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NAVIENT CORP

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5050
SEC CIK
0001593538
Parsed reports
310

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2021 Filed Feb 8, 2021 22:24 UTC GrantPhantom Stock Units · Derivative 10,569.1057 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-004430 · form4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,136.6787

Underlying: Common Stock · 10,569.1057 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F2 · balance_after: Dividends (2,411.9034 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:30 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
GrantCommon Stock 21,114 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004433 · form4.xml · nonDerivative · entry 2

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,374.2029

F2 · shares: Represents a grant of common stock to the reporting person in the form of performance stock units ("PSUs") to be settled solely by delivery of shares of the Company's common stock. Upon vesting, a specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2023. The performance conditions shall be approved by the Committee in connection with the Company's 2021 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Navient Compensation and Personnel Committee (the "Committee").

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:30 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
GrantCommon Stock 20,325 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004433 · form4.xml · nonDerivative · entry 1

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,260.2029

F1 · shares: Represents a grant of common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Navient Corporation 2014 Omnibus Incentive Plan (the "Plan"). The RSUs will be settled solely by delivery of shares of Navient Corporation ("Navient") common stock and vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 17:32 UTC
HELEEN MARK LEVP, CLO & Secretary
GrantCommon Stock 31,672 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004434 · form4.xml · nonDerivative · entry 2

HELEEN MARK L · CIK 0001451729 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,363.1821

F3 · shares: Represents a grant of common stock to the reporting person in the form of PSUs to be settled solely by delivery of shares of the Company's common stock. Upon vesting, a specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2023. The performance conditions shall be approved by the Committee in connection with the Company's 2021 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Navient Compensation and Personnel Committee (the "Committee").

Read SEC document
February 04, 2021 Filed Feb 8, 2021 17:32 UTC
HELEEN MARK LEVP, CLO & Secretary
GrantCommon Stock 30,487 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004434 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,691.1821

F1 · shares: Represents a grant of common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Navient Corporation 2014 Omnibus Incentive Plan (the "Plan"). The RSUs will be settled solely by delivery of shares of Navient Corporation ("Navient") common stock and vest in one-third increments on each of the first, second and third anniversaries of the grant date.

F2 · balance_after: Dividend equivalent rights (2,616.4072 units) issued on RSUs and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient common stock.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:17 UTC GrantCommon Stock 15,853 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004426 · form4.xml · nonDerivative · entry 1

MILLS LINDA A · CIK 0001425725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,568.3948

F1 · shares: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 4, 2021); 25% on May 1, 2021; 25% on August 1, 2021; and 25% on November 1, 2021.

F2 · balance_after: Dividend equivalent rights (492.7843 units) issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of 0.7843 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

F4 · balance_after: Includes 6,220.9054 shares acquired pursuant to a dividend reinvestment plan exempt from reporting pursuant to Rule 16a-11.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:11 UTC GrantPhantom Stock Units · Derivative 10,569.1057 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-004423 · form4.xml · derivative · entry 1

KLANE LARRY A · CIK 0001238036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,585.3153

Underlying: Common Stock · 10,569.1057 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F2 · balance_after: Dividends (796.3514 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:05 UTC GrantCommon Stock 10,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004416 · form4.xml · nonDerivative · entry 1

ARNOLD FREDERICK · CIK 0001516604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,948

F1 · shares: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 4, 2021); 25% on May 1, 2021; 25% on August 1, 2021; and 25% on November 1, 2021.

F2 · balance_after: Dividend equivalent rights (144.1391 units) issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of 0.5391 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:20 UTC GrantPhantom Stock Units · Derivative 10,569.1057 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-004428 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,307.1468

Underlying: Common Stock · 10,569.1057 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F2 · balance_after: Dividends (5,226.5827 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:35 UTC
KANE JOHN MEVP & Group President
GrantCommon Stock 42,229 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004435 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,555.2806

F2 · shares: Represents a grant of common stock to the reporting person in the form of performance stock units ("PSUs") to be settled solely by delivery of shares of the Company's common stock. Upon vesting, a specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2023. The performance conditions shall be approved by the Committee in connection with the Company's 2021 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Navient Compensation and Personnel Committee (the "Committee").

