Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Chief Risk Officer | February 24, 2023 | February 28, 2023 |
| TEXAS CAPITAL BANCSHARES INC/TXTCBI · Entity 4035 | Director | April 28, 2026 | April 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date February 24, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 76,564 |
Ending reported balance
After 2023-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-24 · Exercise / conversion · Acquired 6,606 · Balance 79,560 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Row 2 · 2023-02-24 · Tax withholding · Disposed 2,996 · Balance 76,564 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,606 |
Reported balance
After 2023-02-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-24 · Exercise / conversion · Disposed 6,606 · Balance 6,606 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3: Includes approximately 543 dividend-equivalent restricted stock units accrued between March and December 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F3: Includes approximately 543 dividend-equivalent restricted stock units accrued between March and December 2022.
TEXAS CAPITAL BANCSHARES INC/TX
Report date April 28, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,092 |
Reported balance
After 2026-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 1,092 · Balance 1,092 F1: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 29, 2026 21:32 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Grant2026 Restricted Stock Units · Derivative | 1,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001728747-26-000004 · wk-form4_1777498337.xml · derivative · entry 1 Midkiff Mark W · CIK 0001728747 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,092 Underlying: Common Stock · 1,092 shares Expires not disclosed F1 · derivative.expiration_date: N/A Read SEC document |
| April 22, 2026 Filed Apr 23, 2026 20:15 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversion2025 Restricted Stock Units · Derivative | 1,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001728747-26-000002 · wk-form4_1776975354.xml · derivative · entry 2 Midkiff Mark W · CIK 0001728747 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: N/A Read SEC document |
| April 22, 2026 Filed Apr 23, 2026 20:15 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionCommon Stock | 1,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001728747-26-000002 · wk-form4_1776975354.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2025 Filed Apr 24, 2025 20:06 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversion2024 Restricted Stock Units · Derivative | 1,134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001077428-25-000096 · wk-form4_1745525153.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: N/A Read SEC document |
| April 23, 2025 Filed Apr 24, 2025 20:06 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionCommon Stock | 1,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-25-000096 · wk-form4_1745525153.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 20:06 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Grant2025 Restricted Stock Units · Derivative | 1,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001077428-25-000096 · wk-form4_1745525153.xml · derivative · entry 2 Midkiff Mark W · CIK 0001728747 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,670 Underlying: Common Stock · 1,670 shares Expires not disclosed F1 · derivative.expiration_date: N/A Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 20:26 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Grant2024 Restricted Stock Units · Derivative | 1,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-24-000134 · wk-form4_1717532786.xml · derivative · entry 2 Midkiff Mark W · CIK 0001728747 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,134 Underlying: Common Stock · 1,134 shares Expires not disclosed F1 · derivative.exercise_price: N/A F1 · derivative.expiration_date: N/A Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:10 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000050 · wf-form4_167761856325998.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,606 Underlying: Common Shares · 6,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3 · balance_after: Includes approximately 543 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:10 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,996 | $18.32 | $54,886.72 |
DisclosureSEC source: 0000091576-23-000050 · wf-form4_167761856325998.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,564 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:10 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-23-000050 · wf-form4_167761856325998.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 35,460 | $0.00 Strike: $21.07 | $0.00 |
DisclosureSEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 7 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,460 Underlying: Common Shares · 35,460 shares Expires 2033-02-17 F9 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 23,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 6 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,498 Underlying: Common Shares · 23,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. F8 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 5 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,583 Underlying: Common Shares · 4,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. F6 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. F7 · balance_after: Includes approximately 744 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 5,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 4 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,188 Underlying: Common Shares · 5,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F5 · balance_after: Includes approximately 628 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023. F2 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023. F3 · derivative.underlying_shares: Includes approximately 306 dividend-equivalent restricted stock units accrued between March and December 2022. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,314 | $19.15 | $101,763.10 |
DisclosureSEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,954 Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:34 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 17,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:18 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000052 · wf-form4_164608304936756.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,669 Underlying: Common Shares · 6,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3 · balance_after: Includes approximately 644 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:18 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,874 | $24.13 | $69,349.62 |
DisclosureSEC source: 0000091576-22-000052 · wf-form4_164608304936756.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,202 Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:18 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000052 · wf-form4_164608304936756.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,886 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000039 · wf-form4_164556661248595.xml · derivative · entry 4 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,653 Underlying: Common Shares · 4,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F5 · balance_after: Includes approximately 662 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,139 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000039 · wf-form4_164556661248595.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,139 Underlying: Common Shares · 7,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F2 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F3 · balance_after: Includes approximately 484 dividend-equivalent restricted stock units accrued between March and December 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,454 | $25.73 | $140,331.42 |
