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person · Reporting owner

UNGER LAURA S

Disclosed activity across 4 companies

Tapewire entity
26766
SEC CIK
0001175992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NAVIENT CORPNAVI · Entity 5050DirectorFebruary 09, 2024February 13, 2024
eToro Group Ltd.ETOR · Entity 4328DirectorAugust 03, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NAVIENT CORP

Report date February 09, 2024 · Filed February 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,853 Reported balance After 2024-02-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-02-09 · Grant · Acquired 8,647 · Balance 60,853

F1: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 9, 2024); 25% on May 1, 2024; 25% on August 1, 2024; and 25% on November 1, 2024.

F2: Dividend equivalent rights 124.6112 units issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3: Reflects the disposition of 0.6112 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 9, 2024); 25% on May 1, 2024; 25% on August 1, 2024; and 25% on November 1, 2024.

F2: Dividend equivalent rights 124.6112 units issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3: Reflects the disposition of 0.6112 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

eToro Group Ltd.

Report date August 03, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common sharesSEC Table I · non-derivativeDirect9,890 Reported balance After 2026-08-03 transaction · row 1
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 5,220 · Balance 9,890

F1: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one Class A common shares of eToro Group Ltd. The RSUs shall fully vest on July 1, 2027, subject to the Reporting Person's continued service to the Company or its subsidiaries through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one Class A common shares of eToro Group Ltd. The RSUs shall fully vest on July 1, 2027, subject to the Reporting Person's continued service to the Company or its subsidiaries through the vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 79,851.39 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

CIT GROUP INC

Report date January 03, 2022 · Filed January 05, 2022

Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-03 transaction · row 1
1 source row

Row 1 · 2022-01-03 · Disposition to issuer · Disposed 15,922.6461 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

Common StockSEC Table I · non-derivativeIndirectHeld by spouse0 Reported balance After 2022-01-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-01-03 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F2: Pursuant to Merger Agreement, shares of CIT Common Stock held by Ms. Unger's spouse were converted into 620 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-01-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-03 · Disposition to issuer · Disposed 2,457.244 · Balance 0

F3: For Ms. Unger, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, (1) 1,228.622 unvested restricted stock units in respect of shares of CIT Common Stock ("CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 77 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash, and (2) CIT RSUs representing the right to receive the value of 1,228.622 shares of CIT Common Stock in cash were settled in cash following the merger.

F4: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

Deferred Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-01-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-01-03 · Disposition to issuer · Disposed 16,789.615 · Balance 0

F5: Ms. Unger previously elected to defer issuance of Common Stock until she was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,040 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F6: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F2: Pursuant to Merger Agreement, shares of CIT Common Stock held by Ms. Unger's spouse were converted into 620 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F3: For Ms. Unger, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, (1) 1,228.622 unvested restricted stock units in respect of shares of CIT Common Stock ("CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 77 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash, and (2) CIT RSUs representing the right to receive the value of 1,228.622 shares of CIT Common Stock in cash were settled in cash following the merger.

F4: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F5: Ms. Unger previously elected to defer issuance of Common Stock until she was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,040 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F6: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 4, 2026 12:38 UTC eToro Group Ltd. ETOR · Entity 4328 GrantClass A common shares 5,220 $0.00 $0.00
Disclosure

SEC source: 0001976408-26-000692 · primary_doc.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,890

F1 · kind: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one Class A common shares of eToro Group Ltd. The RSUs shall fully vest on July 1, 2027, subject to the Reporting Person's continued service to the Company or its subsidiaries through the vesting date.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:22 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 8,647 $16.19 $139,994.93
Disclosure

SEC source: 0001127602-24-004698 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,853

F1 · shares: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 9, 2024); 25% on May 1, 2024; 25% on August 1, 2024; and 25% on November 1, 2024.

F2 · balance_after: Dividend equivalent rights 124.6112 units issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of 0.6112 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 01:22 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 7,399.5772 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-003878 · form4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,932.4097

Underlying: Common Stock · 7,399.5772 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F2 · balance_after: Dividends 2,396.1538 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:38 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 7,856 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003741 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,082

F1 · shares: Represents a grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 4, 2022); 25% on May 1, 2022; 25% on August 1, 2022; and 25% on November 1, 2022.

F2 · balance_after: Dividend equivalent rights (144.1391 units) issued on previously unvested restricted are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F3 · balance_after: Reflects the disposition of .5391 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 18:35 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerDeferred Share Unit · Derivative 16,789.615 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001008 · form4.xml · derivative · entry 4

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,789.615 shares

Expires not disclosed

F5 · derivative.exercise_price: Ms. Unger previously elected to defer issuance of Common Stock until she was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,040 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F5 · kind: Ms. Unger previously elected to defer issuance of Common Stock until she was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,040 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F6 · price: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.