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:35 UTC
KANE JOHN MEVP & Group President
GrantCommon Stock 40,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004435 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,326.2806

F1 · shares: Represents a grant of common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Navient Corporation 2014 Omnibus Incentive Plan (the "Plan"). The RSUs will be settled solely by delivery of shares of Navient Corporation ("Navient") common stock and vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:26 UTC GrantCommon Stock 10,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004431 · form4.xml · nonDerivative · entry 1

YOWAN DAVID L. · CIK 0001702781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,372

F1 · shares: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 4, 2021); 25% on May 1, 2021; 25% on August 1, 2021; and 25% on November 1, 2021.

F2 · balance_after: Dividend equivalent rights (328.5391 units) issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of 0.5391 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:15 UTC GrantCommon Stock 10,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004425 · form4.xml · nonDerivative · entry 1

LEHMAN KATHERINE A · CIK 0001625472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,462

F1 · shares: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 4, 2021); 25% on May 1, 2021; 25% on August 1, 2021; and 25% on November 1, 2021.

F2 · balance_after: Dividend equivalent rights (328.5391 units) issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of 0.5391 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:07 UTC GrantCommon Stock 10,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004420 · form4.xml · nonDerivative · entry 1

CABRAL ANNA ESCOBEDO · CIK 0001627381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,161

F1 · shares: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 4, 2021); 25% on May 1, 2021; 25% on August 1, 2021; and 25% on November 1, 2021.

F2 · balance_after: Dividend equivalent rights (151 units) issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of 0.1288 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:23 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 762,376 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001127602-21-003705 · form4.xml · derivative · entry 4

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 762,376 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:23 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Tax withholdingCommon Stock 671,193 $11.78 $7,906,653.54
Disclosure

SEC source: 0001127602-21-003705 · form4.xml · nonDerivative · entry 2

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817,460.5056

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:23 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 762,376 $9.18 $6,998,611.68
Disclosure

SEC source: 0001127602-21-003705 · form4.xml · nonDerivative · entry 1

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488,653.5056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:19 UTC
KANE JOHN MEVP & Group President
Exercise / conversionStock Option (Right to Buy) · Derivative 161,386 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001127602-21-003699 · form4.xml · derivative · entry 4

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 161,386 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:19 UTC
KANE JOHN MEVP & Group President
Tax withholdingCommon Stock 137,710 $11.73 $1,615,338.30
Disclosure

SEC source: 0001127602-21-003699 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,676.2806

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:19 UTC
KANE JOHN MEVP & Group President
Exercise / conversionCommon Stock 161,386 $9.18 $1,481,523.48
Disclosure

SEC source: 0001127602-21-003699 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,386.2806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:12 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
Exercise / conversionStock Option (Right to Buy) · Derivative 138,613 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001127602-21-003223 · form4.xml · derivative · entry 3

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 138,613 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:12 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
Tax withholdingCommon Stock 119,902 $11.45 $1,372,877.90
Disclosure

SEC source: 0001127602-21-003223 · form4.xml · nonDerivative · entry 2

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,935.2029

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:12 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
Exercise / conversionCommon Stock 138,613 $9.18 $1,272,467.34
Disclosure

SEC source: 0001127602-21-003223 · form4.xml · nonDerivative · entry 1

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,837.2029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:24 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $9.38 $0.00
Disclosure

SEC source: 0001127602-21-001768 · form4.xml · derivative · entry 4

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:24 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Tax withholdingCommon Stock 67,746 $12.20 $826,501.20
Disclosure

SEC source: 0001127602-21-001768 · form4.xml · nonDerivative · entry 2

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,726,277.5056

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:24 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Exercise / conversionCommon Stock 80,000 $9.38 $750,168.00
Disclosure

