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KEYCORP /NEW/

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3220
SEC CIK
0000091576
Parsed reports
868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 6, 2020 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionOption to Buy · Derivative 6,419 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,419 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
SaleCommon Shares 768 $19.88 $15,267.84
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,906

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 768 $8.42 $6,466.56
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 2,577 $19.88 $51,230.76
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,906

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 6,419 $7.98 $51,223.62
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:28 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 7,375 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000005 · edgar.xml · derivative · entry 3

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,749

Underlying: Common Shares · 7,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units vest in four equal annual installments, ending on January 29, 2022.

F2 · derivative.expiration_date: These restricted stock units vest in four equal annual installments, ending on January 29, 2022.

F3 · balance_after: Includes approximately 843 dividend-equivalent restricted stock units accrued between March 2019 and December 2019.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:28 UTC
Khayat Clark HChief Strategy Officer
Tax withholdingCommon Shares 2,502 $18.88 $47,237.76
Disclosure

SEC source: 0001799551-20-000005 · edgar.xml · nonDerivative · entry 2

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,065

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:28 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionCommon Shares 7,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000005 · edgar.xml · nonDerivative · entry 1

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:27 UTC GiftCommon Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000004 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,217

F1 · balance_after: Includes approximately 428 dividend-equivalent common shares accrued between June 2019 and December 2019.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:19 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 18,374 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000002 · edgar.xml · derivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,373

Underlying: Common Shares · 18,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments, ending on January 22, 2021.

F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments, ending on January 22, 2021.

F3 · balance_after: Includes approximately 1,400 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:19 UTC
Midkiff Mark WChief Risk Officer
Tax withholdingCommon Shares 5,799 $19.62 $113,776.38
Disclosure

SEC source: 0001799551-20-000002 · edgar.xml · nonDerivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,032

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:19 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 18,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000002 · edgar.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:45 UTC Exercise / conversionDeferred Shares · Derivative 25,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-20-000003 · edgar.xml · derivative · entry 5

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,844 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan.

F6 · shares: Includes approximately 2,858 dividend-equivalent deferred shares accrued under the Deferred Compensation Plan between March 2016 and December 2019.

F2 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:45 UTC Exercise / conversionDeferred Shares · Derivative 7,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-20-000003 · edgar.xml · derivative · entry 4

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,102

Underlying: Common Shares · 7,022 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:45 UTC Exercise / conversionCommon Shares 25,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-20-000003 · edgar.xml · nonDerivative · entry 2

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:45 UTC Exercise / conversionCommon Shares 7,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-20-000003 · edgar.xml · nonDerivative · entry 1

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:45 UTC GrantDeferred Shares · Derivative 1,111 $20.24 $22,486.64
Disclosure

SEC source: 0001294671-20-000004 · edgar.xml · derivative · entry 2

Snyder Barbara R · CIK 0001496583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,775

Underlying: Common Shares · 1,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F3 · balance_after: Includes approximately 956 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:44 UTC GrantDeferred Shares · Derivative 1,420 $20.24 $28,740.80
Disclosure

SEC source: 0001294671-20-000002 · edgar.xml · derivative · entry 2

GISEL WILLIAM G JR · CIK 0001223879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,233

Underlying: Common Shares · 1,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2023 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2023 or the death of the participant.

F3 · balance_after: Includes approximately 729 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:45 UTC GrantDeferred Shares · Derivative 1,235 $20.24 $24,996.40
Disclosure

SEC source: 0001294671-20-000003 · edgar.xml · derivative · entry 3

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,124

Underlying: Common Shares · 1,235 shares

Expires not disclosed

F3 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F4 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2027 or the death of the participant.

F4 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2027 or the death of the participant.

F5 · balance_after: Includes approximately 785 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:44 UTC GrantDeferred Shares · Derivative 926 $20.24 $18,742.24
Disclosure

SEC source: 0001294671-20-000001 · edgar.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,025

Underlying: Common Shares · 926 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F3 · balance_after: Includes approximately 467 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2019.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:57 UTC
Schosser Douglas MChief Accounting Officer
SaleCommon Shares 8,481 $20.04 $169,959.24
Disclosure

SEC source: 0001294671-19-000079 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,391

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:04 UTC
Harris Paul NGeneral Counsel
GiftCommon Shares 2,663 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000078 · edgar.xml · nonDerivative · entry 1

Harris Paul N · CIK 0001294671 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,675

Read SEC document
November 26, 2019 Filed Nov 28, 2019 02:44 UTC
Mago Angela GHead of Commercial Bank
GiftCommon Shares 1,288 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000077 · edgar.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,864

Read SEC document
November 22, 2019 Filed Nov 26, 2019 21:21 UTC
Paine Andrew J IIIHead of Institutional Bank
GiftCommon Shares 3,891 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000076 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 20,569

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:32 UTC
Brady Amy G.Chief Information Officer
SaleCommon Shares 15,756 $19.27 $303,618.12
Disclosure

SEC source: 0001294671-19-000075 · edgar.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,432

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.27 to $19.28.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:09 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 10,250 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0001294671-19-000073 · edgar.xml · derivative · entry 5

