person · Reporting owner

KLANE LARRY A

Disclosed activity across 5 companies

Tapewire entity: 17228
SEC CIK: 0001238036

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CAPITAL ONE FINANCIAL CORPCOF · Entity 547	Pdt, Global Financial Services	November 13, 2007	November 15, 2007
NAVIENT CORPNAVI · Entity 5050	Director	June 04, 2026	June 05, 2026
Real REMAX Group Inc.REAX · Entity 1576	Director	August 24, 2026	August 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date November 13, 2007 · Filed November 15, 2007

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Spouse	4,781	Reported balance After 2007-11-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2007-11-13 · Exercise / conversion · Acquired 957 · Balance 4,781
Common StockSEC Table I · non-derivative	IndirectBy Spouse	5,223	Reported balance After 2007-11-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2007-11-13 · Exercise / conversion · Acquired 442 · Balance 5,223
Common StockSEC Table I · non-derivative	IndirectBy Spouse	3,824	Reported balance After 2007-11-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2007-11-13 · Sale · Disposed 1,399 · Balance 3,824
Common StockSEC Table I · non-derivative	IndirectBy Spouse	3,809	Reported balance After 2007-11-13 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2007-11-13 · Sale · Disposed 15 · Balance 3,809
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.07 · Expires 2011-12-12	IndirectBy Spouse	0	Reported balance After 2007-11-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2007-11-13 · Exercise / conversion · Disposed 957 · Balance 0 F1: This option became exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.13 · Expires 2012-12-05	IndirectBy Spouse	0	Reported balance After 2007-11-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2007-11-13 · Exercise / conversion · Disposed 442 · Balance 0 F2: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.
Common StockSEC Table I · non-derivative	Direct	44,744	Reported balance Holding disclosure · report date 2007-11-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 44,744

Filing footnotes · ownership attribution and instrument terms

F1: This option became exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

F2: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

NAVIENT CORP

Report date June 04, 2026 · Filed June 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	82,436.0625	Reported balance After 2026-06-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-06-04 · Grant · Acquired 18,018.018 · Balance 82,436.0625 F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The Phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (June 4, 2026); 25% will vest on August 1, 2026; 25% will vest on November 1, 2026; and 25% will vest on February 1, 2027. F2: Dividend equivalent rights (4,205.7759 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Filing footnotes · ownership attribution and instrument terms

F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The Phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (June 4, 2026); 25% will vest on August 1, 2026; 25% will vest on November 1, 2026; and 25% will vest on February 1, 2027.

F2: Dividend equivalent rights (4,205.7759 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Real REMAX Group Inc.

Report date August 24, 2026 · Filed August 24, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	26,496	Reported balance Holding disclosure · report date 2026-08-24 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 26,496 F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F2: Pursuant to the Merger Agreement, each restricted share unit of Real ("Real RSU") was exchanged for a restricted share unit of the Issuer entitling the holder to receive the same number of shares of common stock of the Issuer (or cash equivalent) as the number of Real Common Shares (or cash equivalent) the holder was entitled to receive following the Share Consolidation (rounded down to the nearest whole share). F3: Includes (i) 14,191 shares of common stock of the Issuer and (ii) restricted share units of the Issuer which, subject to vesting, represents the right to receive, at settlement, 12,305 shares of common stock of the Issuer.
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee Footnote	270,489	Reported balance Holding disclosure · report date 2026-08-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 270,489 F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F2: Pursuant to the Merger Agreement, each restricted share unit of Real ("Real RSU") was exchanged for a restricted share unit of the Issuer entitling the holder to receive the same number of shares of common stock of the Issuer (or cash equivalent) as the number of Real Common Shares (or cash equivalent) the holder was entitled to receive following the Share Consolidation (rounded down to the nearest whole share). F4: Reflects (i) 268,402 shares of common stock of the Issuer held by Poom Holdings LLC, a company beneficially owned by the Reporting Person and (ii) 2,087 shares of common stock of the Issuer held by The Klane 2012 Dynasty Trust.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.77 · Expires 2028-04-18	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-08-24 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F5: Fully vested. F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F6: Pursuant to the terms of the Merger Agreement, each option to purchase Real Common Shares ("Real Options") was exchanged for the option to acquire the same number of shares of common stock of the Issuer as the number of Real Common Shares the holder was entitled to acquire following the Share Consolidation (rounded down to the nearest whole share), with an exercise price per share equal to the exercise price per Real Common Share immediately following the Share Consolidation.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.13 · Expires 2031-01-27	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-08-24 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance Not disclosed F5: Fully vested. F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement. F6: Pursuant to the terms of the Merger Agreement, each option to purchase Real Common Shares ("Real Options") was exchanged for the option to acquire the same number of shares of common stock of the Issuer as the number of Real Common Shares the holder was entitled to acquire following the Share Consolidation (rounded down to the nearest whole share), with an exercise price per share equal to the exercise price per Real Common Share immediately following the Share Consolidation.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real (each, a "Real Common Share") was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX was converted into the right to receive either (i) $13.80 in cash or (ii) 0.5150 shares of common stock, par value $0.001 of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement.

