Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Director | September 24, 2020 | September 28, 2020 |
| Howmet Aerospace Inc.AA · Entity 2911 | Director | October 03, 2016 | October 05, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date September 24, 2020 · Filed September 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 30,303 |
Reported balance
After 2020-09-24 transaction · row 1
1 source rowRow 1 · 2020-09-24 · Grant · Acquired 2,564 · Balance 30,303 |
Howmet Aerospace Inc.
Report date October 03, 2016 · Filed October 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 55,780 |
Reported balance
After 2016-10-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-10-03 · Grant · Acquired 2,981 · Balance 55,780 F1: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock.
F2: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2020 Filed Sep 28, 2020 06:55 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052166 · doc4.xml · nonDerivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,303 Read SEC document |
| May 08, 2020 Filed May 12, 2020 16:26 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 14,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028509 · doc4.xml · nonDerivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,739 Read SEC document |
| May 10, 2019 Filed May 14, 2019 16:52 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 4,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029685 · doc4.xml · nonDerivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,869 Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:19 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-18-000057 · edgar.xml · nonDerivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,077 Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:35 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 3,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000042 · edgar.xml · nonDerivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,853 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:04 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-16-000098 · edgar.xml · nonDerivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:20 UTC | Howmet Aerospace Inc. AA · Entity 2911 | GrantPhantom Stock Units · Derivative | 2,981 | $10.06 | $29,996.31 |
DisclosureSEC source: 0000004281-16-000144 · edgar.xml · derivative · entry 1 FULLER KATHRYN S · CIK 0001183997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,780 Underlying: Common Stock · 2,981 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. F2 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.