F5 · derivative.exercise_date: Ms. Unger previously elected to defer issuance of Common Stock until she was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,040 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F5 · derivative.expiration_date: Ms. Unger previously elected to defer issuance of Common Stock until she was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,040 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 18:35 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerRestricted Stock Units · Derivative 2,457.244 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001008 · form4.xml · derivative · entry 3

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,457.244 shares

Expires not disclosed

F3 · derivative.exercise_price: For Ms. Unger, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, (1) 1,228.622 unvested restricted stock units in respect of shares of CIT Common Stock ("CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 77 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash, and (2) CIT RSUs representing the right to receive the value of 1,228.622 shares of CIT Common Stock in cash were settled in cash following the merger.

F3 · kind: For Ms. Unger, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, (1) 1,228.622 unvested restricted stock units in respect of shares of CIT Common Stock ("CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 77 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash, and (2) CIT RSUs representing the right to receive the value of 1,228.622 shares of CIT Common Stock in cash were settled in cash following the merger.

F4 · price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F3 · derivative.exercise_date: For Ms. Unger, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, (1) 1,228.622 unvested restricted stock units in respect of shares of CIT Common Stock ("CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 77 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash, and (2) CIT RSUs representing the right to receive the value of 1,228.622 shares of CIT Common Stock in cash were settled in cash following the merger.

F3 · derivative.expiration_date: For Ms. Unger, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, (1) 1,228.622 unvested restricted stock units in respect of shares of CIT Common Stock ("CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 77 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash, and (2) CIT RSUs representing the right to receive the value of 1,228.622 shares of CIT Common Stock in cash were settled in cash following the merger.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 18:35 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001008 · form4.xml · nonDerivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F2 · price: Pursuant to Merger Agreement, shares of CIT Common Stock held by Ms. Unger's spouse were converted into 620 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 18:35 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 15,922.6461 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001008 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 8,480.326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-019113 · form4.xml · derivative · entry 4

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,480.326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F3 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F3 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:42 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 4,240.163 $53.32 $226,085.49
Disclosure

SEC source: 0001127602-21-019113 · form4.xml · nonDerivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,922.6461

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 8,480.326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-019113 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,162.8091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 15, 2021 Filed May 18, 2021 17:43 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 658.514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-017244 · form4.xml · derivative · entry 4

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 658.514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2021 Filed May 18, 2021 17:43 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 329.257 $53.59 $17,644.88
Disclosure

SEC source: 0001127602-21-017244 · form4.xml · nonDerivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,682.4831

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: The restricted stock units vested on a Saturday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement.

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May 15, 2021 Filed May 18, 2021 17:43 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 658.514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-017244 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,011.7401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:53 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 2,457.244 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016609 · form4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457.244

Underlying: Common Stock · 2,457.244 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:24 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 10,569.1057 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-004430 · form4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,136.6787

Underlying: Common Stock · 10,569.1057 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F2 · balance_after: Dividends (2,411.9034 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

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May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionDeferred Share Unit · Derivative 2,450.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · derivative · entry 9

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,639.419

Underlying: Common Stock · 2,450.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F6 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F7 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F6 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board.

F9 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 2,450.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · derivative · entry 8

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,450.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F6 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F7 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F5 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 658.514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · derivative · entry 7

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658.514

Underlying: Common Stock · 658.514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 749.463 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · derivative · entry 6

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 749.463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F3 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F3 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 329.257 $14.27 $4,698.50
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · nonDerivative · entry 4

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,353.2261

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 658.514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · nonDerivative · entry 3

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,682.4831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 374.733 $14.27 $5,347.44
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · nonDerivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,023.9691

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:12 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 749.463 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017237 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398.7021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 16:06 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 8,480.326 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016533 · form4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,480.326

Underlying: Common Stock · 8,480.326 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

Read SEC document
May 06, 2020 Filed May 7, 2020 13:30 UTC NAVIENT CORP NAVI · Entity 5050 PurchaseCommon Stock 3,000 $7.25 $21,750.00
Disclosure

SEC source: 0001127602-20-015675 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082.4

F1 · balance_after: Dividend equivalent rights issued on unvested restricted stock are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 08:02 UTC CIT GROUP INC CIT · Entity 131580 PurchaseCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001127602-20-011723 · form4.xml · nonDerivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 10,000

Read SEC document
March 20, 2020 Filed Mar 23, 2020 08:02 UTC CIT GROUP INC CIT · Entity 131580 PurchaseCommon Stock 2,000 $13.94 $27,883.00
Disclosure

SEC source: 0001127602-20-011723 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,649.2391

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:25 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 9,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004349 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,898

F1 · shares: Grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restrictions lift on a quarterly basis subject to continued active service on the Navient Board of Directors as follows: 25% on the grant date (Feb 6, 2020); 25% on May 1, 2020; 25% on August 1, 2020; and 25% on November 1, 2020.

