Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2017 Filed Jan 19, 2017 02:23 UTC |
Nair VasanthaExecutive Vice President
|
GrantCommon Stock | 18,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000020 · edgar.xml · nonDerivative · entry 1 Nair Vasantha · CIK 0001659258 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,233 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:23 UTC |
Myron W PaulVice President and Controller
|
GrantCommon Stock | 6,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000019 · edgar.xml · nonDerivative · entry 1 Myron W Paul · CIK 0001688216 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,435 Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC |
Meggers KayExecutive Vice President
|
GrantEmployee Stock Option (right to buy) · Derivative | 56,240 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · derivative · entry 5 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,240 Underlying: Common Stock · 56,240 shares Expires 2027-01-13 F5 · price: Employee stock options are granted without payment of consideration. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC |
Meggers KayExecutive Vice President
|
GrantCommon Stock | 21,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · nonDerivative · entry 3 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,977 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC |
Meggers KayExecutive Vice President
|
GrantCommon Stock | 9,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · nonDerivative · entry 2 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,567 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC |
Meggers KayExecutive Vice President
|
GrantCommon Stock | 13,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · nonDerivative · entry 1 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,287 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC |
MYERS TIMOTHY DONALDExecutive Vice President
|
GrantEmployee Stock Option (right to buy) · Derivative | 36,430 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · derivative · entry 5 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,430 Underlying: Common Stock · 36,430 shares Expires 2027-01-13 F5 · price: Employee stock options are granted without payment of consideration. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC |
MYERS TIMOTHY DONALDExecutive Vice President
|
GrantCommon Stock | 2,867 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · nonDerivative · entry 3 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,709 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC |
MYERS TIMOTHY DONALDExecutive Vice President
|
GrantCommon Stock | 1,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · nonDerivative · entry 2 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,842 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:20 UTC |
KOLLATZ CHRISTOPHExec Vice President
|
GrantEmployee Stock Option (right to buy) · Derivative | 83,470 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000016 · edgar.xml · derivative · entry 2 KOLLATZ CHRISTOPH · CIK 0001654801 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,470 Underlying: Common Stock · 83,470 shares Expires 2027-01-13 F4 · price: Employee stock options are granted without payment of consideration. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:20 UTC |
KOLLATZ CHRISTOPHExec Vice President
|
GrantCommon Stock | 6,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000016 · edgar.xml · nonDerivative · entry 1 KOLLATZ CHRISTOPH · CIK 0001654801 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,938 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:19 UTC |
KLEINFELD KLAUSDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 287,540 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000015 · edgar.xml · derivative · entry 5 KLEINFELD KLAUS · CIK 0001268014 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,540 Underlying: Common Stock · 287,540 shares Expires 2027-01-13 F5 · price: Employee stock options are granted without payment of consideration. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:19 UTC |
KLEINFELD KLAUSDirector · Chairman and CEO
|
GrantCommon Stock | 151,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000015 · edgar.xml · nonDerivative · entry 3 KLEINFELD KLAUS · CIK 0001268014 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053,067 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:19 UTC |
KLEINFELD KLAUSDirector · Chairman and CEO
|
GrantCommon Stock | 71,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000015 · edgar.xml · nonDerivative · entry 2 KLEINFELD KLAUS · CIK 0001268014 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,625 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:19 UTC |
KLEINFELD KLAUSDirector · Chairman and CEO
|
GrantCommon Stock | 81,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000015 · edgar.xml · nonDerivative · entry 1 KLEINFELD KLAUS · CIK 0001268014 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,274 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC |
Giacobbe KenExec. VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 51,760 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · derivative · entry 5 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,760 Underlying: Common Stock · 51,760 shares Expires 2027-01-13 F2 · price: Employee stock options are granted without payment of consideration. F1 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC |
Giacobbe KenExec. VP and CFO
|
GrantCommon Stock | 3,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,537 Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC |
Giacobbe KenExec. VP and CFO
|
GrantCommon Stock | 1,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,801 Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC |
Giacobbe KenExec. VP and CFO
|
GrantCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,180 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:36 UTC |
SCHMIDT ULRICHDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000224 · edgar.xml · nonDerivative · entry 1 SCHMIDT ULRICH · CIK 0001142262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,445 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:35 UTC |
SORRELL MARTINDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000223 · edgar.xml · nonDerivative · entry 1 SORRELL MARTIN · CIK 0001207217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,980 F1 · balance_after: On October 5, 2016, Alcoa Inc. effected a 1-for-3 reverse stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:34 UTC |
TATA RATANDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000222 · edgar.xml · nonDerivative · entry 1 TATA RATAN · CIK 0001066630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,805 F1 · balance_after: On October 5, 2016, Alcoa Inc effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:33 UTC |
RUSSO PATRICIA FDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000221 · edgar.xml · nonDerivative · entry 1 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:32 UTC |
Richardson JulieDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000220 · edgar.xml · nonDerivative · entry 1 Richardson Julie · CIK 0001466857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:32 UTC |
Reif Leo RafaelDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000219 · edgar.xml · nonDerivative · entry 1 Reif Leo Rafael · CIK 0001396628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:31 UTC |
PLANT JOHN CDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000218 · edgar.xml · nonDerivative · entry 1 PLANT JOHN C · CIK 0001136562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:30 UTC |
ONEAL E STANLEYDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000217 · edgar.xml · nonDerivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:29 UTC |
Mahoney Sean ODirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000216 · edgar.xml · nonDerivative · entry 1 Mahoney Sean O · CIK 0001526192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:28 UTC |
GUPTA RAJIVDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000215 · edgar.xml · nonDerivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:28 UTC |
COLLINS ARTHUR D JRDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000214 · edgar.xml · nonDerivative · entry 1 COLLINS ARTHUR D JR · CIK 0001038253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,779 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:26 UTC |
Alving Amy EDirector
|
GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000213 · edgar.xml · nonDerivative · entry 1 Alving Amy E · CIK 0001490905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| October 13, 2016 Filed Oct 14, 2016 21:15 UTC |
SORRELL MARTINDirector
|
PurchaseCommon Stock | 820 | $26.75 | $21,932.05 |
DisclosureSEC source: 0000004281-16-000167 · edgar.xml · nonDerivative · entry 1 SORRELL MARTIN · CIK 0001207217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,868 F1 · balance_after: On October 5, 2016, Alcoa Inc. effected a 1-for-3 reverse stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| October 13, 2016 Filed Oct 14, 2016 21:13 UTC |
TATA RATANDirector
|
PurchaseCommon Stock | 845 | $26.75 | $22,600.88 |
DisclosureSEC source: 0000004281-16-000166 · edgar.xml · nonDerivative · entry 1 TATA RATAN · CIK 0001066630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,693 F1 · balance_after: On October 5, 2016, Alcoa Inc effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:09 UTC |
MYERS TIMOTHY DONALDExecutive Vice President
|
GrantPhantom Stock · Derivative | 6,201 | $26.57 | $164,760.57 |
DisclosureSEC source: 0000004281-16-000171 · edgar.xml · derivative · entry 3 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,835 Underlying: Common Stock · 6,201 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F3 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. F3 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. F1 · balance_after: On October 5, 2016, Alcoa Inc effected a 1-for-3 reverse stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:09 UTC |