F2: Pursuant to the Merger Agreement, each restricted share unit of Real ("Real RSU") was exchanged for a restricted share unit of the Issuer entitling the holder to receive the same number of shares of common stock of the Issuer (or cash equivalent) as the number of Real Common Shares (or cash equivalent) the holder was entitled to receive following the Share Consolidation (rounded down to the nearest whole share).

F3: Includes (i) 14,191 shares of common stock of the Issuer and (ii) restricted share units of the Issuer which, subject to vesting, represents the right to receive, at settlement, 12,305 shares of common stock of the Issuer.

F4: Reflects (i) 268,402 shares of common stock of the Issuer held by Poom Holdings LLC, a company beneficially owned by the Reporting Person and (ii) 2,087 shares of common stock of the Issuer held by The Klane 2012 Dynasty Trust.

F5: Fully vested.

F6: Pursuant to the terms of the Merger Agreement, each option to purchase Real Common Shares ("Real Options") was exchanged for the option to acquire the same number of shares of common stock of the Issuer as the number of Real Common Shares the holder was entitled to acquire following the Share Consolidation (rounded down to the nearest whole share), with an exercise price per share equal to the exercise price per Real Common Share immediately following the Share Consolidation.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BOTTOMLINE TECHNOLOGIES INC

Report date May 13, 2022 · Filed May 17, 2022

Section 16 reporting ended · disclosed 2022-05-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-05-13 transaction · row 1 1 source row Row 1 · 2022-05-13 · Disposition to issuer · Disposed 23,640 · Balance 0 F1: On May 13, 2022, Project RB Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), a Delaware limited liability company ("Parent"), completed its merger (the "Merger") with and into Bottomline Technologies, Inc., a Delaware corporation (the "Company"), pursuant to the terms of the Agreement and Plan of Merger, dated December 16, 2021, by and among Parent, Merger Sub and the Company. The Company was the surviving corporation in the Merger and, as a result, is now a wholly owned subsidiary of Parent. Parent and Merger Sub are affiliates of Thoma Bravo Fund XV, L.P., managed by Thoma Bravo, L.P. As of the effective time of the Merger, each share of common stock of the Company outstanding immediately prior to the effective time of the Merger was converted into the right to receive $57.00 in cash, subject to applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On May 13, 2022, Project RB Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), a Delaware limited liability company ("Parent"), completed its merger (the "Merger") with and into Bottomline Technologies, Inc., a Delaware corporation (the "Company"), pursuant to the terms of the Agreement and Plan of Merger, dated December 16, 2021, by and among Parent, Merger Sub and the Company. The Company was the surviving corporation in the Merger and, as a result, is now a wholly owned subsidiary of Parent. Parent and Merger Sub are affiliates of Thoma Bravo Fund XV, L.P., managed by Thoma Bravo, L.P. As of the effective time of the Merger, each share of common stock of the Company outstanding immediately prior to the effective time of the Merger was converted into the right to receive $57.00 in cash, subject to applicable withholding taxes.

