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JCI

Johnson Controls International plc

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2940
SEC CIK
0000833444
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774

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202613
Mar 202600
Apr 202600
May 202605
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2018 Filed Jul 11, 2018 21:12 UTC Amendment
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 54,235 $0.00 Strike: $13.84 $0.00
Disclosure

SEC source: 0001127602-18-023124 · form4a.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,707

Underlying: Ordinary Shares · 54,235 shares

Expires 2018-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This Form 4/A is being filed to include the Table II transactions associated with the stock option exercises that were previously reported on a Form 4 filed July 3, 2018.

Read SEC document
July 02, 2018 Filed Jul 11, 2018 21:12 UTC Amendment
Oliver GeorgeChairman & CEO
Disposition to issuerOrdinary Shares 57,357 $33.13 $1,900,334.92
Disclosure

SEC source: 0001127602-18-023124 · form4a.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,517

Read SEC document
July 02, 2018 Filed Jul 11, 2018 21:12 UTC Amendment
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 54,235 $13.84 $750,612.40
Disclosure

SEC source: 0001127602-18-023124 · form4a.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 11, 2018 21:12 UTC Amendment
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 24,468 $21.22 $519,210.96
Disclosure

SEC source: 0001127602-18-023124 · form4a.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:34 UTC
MINELLA LYNN CVice President, CHRO
Tax withholdingOrdinary Shares 5,948 $34.89 $207,525.72
Disclosure

SEC source: 0001127602-18-021180 · form4.xml · nonDerivative · entry 1

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,934

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:29 UTC GrantOrdinary Shares 3,329 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020910 · form4.xml · nonDerivative · entry 1

BLACKWELL JEAN S · CIK 0001238891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:57 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 54,235 $0.00 Strike: $13.84 $0.00
Disclosure

SEC source: 0001127602-18-020035 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,942

Underlying: Ordinary Shares · 54,235 shares

Expires 2018-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:57 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,468 $0.00 Strike: $21.22 $0.00
Disclosure

SEC source: 0001127602-18-020035 · form4.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,936

Underlying: Ordinary Shares · 24,468 shares

Expires 2018-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:57 UTC
Oliver GeorgeChairman & CEO
Disposition to issuerOrdinary Shares 56,967 $33.78 $1,924,607.31
Disclosure

SEC source: 0001127602-18-020035 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,171

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.47 to $34.04 inclusive, pursuant to a previously disclosed Rule 10b5-1 Trading Plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:57 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 54,235 $13.84 $750,612.40
Disclosure

SEC source: 0001127602-18-020035 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:57 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 24,468 $21.22 $519,210.96
Disclosure

SEC source: 0001127602-18-020035 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:23 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
SaleOrdinary Shares 8,148 $36.55 $297,809.40
Disclosure

SEC source: 0001127602-18-017543 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,999

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:36 UTC GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011238 · form4.xml · nonDerivative · entry 1

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,659

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:34 UTC
YOST R DAVIDDirector
GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011235 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,062

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:33 UTC GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011231 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,117

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:31 UTC GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011228 · form4.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,589

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:29 UTC GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011226 · form4.xml · nonDerivative · entry 1

del Valle Perochena Juan Pablo · CIK 0001659504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,985

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:27 UTC GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011224 · form4.xml · nonDerivative · entry 1

DUPERREAULT BRIAN · CIK 0001072522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,118

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:26 UTC
YOUNG JOHN DDirector
GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011222 · form4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,660

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:24 UTC GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011220 · form4.xml · nonDerivative · entry 1

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:22 UTC
Williams Jeffrey MVP & Pres Bldg Sol EMEA LatAm
Tax withholdingOrdinary Shares 1,119 $37.63 $42,107.97
Disclosure

SEC source: 0001127602-18-011218 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres Bldg Sol EMEA LatAm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,930

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:20 UTC
Menne SimoneDirector
GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011215 · form4.xml · nonDerivative · entry 1

Menne Simone · CIK 0001732760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:16 UTC GrantOrdinary Shares 4,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011211 · form4.xml · nonDerivative · entry 1

HAGGERTY GRETCHEN R · CIK 0001236161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:22 UTC Tax withholdingOrdinary Shares 2,024 $37.07 $75,029.68
Disclosure

SEC source: 0001127602-18-010816 · form4.xml · nonDerivative · entry 1

del Valle Perochena Juan Pablo · CIK 0001659504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,866

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:20 UTC Tax withholdingOrdinary Shares 1,868 $37.07 $69,246.76
Disclosure

SEC source: 0001127602-18-010814 · form4.xml · nonDerivative · entry 1

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,606

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:18 UTC Tax withholdingOrdinary Shares 1,868 $37.07 $69,246.76
Disclosure

SEC source: 0001127602-18-010812 · form4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,998

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:16 UTC Tax withholdingOrdinary Shares 2,110 $37.07 $78,217.70
Disclosure

SEC source: 0001127602-18-010810 · form4.xml · nonDerivative · entry 1

Tinggren Juergen · CIK 0001600714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,540

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:14 UTC Tax withholdingOrdinary Shares 1,868 $37.07 $69,246.76
Disclosure

SEC source: 0001127602-18-010808 · form4.xml · nonDerivative · entry 1

DUPERREAULT BRIAN · CIK 0001072522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,999

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:12 UTC Tax withholdingOrdinary Shares 1,868 $37.07 $69,246.76
Disclosure