MYERS TIMOTHY DONALDExecutive Vice President
|
OtherCommon Stock | 6,854 | $26.57 | $182,110.78 |
DisclosureSEC source: 0000004281-16-000171 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Company 401(k) Plan Disclosed balance after: 8,501 F1 · balance_after: On October 5, 2016, Alcoa Inc effected a 1-for-3 reverse stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| October 03, 2016 Filed Oct 6, 2016 00:41 UTC |
Reif Leo RafaelDirector
|
GrantPhantom Stock Units · Derivative | 2,981 | $10.06 | $29,996.31 |
DisclosureSEC source: 0000004281-16-000158 · edgar.xml · derivative · entry 1 Reif Leo Rafael · CIK 0001396628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 Underlying: Common Stock · 2,981 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:35 UTC |
SCHMIDT ULRICHDirector
|
GrantPhantom Stock Units · Derivative | 2,981 | $10.06 | $29,996.31 |
DisclosureSEC source: 0000004281-16-000153 · edgar.xml · derivative · entry 2 SCHMIDT ULRICH · CIK 0001142262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,362 Underlying: Common Stock · 2,981 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:33 UTC |
RUSSO PATRICIA FDirector
|
GrantPhantom Stock Units · Derivative | 3,497 | $10.06 | $35,188.56 |
DisclosureSEC source: 0000004281-16-000152 · edgar.xml · derivative · entry 2 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,086 Underlying: Common Stock · 3,497 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F3 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F3 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:32 UTC |
Roberts Carol LDirector
|
GrantPhantom Stock Units · Derivative | 3,118 | $10.06 | $31,374.88 |
DisclosureSEC source: 0000004281-16-000151 · edgar.xml · derivative · entry 1 Roberts Carol L · CIK 0001341790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,317 Underlying: Common Stock · 3,118 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:29 UTC |
PLANT JOHN CDirector
|
GrantPhantom Stock Units · Derivative | 3,118 | $10.06 | $31,374.88 |
DisclosureSEC source: 0000004281-16-000149 · edgar.xml · derivative · entry 2 PLANT JOHN C · CIK 0001136562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,791 Underlying: Common Stock · 3,118 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F3 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F3 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:26 UTC |
OWENS JAMES WDirector
|
GrantPhantom Stock Units · Derivative | 3,323 | $10.06 | $33,437.69 |
DisclosureSEC source: 0000004281-16-000148 · edgar.xml · derivative · entry 3 OWENS JAMES W · CIK 0001171767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,759 Underlying: Common Stock · 3,323 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F3 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F3 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:25 UTC |
ONEAL E STANLEYDirector
|
GrantPhantom Stock Units · Derivative | 6,236 | $10.06 | $62,749.75 |
DisclosureSEC source: 0000004281-16-000147 · edgar.xml · derivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,084 Underlying: Common Stock · 6,236 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:23 UTC |
MORRIS MICHAEL GDirector
|
GrantPhantom Stock Units · Derivative | 5,386 | $10.06 | $54,196.63 |
DisclosureSEC source: 0000004281-16-000146 · edgar.xml · derivative · entry 2 MORRIS MICHAEL G · CIK 0001192346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,672 Underlying: Common Stock · 5,386 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:22 UTC |
Mahoney Sean ODirector
|
GrantPhantom Stock Units · Derivative | 6,236 | $10.06 | $62,749.75 |
DisclosureSEC source: 0000004281-16-000145 · edgar.xml · derivative · entry 1 Mahoney Sean O · CIK 0001526192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,583 Underlying: Common Stock · 6,236 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:20 UTC |
FULLER KATHRYN SDirector
|
GrantPhantom Stock Units · Derivative | 2,981 | $10.06 | $29,996.31 |
DisclosureSEC source: 0000004281-16-000144 · edgar.xml · derivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,780 Underlying: Common Stock · 2,981 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:17 UTC |
COLLINS ARTHUR D JRDirector
|
GrantPhantom Stock Units · Derivative | 6,236 | $10.06 | $62,749.75 |
DisclosureSEC source: 0000004281-16-000143 · edgar.xml · derivative · entry 2 COLLINS ARTHUR D JR · CIK 0001038253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,408 Underlying: Common Stock · 6,236 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
| January 13, 2016 Filed Jan 19, 2017 02:21 UTC |
MYERS TIMOTHY DONALDExecutive Vice President
|
GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,362 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.