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,250 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:09 UTC
Schosser Douglas MChief Accounting Officer
GiftCommon Shares 215 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000073 · edgar.xml · nonDerivative · entry 3

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,872

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:09 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 4,253 $19.23 $81,785.19
Disclosure

SEC source: 0001294671-19-000073 · edgar.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,087

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:09 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 10,250 $7.98 $81,795.00
Disclosure

SEC source: 0001294671-19-000073 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Oct 31, 2019 20:27 UTC
Harris Paul NGeneral Counsel
GiftCommon Shares 5,473 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000072 · edgar.xml · nonDerivative · entry 2

Harris Paul N · CIK 0001294671 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,338

Read SEC document
October 29, 2019 Filed Oct 31, 2019 20:27 UTC
Harris Paul NGeneral Counsel
SaleCommon Shares 173,777 $18.50 $3,214,874.50
Disclosure

SEC source: 0001294671-19-000072 · edgar.xml · nonDerivative · entry 1

Harris Paul N · CIK 0001294671 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,811

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:25 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionOption to Buy · Derivative 17,136 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0001294671-19-000071 · edgar.xml · derivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,136 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:25 UTC
Evans Trina MDirector, Corporate Center
SaleCommon Shares 25,436 $18.32 $465,987.52
Disclosure

SEC source: 0001294671-19-000071 · edgar.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,242

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.32 to $18.33.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:25 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 17,136 $7.98 $136,745.28
Disclosure

SEC source: 0001294671-19-000071 · edgar.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:14 UTC Exercise / conversionOption to Buy · Derivative 9,515 Not disclosed Strike: $11.38 Not disclosed
Disclosure

SEC source: 0001294671-19-000070 · edgar.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,515 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F1 · derivative.exercise_date: This option vested in three equal annual installments ending on November 2, 2012.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:14 UTC SaleCommon Shares 9,515 $18.07 $171,936.05
Disclosure

SEC source: 0001294671-19-000070 · edgar.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,125

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:14 UTC Exercise / conversionCommon Shares 9,515 $11.38 $108,280.70
Disclosure

SEC source: 0001294671-19-000070 · edgar.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 20:01 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionOption to Buy · Derivative 112,676 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0001294671-19-000068 · edgar.xml · derivative · entry 6

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 112,676 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 20:01 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionOption to Buy · Derivative 249,879 $0.00 Strike: $8.59 $0.00
Disclosure

SEC source: 0001294671-19-000068 · edgar.xml · derivative · entry 5

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 249,879 shares

Expires 2021-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments ending on May 19, 2015.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 20:01 UTC
MOONEY BETH EDirector · Chairman and CEO
SaleCommon Shares 362,555 $18.19 $6,594,875.45
Disclosure

SEC source: 0001294671-19-000068 · edgar.xml · nonDerivative · entry 3

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,875

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.27.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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October 23, 2019 Filed Oct 25, 2019 20:01 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionCommon Shares 112,676 $9.33 $1,051,267.08
Disclosure

SEC source: 0001294671-19-000068 · edgar.xml · nonDerivative · entry 2

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 23, 2019 Filed Oct 25, 2019 20:01 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionCommon Shares 249,879 $8.59 $2,146,460.61
Disclosure

SEC source: 0001294671-19-000068 · edgar.xml · nonDerivative · entry 1

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 22, 2019 Filed Oct 23, 2019 20:21 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionOption to Buy · Derivative 437,737 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0001294671-19-000067 · edgar.xml · derivative · entry 4

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 437,737 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

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October 22, 2019 Filed Oct 23, 2019 20:21 UTC
MOONEY BETH EDirector · Chairman and CEO
SaleCommon Shares 437,737 $18.28 $8,001,832.36
Disclosure

SEC source: 0001294671-19-000067 · edgar.xml · nonDerivative · entry 2

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,875

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.32.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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October 22, 2019 Filed Oct 23, 2019 20:21 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionCommon Shares 437,737 $7.98 $3,493,141.26
Disclosure

SEC source: 0001294671-19-000067 · edgar.xml · nonDerivative · entry 1

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 18, 2019 Filed Oct 22, 2019 20:37 UTC
Ryan Kevin ThomasChief Risk Review Officer
GiftCommon Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000066 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,065

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October 01, 2019 Filed Oct 3, 2019 20:35 UTC Exercise / conversionDeferred Shares · Derivative 10,107 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000065 · edgar.xml · derivative · entry 2

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,104

Underlying: Common Shares · 10,107 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

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October 01, 2019 Filed Oct 3, 2019 20:35 UTC Exercise / conversionCommon Shares 10,107 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-19-000065 · edgar.xml · nonDerivative · entry 1

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

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October 01, 2019 Filed Oct 3, 2019 20:34 UTC Exercise / conversionDeferred Shares · Derivative 19,911 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000064 · edgar.xml · derivative · entry 5

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,875

Underlying: Common Shares · 19,911 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · balance_after: Includes approximately 1,181 dividend-equivalent Deferred Shares accrued in June and September 2019.

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October 01, 2019 Filed Oct 3, 2019 20:34 UTC Exercise / conversionCommon Shares 19,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-19-000064 · edgar.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.