SEC source: 0001127602-21-001768 · form4.xml · nonDerivative · entry 1

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,794,023.5056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Dividend equivalent rights (16,916.2359 units) issued on restricted stock units and performance stock units ("PSUs") are included in the reporting person's common stock holding balance.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:22 UTC
KANE JOHN MEVP & Group President
Exercise / conversionStock Option (Right to Buy) · Derivative 13,333 $0.00 Strike: $9.38 $0.00
Disclosure

SEC source: 0001127602-21-001767 · form4.xml · derivative · entry 7

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,333 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:22 UTC
KANE JOHN MEVP & Group President
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001127602-21-001767 · form4.xml · derivative · entry 6

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,386

Underlying: Common Stock · 100,000 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:22 UTC
KANE JOHN MEVP & Group President
Tax withholdingCommon Stock 11,555 $11.94 $137,966.70
Disclosure

SEC source: 0001127602-21-001767 · form4.xml · nonDerivative · entry 4

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,000.2806

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:22 UTC
KANE JOHN MEVP & Group President
Exercise / conversionCommon Stock 13,333 $9.38 $125,028.87
Disclosure

SEC source: 0001127602-21-001767 · form4.xml · nonDerivative · entry 3

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,444.2806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:22 UTC
KANE JOHN MEVP & Group President
Tax withholdingCommon Stock 84,763 $11.94 $1,012,070.22
Disclosure

SEC source: 0001127602-21-001767 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,222.2806

Read SEC document
January 14, 2021 Filed Jan 15, 2021 21:22 UTC
KANE JOHN MEVP & Group President
Exercise / conversionCommon Stock 100,000 $9.18 $918,000.00
Disclosure

SEC source: 0001127602-21-001767 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,985.2806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Dividend equivalent rights (17,902.1988 units) issued on restricted stock units and performance stock units ("PSUs") are included in the reporting person's common stock holding balance.

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January 04, 2021 Filed Jan 6, 2021 21:22 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
Exercise / conversionStock Option (Right to Buy) · Derivative 8,333 $0.00 Strike: $9.38 $0.00
Disclosure

SEC source: 0001127602-21-000983 · form4.xml · derivative · entry 3

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:22 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
Tax withholdingCommon Stock 7,974 $10.05 $80,138.70
Disclosure

SEC source: 0001127602-21-000983 · form4.xml · nonDerivative · entry 2

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,224.2029

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:22 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
Exercise / conversionCommon Stock 8,333 $9.38 $78,139.37
Disclosure

SEC source: 0001127602-21-000983 · form4.xml · nonDerivative · entry 1

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,198.2029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Dividend equivalent rights (8,354.4498 units) issued on restricted stock units and performance stock units ("PSUs") are included in the reporting person's common stock holding balance.

Read SEC document
January 01, 2021 Filed Jan 9, 2021 00:33 UTC Exercise / conversionPhantom Stock Units · Derivative 14,366.808 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001332 · form4.xml · derivative · entry 2

CABRAL ANNA ESCOBEDO · CIK 0001627381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,056.8386

Underlying: Common Stock · 14,366.808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 1, 2021, the reporting person received a distribution of 14,366 shares of Navient common stock from the Navient Corporation Deferred Compensation Plan for Directors (the "Plan") in settlement of an equal number of phantom stock units held pursuant to the Plan. A fractional share of the reporting person's phantom stock units (0.808) were settled in cash.

F1 · price: On January 1, 2021, the reporting person received a distribution of 14,366 shares of Navient common stock from the Navient Corporation Deferred Compensation Plan for Directors (the "Plan") in settlement of an equal number of phantom stock units held pursuant to the Plan. A fractional share of the reporting person's phantom stock units (0.808) were settled in cash.

F1 · derivative.exercise_date: On January 1, 2021, the reporting person received a distribution of 14,366 shares of Navient common stock from the Navient Corporation Deferred Compensation Plan for Directors (the "Plan") in settlement of an equal number of phantom stock units held pursuant to the Plan. A fractional share of the reporting person's phantom stock units (0.808) were settled in cash.