DisclosureSEC source: 0000091576-22-000039 · wf-form4_164556661248595.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,740 Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 12,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000039 · wf-form4_164556661248595.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 25,951 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0000091576-22-000021 · wf-form4_164504812682055.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,951 Underlying: Common Shares · 25,951 shares Expires 2032-02-17 F3 · derivative.exercise_date: The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 17,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000021 · wf-form4_164504812682055.xml · derivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,367 Underlying: Common Shares · 17,367 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. F2 · derivative.expiration_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 9,291 | $0.00 Strike: $18.98 | $0.00 |
DisclosureSEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · derivative · entry 7 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,871 Underlying: Common Shares · 9,291 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 17,916 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · derivative · entry 6 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,914 Underlying: Common Shares · 17,916 shares Expires 2029-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option to buy, granted on February 18, 2019, vests in four equal annual installments beginning on February 17, 2020. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 3,157 | $21.92 | $69,201.44 |
DisclosureSEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 5 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,169 Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 5,885 | $21.89 | $128,822.65 |
DisclosureSEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 4 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,326 Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 9,291 | $18.98 | $176,343.18 |
DisclosureSEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 17,916 | $21.85 | $391,464.60 |
DisclosureSEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,920 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.85 to $21.86. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 17,916 | $17.51 | $313,709.16 |
DisclosureSEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:17 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,121 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000053 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,361 Underlying: Common Shares · 6,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3 · balance_after: Includes approximately 1,300 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:17 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,776 | $21.54 | $59,795.04 |
DisclosureSEC source: 0000091576-21-000053 · edgar.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,920 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:17 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000053 · edgar.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000039 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,794 Underlying: Common Shares · 6,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F2 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F3 · balance_after: Includes approximately 1,098 dividend-equivalent restricted stock units accrued between March and December 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 2,094 | $19.72 | $41,293.68 |
DisclosureSEC source: 0000091576-21-000039 · edgar.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,575 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000039 · edgar.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 35,502 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0000091576-21-000025 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,502 Underlying: Common Shares · 35,502 shares Expires 2031-02-17 F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 18,877 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000025 · edgar.xml · derivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,877 Underlying: Common Shares · 18,877 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 19,403 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000010 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 19,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · shares: Includes approximately 1,030 dividend-equivalent restricted stock units accrued between March and December 2020. F3 · derivative.exercise_date: These restricted stock units vested in three equal annual installments, ending on January 22, 2021. F3 · derivative.expiration_date: These restricted stock units vested in three equal annual installments, ending on January 22, 2021. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 6,211 | $18.20 | $113,040.20 |
DisclosureSEC source: 0000091576-21-000010 · edgar.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,772 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 19,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000010 · edgar.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:26 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 37,162 | $0.00 Strike: $18.98 | $0.00 |
DisclosureSEC source: 0001799551-20-000032 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,162 Underlying: Common Shares · 37,162 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:26 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 23,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000032 · edgar.xml · derivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,182 Underlying: Common Shares · 23,182 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000017 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,593 Underlying: Common Shares · 6,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F2 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F3 · balance_after: Includes approximately 996 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 1,983 | $19.73 | $39,124.59 |
DisclosureSEC source: 0001799551-20-000017 · edgar.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,580 Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 21:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001799551-20-000017 · edgar.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:19 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 18,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000002 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,373 Underlying: Common Shares · 18,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments, ending on January 22, 2021. F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments, ending on January 22, 2021. F3 · balance_after: Includes approximately 1,400 dividend-equivalent restricted stock units accrued between March and December 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.