VERIFONE SYSTEMS, INC.

Report date August 20, 2018 · Filed August 22, 2018

Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2018-08-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2018-08-20 · Disposition to issuer · Disposed 9,650 · Balance 0 F1: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F2: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans.

F2: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 04, 2026 Filed Jun 5, 2026 21:07 UTC	NAVIENT CORP NAVI · Entity 5050	GrantPhantom Stock Units · Derivative	18,018.018	$7.77	$140,000.00	Disclosure SEC source: 0001593538-26-000033 · form4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,436.0625 Underlying: Common Stock · 18,018.018 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The Phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (June 4, 2026); 25% will vest on August 1, 2026; 25% will vest on November 1, 2026; and 25% will vest on February 1, 2027. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The Phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (June 4, 2026); 25% will vest on August 1, 2026; 25% will vest on November 1, 2026; and 25% will vest on February 1, 2027. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The Phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (June 4, 2026); 25% will vest on August 1, 2026; 25% will vest on November 1, 2026; and 25% will vest on February 1, 2027. F2 · balance_after: Dividend equivalent rights (4,205.7759 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:05 UTC	NAVIENT CORP NAVI · Entity 5050	GrantPhantom Stock Units · Derivative	10,309.2783	$13.58	$140,000.00	Disclosure SEC source: 0001127602-25-003883 · form4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,212.2686 Underlying: Common Stock · 10,309.2783 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025. F2 · balance_after: Dividends 2,040.2991 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:16 UTC	NAVIENT CORP NAVI · Entity 5050	GrantPhantom Stock Units · Derivative	8,647.3131	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-24-004688 · form4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,862.6938 Underlying: Common Stock · 8,647.3131 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F2 · balance_after: Dividends 1,400.5246 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document
February 06, 2023 Filed Feb 8, 2023 01:02 UTC	NAVIENT CORP NAVI · Entity 5050	GrantPhantom Stock Units · Derivative	7,399.5772	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-23-003862 · form4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,814.8561 Underlying: Common Stock · 7,399.5772 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F2 · balance_after: Dividends 1,250.6300 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document
May 13, 2022 Filed May 17, 2022 11:41 UTC	BOTTOMLINE TECHNOLOGIES INC EPAY · Entity 127247	Disposition to issuerCommon Stock	23,640	$57.00	$1,347,480.00	Disclosure SEC source: 0000899243-22-018338 · doc4.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 13, 2022, Project RB Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Bottomline Intermediate Holdings III, LLC (formerly known as Project RB Parent, LLC), a Delaware limited liability company ("Parent"), completed its merger (the "Merger") with and into Bottomline Technologies, Inc., a Delaware corporation (the "Company"), pursuant to the terms of the Agreement and Plan of Merger, dated December 16, 2021, by and among Parent, Merger Sub and the Company. The Company was the surviving corporation in the Merger and, as a result, is now a wholly owned subsidiary of Parent. Parent and Merger Sub are affiliates of Thoma Bravo Fund XV, L.P., managed by Thoma Bravo, L.P. As of the effective time of the Merger, each share of common stock of the Company outstanding immediately prior to the effective time of the Merger was converted into the right to receive $57.00 in cash, subject to applicable withholding taxes. Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:25 UTC	NAVIENT CORP NAVI · Entity 5050	GrantPhantom Stock Units · Derivative	7,856.3412	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-22-003734 · form4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,164.6489 Underlying: Common Stock · 7,856.3412 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F2 · balance_after: Dividends (722.9924 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document
November 18, 2021 Filed Nov 22, 2021 13:12 UTC	BOTTOMLINE TECHNOLOGIES INC EPAY · Entity 127247	GrantCommon Stock	5,000	$0.00	$0.00	Disclosure SEC source: 0001073349-21-000146 · primary_doc.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,640 F1 · shares: This grant vests on the first anniversary of the grant date. Read SEC document
November 08, 2021 Filed Nov 9, 2021 16:30 UTC	BOTTOMLINE TECHNOLOGIES INC EPAY · Entity 127247	GrantCommon Stock, par value $0.001 per share	5,000	$0.00	$0.00	Disclosure SEC source: 0000902664-21-004814 · ownership.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,640 F1 · kind: This grant vests on the first anniversary of the grant date. Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:11 UTC	NAVIENT CORP NAVI · Entity 5050	GrantPhantom Stock Units · Derivative	10,569.1057	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-004423 · form4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,585.3153 Underlying: Common Stock · 10,569.1057 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F2 · balance_after: Dividends (796.3514 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:21 UTC	NAVIENT CORP NAVI · Entity 5050	GrantPhantom Stock Units · Derivative	9,219.8582	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-004341 · form4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219.8582 Underlying: Common Stock · 9,219.8582 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. Read SEC document