SEC source: 0001127602-18-010806 · form4.xml · nonDerivative · entry 1

BLACK NATALIE A · CIK 0001205033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:10 UTC
YOST R DAVIDDirector
Tax withholdingOrdinary Shares 1,868 $37.07 $69,246.76
Disclosure

SEC source: 0001127602-18-010804 · form4.xml · nonDerivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:08 UTC Tax withholdingOrdinary Shares 1,358 $37.07 $50,341.06
Disclosure

SEC source: 0001127602-18-010802 · form4.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:06 UTC Tax withholdingOrdinary Shares 1,868 $37.07 $69,246.76
Disclosure

SEC source: 0001127602-18-010799 · form4.xml · nonDerivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,683

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:04 UTC
YOUNG JOHN DDirector
Tax withholdingOrdinary Shares 502 $37.07 $18,609.14
Disclosure

SEC source: 0001127602-18-010796 · form4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Read SEC document
February 21, 2018 Filed Feb 23, 2018 14:55 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
SaleOrdinary Shares 13,391 $37.85 $506,849.35
Disclosure

SEC source: 0001127602-18-007888 · form4.xml · nonDerivative · entry 2

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k Plan Trustee

Disclosed balance after: 0

F1 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.

F1 · balance_after: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 14:55 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
SaleOrdinary Shares 808 $38.34 $30,978.72
Disclosure

SEC source: 0001127602-18-007888 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,847

Read SEC document
January 04, 2018 Filed Jan 5, 2018 21:58 UTC
Williams Jeffrey MVP & Pres Bldg Sol EMEA LatAm
SaleOrdinary Shares 27,734 $40.00 $1,109,360.00
Disclosure

SEC source: 0001127602-18-001280 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres Bldg Sol EMEA LatAm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,961

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:56 UTC
Stief Brian JExecutive VP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 95,141 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001127602-17-034415 · form4.xml · derivative · entry 2

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,141

Underlying: Ordinary Shares · 95,141 shares

Expires 2027-12-07

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:56 UTC
Stief Brian JExecutive VP and CFO
GrantOrdinary Shares 17,953 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034415 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,356

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:53 UTC
Williams Jeffrey MVP & Pres Bldg Sol EMEA LatAm
GrantEmployee Stock Option (Right to Buy) · Derivative 70,921 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001127602-17-034413 · form4.xml · derivative · entry 3

Williams Jeffrey M · CIK 0001629526 · VP & Pres Bldg Sol EMEA LatAm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,921

Underlying: Ordinary Shares · 70,921 shares

Expires 2027-12-07

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:53 UTC
Williams Jeffrey MVP & Pres Bldg Sol EMEA LatAm
Tax withholdingOrdinary Shares 16,365 $37.36 $611,396.40
Disclosure

SEC source: 0001127602-17-034413 · form4.xml · nonDerivative · entry 2

Williams Jeffrey M · CIK 0001629526 · VP & Pres Bldg Sol EMEA LatAm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,695

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:53 UTC
Williams Jeffrey MVP & Pres Bldg Sol EMEA LatAm
GrantOrdinary Shares 13,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034413 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres Bldg Sol EMEA LatAm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,060

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:47 UTC
VanHimbergen Robert MVP Corporate Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 12,765 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001127602-17-034409 · form4.xml · derivative · entry 3

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,765

Underlying: Ordinary Shares · 12,765 shares

Expires 2027-12-07

F4 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:47 UTC
VanHimbergen Robert MVP Corporate Controller
GrantOrdinary Shares 2,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034409 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,568

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:42 UTC
MINELLA LYNN CVice President, CHRO
GrantEmployee Stock Option (Right to Buy) · Derivative 46,099 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001127602-17-034407 · form4.xml · derivative · entry 2

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,099

Underlying: Ordinary Shares · 46,099 shares

Expires 2027-12-07

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:42 UTC
MINELLA LYNN CVice President, CHRO
GrantOrdinary Shares 8,699 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034407 · form4.xml · nonDerivative · entry 1

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,917

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:36 UTC
Walicki Joseph AVice President & President, PS
GrantEmployee Stock Option (Right to Buy) · Derivative 93,333 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001127602-17-034405 · form4.xml · derivative · entry 4

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

Underlying: Ordinary Shares · 93,333 shares

Expires 2027-12-07

F4 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:36 UTC
Walicki Joseph AVice President & President, PS
Tax withholdingOrdinary Shares 17,107 $37.36 $639,117.52
Disclosure

SEC source: 0001127602-17-034405 · form4.xml · nonDerivative · entry 2

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,854

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:36 UTC
Walicki Joseph AVice President & President, PS
GrantOrdinary Shares 17,612 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034405 · form4.xml · nonDerivative · entry 1

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,961

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:32 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
GrantRestricted Share Units · Derivative 9,428 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034403 · form4.xml · derivative · entry 2

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,409

Underlying: Ordinary Shares · 9,428 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

F3 · shares: Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting.

F4 · derivative.exercise_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.

F4 · derivative.expiration_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.

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December 07, 2017 Filed Dec 11, 2017 22:32 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
GrantEmployee Stock Option (Right to Buy) · Derivative 49,964 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001127602-17-034403 · form4.xml · derivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,964

Underlying: Ordinary Shares · 49,964 shares

Expires 2027-12-07

F1 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.