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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 100 $137.34 $13,734.00
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 11

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,054

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,300 $137.33 $178,529.00
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 10

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,154

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 961 $137.32 $131,964.52
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 9

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,454

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 200 $137.31 $27,462.00
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 8

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,415

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 305 $137.30 $41,876.50
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 7

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,615

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 538 $137.29 $73,862.02
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 6

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,920

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 9,518 $137.28 $1,306,631.04
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 5

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,458

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 514 $137.27 $70,556.78
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,976

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,400 $137.26 $192,164.00
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,490

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 608 $137.25 $83,448.00
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

Read SEC document
November 19, 2015 Filed Nov 20, 2015 22:31 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 100 $137.24 $13,724.00
Disclosure

SEC source: 0001562180-15-000990 · primarydocument.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,498

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
OtherPhantom Stock Unit · Derivative 14,962 $133.71 Strike: $0.00 $2,000,569.02
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · derivative · entry 13

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Underlying: Common Stock · 14,962 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

F3 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 681 $132.56 $90,273.36
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 12

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,580.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 100 $132.54 $13,254.00
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 11

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,261.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 120 $132.52 $15,902.40
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 10

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,361.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 630 $132.51 $83,481.30
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 9

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,481.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 1,293 $132.50 $171,322.50
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 8

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 5,700 $132.49 $755,193.00
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 7

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 510 $132.48 $67,564.80
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 6

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,104.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 2,805 $132.47 $371,578.35
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 5

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,614.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 600 $132.46 $79,476.00
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 4

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,419.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 1,400 $132.45 $185,430.00
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 3

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,019.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 1,123 $132.44 $148,730.12
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,419.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 16, 2015 Filed Nov 17, 2015 22:16 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 38 $132.42 $5,031.96
Disclosure

SEC source: 0001562180-15-000985 · primarydocument.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,542.729

F1 · kind: The transactions reported above consist of a disposition of 15,000 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 14,962 phantom stock units into the IBM Stock Fund.

Read SEC document
November 13, 2015 Filed Nov 16, 2015 18:05 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $131.75 Strike: $0.00 $790.50
Disclosure

SEC source: 0001562180-15-000976 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,245

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 13, 2015 Filed Nov 16, 2015 18:05 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $131.75 Strike: $0.00 $790.50
Disclosure

SEC source: 0001562180-15-000977 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 13, 2015 Filed Nov 16, 2015 18:06 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 13 $131.75 Strike: $0.00 $1,712.75
Disclosure

SEC source: 0001562180-15-000978 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,699

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 13, 2015 Filed Nov 16, 2015 18:06 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 10 $131.75 Strike: $0.00 $1,317.50
Disclosure

SEC source: 0001562180-15-000979 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,690

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:38 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000949 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:38 UTC
SUTULA STANLEY J IIIVP, Controller
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000950 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:39 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000951 · primarydocument.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,094

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:39 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000952 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:39 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 147 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000953 · primarydocument.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,798

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:39 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000954 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,679

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:39 UTC
MILLS STEVEN AExecutive Vice President
GrantPhantom Stock Unit · Derivative 47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000955 · primarydocument.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,031

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:39 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000956 · primarydocument.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 06, 2015 Filed Nov 9, 2015 21:39 UTC
KRISHNA ARVINDSenior Vice President
GrantPhantom Stock Unit · Derivative 116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000957 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,422

Underlying: Common Stock · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2015 Filed Nov 9, 2015 21:39 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000958 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,446

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2015 Filed Nov 9, 2015 21:40 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 40 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000960 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2015 Filed Nov 9, 2015 21:40 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000959 · primarydocument.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,861

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2015 Filed Nov 9, 2015 21:40 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000961 · primarydocument.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2015 Filed Nov 9, 2015 21:40 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000962 · primarydocument.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2015 Filed Nov 9, 2015 21:40 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000963 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,082

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2015 Filed Nov 9, 2015 21:40 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 48 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000964 · primarydocument.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,126

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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October 30, 2015 Filed Nov 2, 2015 16:54 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 10 $140.08 Strike: $0.00 $1,400.80
Disclosure

SEC source: 0001562180-15-000913 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,535

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 30, 2015 Filed Nov 2, 2015 16:54 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 12 $140.08 Strike: $0.00 $1,680.96
Disclosure

SEC source: 0001562180-15-000914 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,542

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 30, 2015 Filed Nov 2, 2015 16:54 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $140.08 Strike: $0.00 $700.40
Disclosure

SEC source: 0001562180-15-000915 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 30, 2015 Filed Nov 2, 2015 16:55 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $140.08 Strike: $0.00 $840.48
Disclosure

SEC source: 0001562180-15-000916 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,198

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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October 22, 2015 Filed Oct 23, 2015 20:28 UTC
Di Leo Allen Bruno VSenior Vice President
OtherPhantom Stock Unit · Derivative 11,969 $144.09 Strike: $0.00 $1,724,613.21
Disclosure

SEC source: 0001562180-15-000876 · primarydocument.xml · derivative · entry 28

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,969

Underlying: Common Stock · 11,969 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · kind: The transactions reported above consist of a disposition of 18,500 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 11,969 phantom stock units into the IBM Stock Fund.

F3 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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October 22, 2015 Filed Oct 23, 2015 20:28 UTC
Di Leo Allen Bruno VSenior Vice President
SaleCommon Stock 100 $143.65 $14,365.00
Disclosure

SEC source: 0001562180-15-000876 · primarydocument.xml · nonDerivative · entry 27

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,045.302

F1 · kind: The transactions reported above consist of a disposition of 18,500 shares of Common Stock and an intra-plan transfer under the IBM Excess 401(k) Plus Plan of 11,969 phantom stock units into the IBM Stock Fund.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.