May 09, 2019 Filed May 10, 2019 20:36 UTC	NAVIENT CORP NAVI · Entity 5050	GrantCommon Stock	7,342	$0.00	$0.00	Disclosure SEC source: 0001127602-19-018162 · form4.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,342 F1 · shares: Grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restricted stock will vest if the reporting person is elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for June 6, 2019. Read SEC document
August 20, 2018 Filed Aug 22, 2018 18:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	9,650	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023005 · doc4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,650 shares Expires not disclosed F1 · security: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F2 · price: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F2 · derivative.exercise_date: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F2 · derivative.expiration_date: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
April 02, 2018 Filed Apr 4, 2018 23:57 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	GrantRestricted Stock Units · Derivative	9,650	$0.00	$0.00	Disclosure SEC source: 0001209191-18-023945 · doc4.xml · derivative · entry 1 KLANE LARRY A · CIK 0001238036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650 Underlying: Common Stock, per value $0.01 per share · 9,650 shares Expires not disclosed F1 · derivative.exercise_price: 100% of these restricted stock units will vest on the first anniversary of the grant date. F1 · derivative.exercise_date: 100% of these restricted stock units will vest on the first anniversary of the grant date. F1 · derivative.expiration_date: 100% of these restricted stock units will vest on the first anniversary of the grant date. Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	442	$0.00 Strike: $34.13	$0.00	Disclosure SEC source: 0000927628-07-000049 · kla1079.xml · derivative · entry 7 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 442 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	957	$0.00 Strike: $49.07	$0.00	Disclosure SEC source: 0000927628-07-000049 · kla1079.xml · derivative · entry 6 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 957 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	15	$56.65	$849.75	Disclosure SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 4 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,809 Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,399	$56.26	$78,707.74	Disclosure SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,824 Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	442	$34.13	$15,085.46	Disclosure SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 13, 2007 Filed Nov 15, 2007 21:54 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	957	$49.07	$46,959.99	Disclosure SEC source: 0000927628-07-000049 · kla1079.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 30, 2007 Filed Aug 1, 2007 23:15 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	3,000	$74.19	$222,570.00	Disclosure SEC source: 0001181431-07-048937 · rrd167855.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,744 Read SEC document
March 29, 2007 Filed Apr 3, 2007 00:42 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	402	$76.19	$30,628.38	Disclosure SEC source: 0000927628-07-000018 · kla984.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,824 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
March 15, 2007 Filed Mar 16, 2007 22:10 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	785	$75.21	$59,039.85	Disclosure SEC source: 0000927628-07-000013 · kla969.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,226 F3 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
March 15, 2007 Filed Mar 16, 2007 22:10 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Tax withholdingCommon Stock	125	$75.83	$9,478.75	Disclosure SEC source: 0000927628-07-000013 · kla969.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,011 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's spouse tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document
March 15, 2007 Filed Mar 16, 2007 22:10 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Tax withholdingCommon Stock	1,383	$75.83	$104,872.89	Disclosure SEC source: 0000927628-07-000013 · kla969.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,744 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document
March 03, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Tax withholdingCommon Stock	138	$76.79	$10,597.02	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 7 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,136 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's spouse tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document
March 03, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Tax withholdingCommon Stock	1,077	$76.79	$82,702.83	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 6 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,127 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document
March 02, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock · Derivative	1,440	$0.00 Strike: $76.79	$0.00	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · derivative · entry 9 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,440 Underlying: Common Stock · 1,440 shares Expires 2017-03-01 F6 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document
March 02, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock · Derivative	80,800	$0.00 Strike: $76.79	$0.00	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · derivative · entry 8 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,800 Underlying: Common Stock · 80,800 shares Expires 2017-03-01 F6 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document
March 02, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	1,090	$0.00	$0.00	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 5 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,274 F3 · kind: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document
