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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · derivative · entry 9

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 71

Underlying: Common Stock · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 36 $166.10 $5,979.42
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · nonDerivative · entry 6

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 388.446

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 25 $166.10 $4,152.38
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · nonDerivative · entry 5

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 424.446

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · nonDerivative · entry 4

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 449.446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · nonDerivative · entry 3

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 350.446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · derivative · entry 9

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361

Underlying: Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · derivative · entry 8

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 133 $166.10 $22,090.64
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · nonDerivative · entry 6

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,273.863

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 121 $166.10 $20,097.50
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · nonDerivative · entry 5

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,406.863

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 359 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · nonDerivative · entry 4

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,527.863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · nonDerivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,168.863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
GrantRst. Stock Unit · Derivative 1,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 10

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 1,583 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 9

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221

Underlying: Common Stock · 218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 8

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 84 $166.10 $13,951.98
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 6

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205.355

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 81 $166.10 $13,453.70
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 5

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289.355

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 4

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · derivative · entry 8

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 132

Underlying: Common Stock · 65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 24 $167.97 $4,031.28
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · nonDerivative · entry 2

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 282.446

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:25 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008062 · rrd425598.xml · nonDerivative · entry 1

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 306.446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · derivative · entry 7

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 127 $167.97 $21,332.19
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,841.863

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:26 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008063 · rrd425618.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,968.863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 7

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Common Stock · 221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Tax withholdingCommon Stock 82 $167.97 $13,773.54
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925.355

Read SEC document
June 07, 2015 Filed Jun 9, 2015 21:26 UTC
SUTULA STANLEY J IIIVP, Controller
Exercise / conversionCommon Stock 221 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2015 Filed Jun 1, 2015 15:53 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $169.65 Strike: $0.00 $848.25
Disclosure

SEC source: 0001181431-15-007667 · rrd425395.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,303

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 29, 2015 Filed Jun 1, 2015 15:53 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $169.65 Strike: $0.00 $848.25
Disclosure

SEC source: 0001181431-15-007666 · rrd425396.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 29, 2015 Filed Jun 1, 2015 15:54 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $169.65 Strike: $0.00 $1,357.20
Disclosure

SEC source: 0001181431-15-007669 · rrd425393.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,325

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 29, 2015 Filed Jun 1, 2015 15:54 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 8 $169.65 Strike: $0.00 $1,357.20
Disclosure

SEC source: 0001181431-15-007668 · rrd425394.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,317

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 15, 2015 Filed May 18, 2015 20:46 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $173.26 Strike: $0.00 $866.30
Disclosure

SEC source: 0001181431-15-007061 · rrd425057.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,107

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 15, 2015 Filed May 18, 2015 20:47 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $173.26 Strike: $0.00 $866.30
Disclosure

SEC source: 0001181431-15-007062 · rrd425056.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,298

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 15, 2015 Filed May 18, 2015 20:49 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $173.26 Strike: $0.00 $1,386.08
Disclosure

SEC source: 0001181431-15-007065 · rrd425053.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,315

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 15, 2015 Filed May 18, 2015 20:48 UTC
MILLS STEVEN AExecutive Vice President
OtherPhantom Stock Unit · Derivative 33,110 $173.26 Strike: $0.00 $5,736,638.60
Disclosure

SEC source: 0001181431-15-007063 · rrd425055.xml · derivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,110 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 15, 2015 Filed May 18, 2015 20:48 UTC
MILLS STEVEN AExecutive Vice President
OtherCommon Stock 7,266.2839 $173.26 $1,258,956.35
Disclosure

SEC source: 0001181431-15-007063 · rrd425055.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,047.551

F1 · kind: Intra-plan transfer out of the IBM Stock Fund of the IBM 401(k) Plus Plan.

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May 15, 2015 Filed May 18, 2015 20:49 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 8 $173.26 Strike: $0.00 $1,386.08
Disclosure

SEC source: 0001181431-15-007064 · rrd425054.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,307

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 15, 2015 Filed May 27, 2015 19:37 UTC Amendment
MILLS STEVEN AExecutive Vice President
OtherPhantom Stock Unit · Derivative 28,171 $173.26 Strike: $0.00 $4,880,907.46
Disclosure

SEC source: 0001181431-15-007526 · rrd425271.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,939

Underlying: Common Stock · 28,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F4 · shares: Initial report overstated the disposition by 4,939 units.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.underlying_shares: Initial report overstated the disposition by 4,939 units.

F4 · balance_after: Initial report overstated the disposition by 4,939 units.

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May 13, 2015 Filed May 14, 2015 16:16 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 3,000 $172.57 $517,716.00
Disclosure

SEC source: 0001181431-15-006901 · rrd424977.xml · nonDerivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,598

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May 13, 2015 Filed May 14, 2015 16:16 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 500 $172.57 $86,285.00
Disclosure

SEC source: 0001181431-15-006901 · rrd424977.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,598

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May 13, 2015 Filed May 14, 2015 16:16 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,000 $172.56 $172,560.00
Disclosure

SEC source: 0001181431-15-006901 · rrd424977.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,098

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May 13, 2015 Filed May 14, 2015 16:16 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 900 $172.54 $155,286.00
Disclosure

SEC source: 0001181431-15-006901 · rrd424977.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,098

Read SEC document
May 07, 2015 Filed May 8, 2015 14:00 UTC
Di Leo Allen Bruno VSenior Vice President
SaleCommon Stock 5,000 $171.66 $858,314.00
Disclosure

SEC source: 0001181431-15-006662 · rrd424846.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,381.139

Read SEC document
May 06, 2015 Filed May 7, 2015 19:34 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006608 · rrd424818.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,311

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:36 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006611 · rrd424821.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:35 UTC
SUTULA STANLEY J IIIVP, Controller
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006609 · rrd424819.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:36 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006610 · rrd424820.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,213

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:37 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006613 · rrd424823.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,302

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:37 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006612 · rrd424822.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:39 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006615 · rrd424825.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.