Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERPAC TOOL GROUP CORPEPAC · Entity 4543 | Director | February 06, 2026 | February 09, 2026 |
| Johnson Controls International plcJCI · Entity 2940 | Vice President, CHRO | June 07, 2021 | June 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERPAC TOOL GROUP CORP
Report date February 06, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 16,657 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 3,134 · Balance 16,657 F1: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. F2: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date.
F2: The phantom stock is converted 1 for 1 into shares of Class A Common Stock.
Johnson Controls International plc
Report date June 07, 2021 · Filed June 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 77,008.61 |
Ending reported balance
After 2021-06-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-06-07 · Exercise / conversion · Acquired 46,099 · Balance 123,107.61 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. Row 2 · 2021-06-07 · Exercise / conversion · Acquired 29,226 · Balance 152,333.61 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. Row 3 · 2021-06-07 · Sale · Disposed 75,125 · Balance 77,208.61 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Row 4 · 2021-06-07 · Sale · Disposed 200 · Balance 77,008.61 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.36 · Expires 2027-12-07 | Direct | 0 |
Reported balance
After 2021-06-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-06-07 · Exercise / conversion · Disposed 46,099 · Balance 0 F3: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.39 · Expires 2028-12-06 | Direct | 29,227 |
Reported balance
After 2021-06-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-06-07 · Exercise / conversion · Disposed 29,226 · Balance 29,227 F3: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
F3: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2026 Filed Feb 9, 2026 21:36 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 3,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000006955-26-000018 · form4.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,657 Underlying: Class A Common Stock · 3,134 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Compensation Plan, the director elected to defer the grant of restricted stock units, which vest in full 50 weeks after the date if the grant (subject to continued service) and are settled in common stock following the director's termination of service or a specified date. Read SEC document |
| October 17, 2025 Filed Oct 20, 2025 17:16 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 10 | $41.98 | $419.80 |
DisclosureSEC source: 0000006955-25-000043 · form4.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,523 Underlying: Class A Common Stock · 10 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 19:43 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 4,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003784 · form4.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,513 Underlying: Class A Common Stock · 4,592 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan (the "Plan"), the phantom stock units are settled generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan (the "Plan"), the phantom stock units are settled generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan (the "Plan"), the phantom stock units are settled generally following the director's termination of service or a specified date. F3 · derivative.underlying_shares: Grant consists of (i) 2,624 restricted stock units which the Reporting Person elected to defer pursuant to the Plan, which vests in full 50 weeks after the date of the grant and (ii) 1,968 phantom stock shares, which the Reporting Person elected to receive in lieu of the Reporting Person's annual cash retainer pursuant to the Plan. All of the shares of phantom stock are settled in common stock generally following the director's termination of service or a specified date pursuant to the Plan. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 20:36 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 8 | $44.03 | $352.24 |
DisclosureSEC source: 0001127602-24-025846 · form4.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,921 Underlying: Class A Common Stock · 8 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 15:54 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 2,763 | $32.57 | $89,990.91 |
DisclosureSEC source: 0000006955-24-000033 · wk-form4_1708444475.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,913 Underlying: Class A Common Stock · 2,763 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service. Read SEC document |
| January 26, 2024 Filed Jan 29, 2024 17:28 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 3,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000006955-24-000021 · wk-form4_1706549291.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,601 F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant. Read SEC document |
| December 04, 2023 Filed Dec 4, 2023 19:54 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 799 | $28.15 | $22,491.85 |
DisclosureSEC source: 0000006955-23-000070 · wk-form4_1701719641.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,150 Underlying: Class A Common Stock · 799 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · price: Price is based on the closing selling price of the Class A Common Stock on 12/1/2023, the last trading day before the distribution date. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. Read SEC document |
| October 18, 2023 Filed Nov 13, 2023 22:38 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 7 | $29.00 | $203.00 |
DisclosureSEC source: 0000006955-23-000054 · wk-form4_1699915090.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,351 Underlying: Class A Common Stock · 7 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service or a specified date. Read SEC document |
| September 02, 2023 Filed Sep 5, 2023 21:12 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 854 | $0.00 | $0.00 |
DisclosureSEC source: 0000006955-23-000020 · wk-form4_1693948329.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,344 Underlying: Class A Common Stock · 854 shares Expires not disclosed F1 · security: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service. F1 · derivative.expiration_date: Pursuant to Outside Director's Deferred Compensation Plan, the phantom stock units are settled generally following the director's termination of service. Read SEC document |
| June 02, 2023 Filed Jun 15, 2023 17:24 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 828 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-001005 · primary_01.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,490 Underlying: Class A Common Stock · 828 shares Expires not disclosed F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. F1 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 17:30 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 795 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000417 · primary_01.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 Underlying: Class A Common Stock · 795 shares Expires not disclosed F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F1 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. F1 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 17:58 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 4,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000274 · primary_01.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,816 F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant. Read SEC document |
| December 02, 2022 Filed Dec 9, 2022 16:14 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 796 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001709 · primary_01.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,867 Underlying: Class A Common Stock · 796 shares Expires not disclosed F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally folowing the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · derivative.exercise_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service. F3 · derivative.expiration_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 20:56 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 4 | $21.98 | $87.92 |