F2 · balance_after: Dividend equivalent rights accrued on previously unvested restricted stock awards are included in the reporting person's holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 07:38 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 1,011.236 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-031012 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,649.2391

F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation.

F2 · kind: Restricted stock units are scheduled to vest 100% in CIT common stock on November 1, 2020.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionDeferred Share Unit · Derivative 1,049.475 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · derivative · entry 10

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,188.919

Underlying: Common Stock · 1,049.475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F6 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F7 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F6 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board.

F12 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 1,049.475 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · derivative · entry 9

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.001

Underlying: Common Stock · 1,049.475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F6 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F7 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F10 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F10 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 749.466 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · derivative · entry 8

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749.463

Underlying: Common Stock · 749.466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F9 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F9 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 658.514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · derivative · entry 7

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317.028

Underlying: Common Stock · 658.514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F8 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F8 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 882.18 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · nonDerivative · entry 5

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,638.0031

F3 · kind: Filer elected to receive restricted stock units in lieu of cash compensation.

F4 · kind: Restricted Stock Units are scheduled to settle 100% in shares of CIT common stock on May 15, 2020.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 374.733 $50.65 $18,980.23
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · nonDerivative · entry 4

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,755.8231

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 749.466 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · nonDerivative · entry 3

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130.5561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 329.257 $50.65 $16,676.87
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · nonDerivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,381.0901

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 658.514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710.3471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

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May 14, 2019 Filed May 16, 2019 16:42 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 2,450.5 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018750 · form4.xml · derivative · entry 6

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450.5

Underlying: Common Stock · 2,450.5 shares

Expires not disclosed

F5 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F6 · shares: Filer elected to defer issuance of stock until no longer a member of the Board.

F7 · shares: Filer elected to receive 100% stock upon settlement.

F5 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

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February 05, 2019 Filed Feb 7, 2019 22:04 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 11,363.6364 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004584 · form4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,155.6696

Underlying: Common Stock · 11,363.6364 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

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November 05, 2018 Filed Nov 5, 2018 20:34 UTC CA, INC. CA · Entity 162566 Disposition to issuerDeferred Stock Unit · Derivative 79,851.39 $44.50 Strike: $0.00 $3,553,386.86
Disclosure

SEC source: 0000899243-18-028280 · doc4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 79,851.39 shares

Expires 2018-11-05

F1 · security: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F1 · shares: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3 · derivative.underlying_shares: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

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June 30, 2018 Filed Jul 2, 2018 21:13 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,577.84 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000120 · wf-form4_153058038228748.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,851.39

Underlying: Common Stock, $0.10 par value · 1,577.84 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

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May 15, 2018 Filed May 17, 2018 09:45 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 749.466 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017802 · form4.xml · derivative · entry 5

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498.929

Underlying: Common Stock · 749.466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F9 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F9 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

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May 15, 2018 Filed May 17, 2018 09:45 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionDeferred Share Unit · Derivative 1,049.475 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017802 · form4.xml · derivative · entry 4

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,139.444

Underlying: Common Stock · 1,049.475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F4 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F5 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F4 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board.

F8 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board.

Read SEC document
May 15, 2018 Filed May 17, 2018 09:45 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 1,049.475 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017802 · form4.xml · derivative · entry 3

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049.476

Underlying: Common Stock · 1,049.475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F4 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F5 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F6 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F6 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2018 Filed May 17, 2018 09:45 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 374.733 $53.73 $20,134.40
Disclosure

SEC source: 0001127602-18-017802 · form4.xml · nonDerivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,051.8331

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 09:45 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 749.466 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017802 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,426.5661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

Read SEC document
May 12, 2018 Filed May 15, 2018 07:40 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionDeferred Share Unit · Derivative 828.47 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017447 · form4.xml · derivative · entry 2

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,089.969

Underlying: Common Stock · 828.47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock.

F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F3 · kind: Filer elected to receive 100% stock upon settlement.

F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F5 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board.

F7 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board.

Read SEC document
May 12, 2018 Filed May 15, 2018 07:40 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 828.47 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017447 · form4.xml · derivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 828.47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board.

F3 · kind: Filer elected to receive 100% stock upon settlement.

F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F5 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F1 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.