Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Howmet Aerospace Inc.ARNC · Entity 2911 | Executive Vice President | January 17, 2017 | January 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Howmet Aerospace Inc.
Report date January 17, 2017 · Filed January 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,641 |
Ending reported balance
After 2017-01-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-01-17 · Tax withholding · Disposed 9,925 · Balance 137,052 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Row 2 · 2017-01-17 · Tax withholding · Disposed 5,432 · Balance 131,620 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Row 3 · 2017-01-17 · Tax withholding · Disposed 4,979 · Balance 126,641 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy Company 401(k) plan | 803 |
Reported balance
Holding disclosure · report date 2017-01-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 803 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2017 Filed Jan 19, 2017 23:15 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 4,979 | $20.74 | $103,264.46 |
DisclosureSEC source: 0000004281-17-000025 · edgar.xml · nonDerivative · entry 3 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,641 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:15 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 5,432 | $20.74 | $112,659.68 |
DisclosureSEC source: 0000004281-17-000025 · edgar.xml · nonDerivative · entry 2 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,620 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:15 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 9,925 | $20.74 | $205,844.50 |
DisclosureSEC source: 0000004281-17-000025 · edgar.xml · nonDerivative · entry 1 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,052 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantEmployee Stock Option (right to buy) · Derivative | 56,240 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · derivative · entry 5 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,240 Underlying: Common Stock · 56,240 shares Expires 2027-01-13 F5 · price: Employee stock options are granted without payment of consideration. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 21,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · nonDerivative · entry 3 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,977 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 9,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · nonDerivative · entry 2 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,567 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 13,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000017 · edgar.xml · nonDerivative · entry 1 Meggers Kay · CIK 0001536489 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,287 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.