F1 · derivative.expiration_date: On January 1, 2021, the reporting person received a distribution of 14,366 shares of Navient common stock from the Navient Corporation Deferred Compensation Plan for Directors (the "Plan") in settlement of an equal number of phantom stock units held pursuant to the Plan. A fractional share of the reporting person's phantom stock units (0.808) were settled in cash.

F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Plan are included in the reporting person's holding balance.

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January 01, 2021 Filed Jan 9, 2021 00:33 UTC Exercise / conversionCommon Stock 14,366.808 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001332 · form4.xml · nonDerivative · entry 1

CABRAL ANNA ESCOBEDO · CIK 0001627381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 1, 2021, the reporting person received a distribution of 14,366 shares of Navient common stock from the Navient Corporation Deferred Compensation Plan for Directors (the "Plan") in settlement of an equal number of phantom stock units held pursuant to the Plan. A fractional share of the reporting person's phantom stock units (0.808) were settled in cash.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:10 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,364 $9.65 $61,412.60
Disclosure

SEC source: 0001127602-20-030687 · form4.xml · nonDerivative · entry 1

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,697,107.2697

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding requirements.

F2 · balance_after: Dividend equivalent rights (18,885.4968 units) issued on restricted stock units and performance stock units ("PSUs") are included in the reporting person's common stock holding balance.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:11 UTC
HELEEN MARK LEVP, CLO & Secretary
Tax withholdingCommon Stock 1,204 $9.65 $11,618.60
Disclosure

SEC source: 0001127602-20-030689 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,587.7749

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding requirements.

F2 · balance_after: Dividend equivalent rights (18,885.4968 units) issued on restricted stock units and performance stock units ("PSUs") are included in the reporting person's common stock holding balance.

Read SEC document
October 07, 2020 Filed Oct 15, 2020 20:25 UTC
Fisher JoeEVP, CFO & PAO
GrantCommon Stock 16,648 $9.01 $149,998.48
Disclosure

SEC source: 0001127602-20-026982 · form4.xml · nonDerivative · entry 1

Fisher Joe · CIK 0001828483 · EVP, CFO & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,389.4948

F1 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

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August 13, 2020 Filed Aug 17, 2020 12:30 UTC PurchaseCommon Stock 6,000 $8.81 $52,860.00
Disclosure

SEC source: 0001127602-20-023627 · form4.xml · nonDerivative · entry 1

CABRAL ANNA ESCOBEDO · CIK 0001627381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,226

Read SEC document
July 31, 2020 Filed Aug 3, 2020 12:47 UTC
REMONDI JOHN FDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $7.75 $193,750.00
Disclosure

SEC source: 0001127602-20-022442 · form4.xml · nonDerivative · entry 2

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,684,585.7729

Read SEC document
July 31, 2020 Filed Aug 3, 2020 12:47 UTC
REMONDI JOHN FDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $7.89 $197,180.00
Disclosure

SEC source: 0001127602-20-022442 · form4.xml · nonDerivative · entry 1

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659,585.7729

F1 · balance_after: Dividend equivalent rights issued on restricted stock units ("RSUs") and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
May 13, 2020 Filed May 15, 2020 12:54 UTC PurchaseCommon Stock 6,500 $6.66 $43,287.40
Disclosure

SEC source: 0001127602-20-016670 · form4.xml · nonDerivative · entry 1

ARNOLD FREDERICK · CIK 0001516604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,235.4

F1 · price: Represents the weighted average price per share of stock purchased by the reporting person between $6.40 and $6.813. The reporting person undertakes to provide to Navient Corporation, any security holder of Navient Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Dividend equivalent rights issued on unvested restricted stock are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
May 06, 2020 Filed May 7, 2020 13:30 UTC PurchaseCommon Stock 3,000 $7.25 $21,750.00
Disclosure

SEC source: 0001127602-20-015675 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082.4