DisclosureSEC source: 0001593968-22-001534 · primary_01.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071 Underlying: Class A Common Stock · 4 shares Expires not disclosed F1 · security: Pursuant to the Issuer's Outside Director's Deferred Compensation Plan (the "Plan"), the phantom stock units are settled in stock generally following the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · kind: Dividend equivalent rights accrued to previously acquired phantom stock under the Plan. F4 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F5 · derivative.exercise_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service. F5 · derivative.expiration_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the director's termination of service. F6 · balance_after: Balance includes phantom stock previously acquired under the Plan. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 18:37 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 1,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001415 · primary_01.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067 Underlying: Class A Common Stock · 1,068 shares Expires not disclosed F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally folowing the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. F3 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 23:09 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001066 · primary_01.xml · derivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999 Underlying: Class A Common Stock · 999 shares Expires not disclosed F1 · security: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally folowing the director's termination of service. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · derivative.exercise_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. F3 · derivative.expiration_date: Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 23:16 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 6,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000335 · primary_01.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,469 F1 · shares: Restricted stock units granted under the Enerpac Tool Group 2017 Omnibus Plan that vest in full 50 weeks after the date of the grant. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:11 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,226 | $0.00 Strike: $33.39 | $0.00 |
DisclosureSEC source: 0001127602-21-019432 · form4.xml · derivative · entry 6 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,227 Underlying: Ordinary Shares · 29,226 shares Expires 2028-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:11 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 46,099 | $0.00 Strike: $37.36 | $0.00 |
DisclosureSEC source: 0001127602-21-019432 · form4.xml · derivative · entry 5 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 46,099 shares Expires 2027-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:11 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 200 | $67.04 | $13,408.00 |
DisclosureSEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 4 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,008.61 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:11 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 75,125 | $66.44 | $4,991,305.00 |
DisclosureSEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 3 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,208.61 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:11 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 29,226 | $33.39 | $975,856.14 |
DisclosureSEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 2 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,333.61 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:11 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 46,099 | $37.36 | $1,722,258.64 |
DisclosureSEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,107.61 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:29 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 34,722 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-20-031264 · form4.xml · derivative · entry 2 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,722 Underlying: Ordinary Shares · 34,722 shares Expires 2030-12-10 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:29 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 7,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031264 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,324.34 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 01:47 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,486 | $45.25 | $67,241.50 |
DisclosureSEC source: 0001127602-20-030930 · form4.xml · nonDerivative · entry 5 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,211.34 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 01:47 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 11,391 | $45.25 | $515,442.75 |
DisclosureSEC source: 0001127602-20-030930 · form4.xml · nonDerivative · entry 4 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,697.34 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 01:47 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 24,236.09 | $45.25 | $1,096,683.07 |
DisclosureSEC source: 0001127602-20-030930 · form4.xml · nonDerivative · entry 3 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,088.34 F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2020. The Compensation Committee approved the performance results on November 19, 2020. Read SEC document |
| December 06, 2020 Filed Dec 9, 2020 01:47 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,611 | $45.89 | $73,928.79 |
DisclosureSEC source: 0001127602-20-030930 · form4.xml · nonDerivative · entry 2 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,852.25 Read SEC document |
| December 05, 2020 Filed Dec 9, 2020 01:47 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,254 | $45.89 | $57,546.06 |
DisclosureSEC source: 0001127602-20-030930 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,463.25 Read SEC document |
| June 14, 2020 Filed Jun 16, 2020 18:46 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 11,395 | $34.45 | $392,557.75 |
DisclosureSEC source: 0001127602-20-019710 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,961.21 Read SEC document |
| December 07, 2019 Filed Dec 9, 2019 23:59 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,442 | $42.09 | $60,693.78 |
DisclosureSEC source: 0001127602-19-034607 · form4.xml · nonDerivative · entry 3 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,330.75 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 23:59 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,567 | $42.09 | $65,955.03 |
DisclosureSEC source: 0001127602-19-034607 · form4.xml · nonDerivative · entry 2 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,772.75 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 23:59 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 44,581 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001127602-19-034607 · form4.xml · derivative · entry 4 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,581 Underlying: Ordinary Shares · 44,581 shares Expires 2029-12-05 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 23:59 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 7,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034607 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,339.75 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 14:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 9,009 | $39.95 | $359,909.55 |
DisclosureSEC source: 0001127602-19-021916 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,765 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 23:22 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 955 | $32.66 | $31,190.30 |
DisclosureSEC source: 0001127602-18-035743 · form4.xml · nonDerivative · entry 2 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,575 Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 23:22 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 58,453 | $33.39 Strike: $33.39 | $1,951,745.67 |
DisclosureSEC source: 0001127602-18-035743 · form4.xml · derivative · entry 3 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,453 Underlying: Ordinary Shares · 58,453 shares Expires 2028-12-06 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 23:22 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 9,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035743 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,530 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:34 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 5,948 | $34.89 | $207,525.72 |
DisclosureSEC source: 0001127602-18-021180 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,934 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:42 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 46,099 | $0.00 Strike: $37.36 | $0.00 |
DisclosureSEC source: 0001127602-17-034407 · form4.xml · derivative · entry 2 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,099 Underlying: Ordinary Shares · 46,099 shares Expires 2027-12-07 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:42 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 8,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034407 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,917 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 19:04 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 31,055 | $41.86 | $1,299,962.30 |
DisclosureSEC source: 0001127602-17-021570 · form4.xml · nonDerivative · entry 3 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,526 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 19:04 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 11,944 | $41.86 | $499,975.84 |
DisclosureSEC source: 0001127602-17-021570 · form4.xml · nonDerivative · entry 2 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,471 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 19:04 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 15,527 | $41.86 | $649,960.22 |
DisclosureSEC source: 0001127602-17-021570 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,527 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.