March 02, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	13,640	$0.00	$0.00	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 4 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,204 F2 · kind: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 2, 2008, provided that the issuer achieves a determined earnings per share for 2007; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document
March 01, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	282	$76.99	$21,711.18	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,184 F1 · security: These transactions were executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
March 01, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	343	$76.27	$26,160.61	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,466 F1 · security: These transactions were executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
March 01, 2007 Filed Mar 6, 2007 01:30 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	159	$75.35	$11,980.65	Disclosure SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,809 F1 · security: These transactions were executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
January 30, 2007 Filed Jan 30, 2007 22:31 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,063	$78.77	$83,732.51	Disclosure SEC source: 0000927628-07-000008 · kla949.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,564 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:04 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$79.37	$84,529.05	Disclosure SEC source: 0000927628-07-000005 · kla944.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,627 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
January 16, 2007 Filed Jan 17, 2007 21:03 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$77.03	$82,036.95	Disclosure SEC source: 0000927628-07-000001 · kla933.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,692 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
January 09, 2007 Filed Jan 11, 2007 23:03 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$77.68	$82,729.20	Disclosure SEC source: 0001181431-07-003465 · rrd142815.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,757 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
January 03, 2007 Filed Jan 4, 2007 23:01 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$77.07	$82,079.55	Disclosure SEC source: 0001181431-07-001743 · rrd141954.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,822 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
December 22, 2006 Filed Dec 22, 2006 19:03 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$77.53	$82,569.45	Disclosure SEC source: 0001181431-06-071631 · rrd140505.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,887 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
December 19, 2006 Filed Dec 20, 2006 00:57 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$77.00	$82,005.00	Disclosure SEC source: 0001181431-06-070858 · rrd140110.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,952 F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:57 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Tax withholdingCommon Stock	250	$77.15	$19,287.50	Disclosure SEC source: 0001181431-06-070858 · rrd140110.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,963 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:57 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Tax withholdingCommon Stock	4,512	$77.15	$348,100.80	Disclosure SEC source: 0001181431-06-070858 · rrd140110.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,017 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document
December 12, 2006 Filed Dec 14, 2006 22:24 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	226	$76.10	$17,198.60	Disclosure SEC source: 0001181431-06-069806 · rrd139533.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,213 F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person's spouse on November 6, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
December 12, 2006 Filed Dec 14, 2006 22:24 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$76.10	$81,046.50	Disclosure SEC source: 0001181431-06-069806 · rrd139533.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,529 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
December 05, 2006 Filed Dec 7, 2006 22:01 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$78.01	$83,080.65	Disclosure SEC source: 0001181431-06-068267 · rrd138632.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,594 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
November 28, 2006 Filed Nov 30, 2006 23:20 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$74.52	$79,363.80	Disclosure SEC source: 0001181431-06-066728 · rrd137886.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,659 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
November 21, 2006 Filed Nov 22, 2006 23:28 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$75.10	$79,981.50	Disclosure SEC source: 0001181431-06-065690 · rrd137308.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
November 14, 2006 Filed Nov 15, 2006 23:36 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$77.50	$82,537.50	Disclosure SEC source: 0000927628-06-000073 · kla936.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,789 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
November 07, 2006 Filed Nov 9, 2006 23:33 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	1,065	$78.50	$83,602.50	Disclosure SEC source: 0000927628-06-000071 · kla933.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,854 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document
September 28, 2006 Filed Oct 2, 2006 20:00 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	442	$34.13 Strike: $34.13	$15,085.46	Disclosure SEC source: 0000927628-06-000069 · kla925.xml · derivative · entry 6 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 442 Underlying: Common Stock · 442 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.