3,751 dividend-equivalent restricted stock units accrued since November 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Includes approximately 21 common shares acquired through dividend reinvestments in March 2017.
F3: Includes approximately 3,751 dividend-equivalent restricted stock units accrued since November 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2017 Filed Nov 21, 2017 21:23 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 46,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000100 · edgar.xml · derivative · entry 3 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 46,956 shares Expires 2017-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · shares: Includes approximately 3,751 dividend-equivalent restricted stock units accrued since November 2013. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:23 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 21,694 | $18.46 | $400,471.24 |
DisclosureSEC source: 0001294671-17-000100 · edgar.xml · nonDerivative · entry 2 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,932 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:23 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 46,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000100 · edgar.xml · nonDerivative · entry 1 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · balance_after: Includes approximately 21 common shares acquired through dividend reinvestments in March 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000037 · edgar.xml · derivative · entry 3 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · shares: Includes approximately 232 dividend-equivalent restricted stock units accrued between March and December 2016. F3 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. F3 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,452 | $19.36 | $47,470.72 |
DisclosureSEC source: 0001294671-17-000037 · edgar.xml · nonDerivative · entry 2 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,649 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 7,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000037 · edgar.xml · nonDerivative · entry 1 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 13,586 | $0.00 Strike: $18.96 | $0.00 |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · derivative · entry 9 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,586 Underlying: Common Shares · 13,586 shares Expires 2027-02-20 F11 · derivative.exercise_date: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 17,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · derivative · entry 8 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,799 Underlying: Common Shares · 17,799 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F10 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F10 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 7,861 | $18.96 | $149,044.56 |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · nonDerivative · entry 4 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,749 Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 23,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · nonDerivative · entry 3 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,610 F3 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 17, 2014. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · derivative · entry 7 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Common Shares · 6,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F8 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F9 · balance_after: Includes approximately 614 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · derivative · entry 6 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,533 Underlying: Common Shares · 4,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F6 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F7 · balance_after: Includes approximately 321 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 5,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · derivative · entry 5 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 Underlying: Common Shares · 5,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. F5 · balance_after: Includes approximately 290 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,533 | $18.96 | $104,905.68 |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · nonDerivative · entry 2 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,041 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 16,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000021 · edgar.xml · nonDerivative · entry 1 Hartmann William L. · CIK 0001554381 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · balance_after: Includes approximately 27 common shares acquired through dividend reinvestments in March 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.