F1 · balance_after: Dividend equivalent rights issued on unvested restricted stock are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
May 04, 2020 Filed May 5, 2020 16:32 UTC
HELEEN MARK LEVP, CLO & Secretary
PurchaseCommon Stock 7,250 $6.77 $49,091.93
Disclosure

SEC source: 0001127602-20-015434 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,823.5554

F1 · shares: Represents the weighted average price per share of stock purchased by the reporting person between $6.75 and $6.78. The reporting person undertakes to provide to Navient Corporation, any security holder of Navient Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Dividend equivalent rights issued on restricted stock units ("RSUs") and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 21:32 UTC
LOWN CHRISTIAN M.EVP & Chief Financial Officer
Tax withholdingCommon Stock 9,962 $8.03 $79,994.86
Disclosure

SEC source: 0001127602-20-012294 · form4.xml · nonDerivative · entry 1

LOWN CHRISTIAN M. · CIK 0001701994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,804.9009

F1 · shares: As previously reported, on March 27, 2017, the reporting person was granted 71,428 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On March 27, 2020, 23,809 shares of such RSUs were settled and an additional 4,195.4585 shares were issued to the reporting person upon the delivery of the related dividend equivalent rights. In connection with this settlement, 9,962 shares were withheld by Navient, as approved by the Navient Compensation and Personnel Committee (the "Committee"), to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of 0.4585 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:11 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Tax withholdingCommon Stock 75,659 $11.58 $876,131.22
Disclosure

SEC source: 0001127602-20-009465 · form4.xml · nonDerivative · entry 1

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590,125.7152

F1 · shares: Represents performance stock units ("PSUs") awarded under the Navient Corporation 2014 Omnibus Incentive Plan and previously reported on February 6, 2017. Each PSU represents the right to receive one share of Navient Corporation ("Navient") common stock in the future, which target amount vests at a specified percentage and is settled based upon achieving certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. On January 30, 2020, the Compensation and Personnel Committee approved the achievement of the 2017 - 2019 PSUs at 109% of target resulting in the settling on March 2, 2020, of 140,825.82 shares of such PSUs and an additional 22,231.4511 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 75,659 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Reflects the disposition of 0.2711 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:07 UTC
HAUBER STEPHEN MEVP, Chief Risk&Compliance Off
Tax withholdingCommon Stock 4,295 $11.58 $49,736.10
Disclosure

SEC source: 0001127602-20-009460 · form4.xml · nonDerivative · entry 1

HAUBER STEPHEN M · CIK 0001710338 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,510.7531

F1 · shares: Represents performance stock units ("PSUs") awarded under the Navient Corporation 2014 Omnibus Incentive Plan and previously reported on February 6, 2017. Each PSU represents the right to receive one share of Navient Corporation ("Navient") common stock in the future, which target amount vests at a specified percentage and is settled based upon achieving certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. On January 30, 2020, the Compensation and Personnel Committee approved the achievement of the 2017 - 2019 PSUs at 109% of target resulting in the settling on March 2, 2020, of 12,321.36 shares of such PSUs and an additional 1,945.11 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 4,295 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Reflects the disposition of 0.47 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 17:09 UTC
HELEEN MARK LEVP & Chief Legal Officer
Tax withholdingCommon Stock 14,327 $11.58 $165,906.66
Disclosure

SEC source: 0001127602-20-009463 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,730.2162

F1 · shares: Represents performance stock units ("PSUs") awarded under the Navient Corporation 2014 Omnibus Incentive Plan and previously reported on February 6, 2017. Each PSU represents the right to receive one share of Navient Corporation ("Navient") common stock in the future, which target amount vests at a specified percentage and is settled based upon achieving certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. On January 30, 2020, the Compensation and Personnel Committee approved the achievement of the 2017 - 2019 PSUs at 109% of target resulting in the settling on March 2, 2020, of 26,404.16 shares of such PSUs and an additional 4,168.2896 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 14,327 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Reflects the disposition of 0.4496 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.