Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARPENTER TECHNOLOGY CORPCRS · Entity 3210 | Director | October 06, 2026 | October 08, 2026 |
| Howmet Aerospace Inc.HWM · Entity 2911 | EVP and CFO | May 05, 2025 | May 09, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARPENTER TECHNOLOGY CORP
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock UnitsSEC Table II · derivative / convertible security | Direct | 586 |
Reported balance
After 2026-10-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-06 · Grant · Acquired 361 · Balance 586 F1: Converts to common stock on a 1-for-1 basis F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2: Payable upon the later of separation of service or a specified date or event. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $395.71 · Expires 2036-10-06 | Direct | 193 |
Reported balance
After 2026-10-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-06 · Grant · Acquired 193 · Balance 193 F4: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts to common stock on a 1-for-1 basis
F2: Payable upon the later of separation of service or a specified date or event.
F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F4: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
Howmet Aerospace Inc.
Report date May 05, 2025 · Filed May 09, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 182,285 |
Reported balance
After 2025-05-05 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-05-05 · Tax withholding · Disposed 30,473 · Balance 182,285 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. F2: This amendment is being filed to reflect a corrected calculation of the number of shares withheld for payment of the reporting person's tax liability incident to the vesting of previously issued restricted stock units, and to correct the number of shares held directly by the reporting person following this change. |
| Common StockSEC Table I · non-derivative | IndirectBy Company 401(k) Plan | 969 |
Reported balance
Holding disclosure · report date 2025-05-05 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 969 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
F2: This amendment is being filed to reflect a corrected calculation of the number of shares withheld for payment of the reporting person's tax liability incident to the vesting of previously issued restricted stock units, and to correct the number of shares held directly by the reporting person following this change.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2026 Filed Oct 8, 2026 20:17 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Option (Right to Buy) · Derivative | 193 | Not disclosed Strike: $395.71 | Not disclosed |
DisclosureSEC source: 0001688603-26-000007 · form4.xml · derivative · entry 2 Giacobbe Ken · CIK 0001688603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193 Underlying: Common Stock · 193 shares Expires 2036-10-06 F4 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 06, 2026 Filed Oct 8, 2026 20:17 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001688603-26-000007 · form4.xml · derivative · entry 1 Giacobbe Ken · CIK 0001688603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586 Underlying: Common Stock · 361 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 20:14 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Option (Right to Buy) · Derivative | 21 | Not disclosed Strike: $537.57 | Not disclosed |
DisclosureSEC source: 0001688603-26-000005 · form4.xml · derivative · entry 2 Giacobbe Ken · CIK 0001688603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21 Underlying: Common Stock · 21 shares Expires 2036-08-11 F4 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 20:14 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001688603-26-000005 · form4.xml · derivative · entry 1 Giacobbe Ken · CIK 0001688603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225 Underlying: Common Stock · 225 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. Read SEC document |
| May 05, 2025 Filed May 8, 2025 01:53 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 43,679 | $154.34 | $6,741,416.86 |
DisclosureSEC source: 0001104659-25-045743 · tm2514443-1_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,079 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| May 05, 2025 Filed May 9, 2025 22:00 UTC Amendment | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 30,473 | $154.34 | $4,703,202.82 |
DisclosureSEC source: 0001104659-25-046866 · tm2514644-1_4aseq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,285 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. F2 · shares: This amendment is being filed to reflect a corrected calculation of the number of shares withheld for payment of the reporting person's tax liability incident to the vesting of previously issued restricted stock units, and to correct the number of shares held directly by the reporting person following this change. F2 · balance_after: This amendment is being filed to reflect a corrected calculation of the number of shares withheld for payment of the reporting person's tax liability incident to the vesting of previously issued restricted stock units, and to correct the number of shares held directly by the reporting person following this change. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 22:51 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-015749 · tm257235-2_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,758 F1 · shares: Reflects granted restricted share unit awards that are subject to vesting and tax withholding upon vesting. Read SEC document |
| February 05, 2025 Filed Feb 8, 2025 01:04 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 51,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-010649 · tm255948-3_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,904 F1 · shares: Reflects earned restricted share unit awards that are subject to vesting and tax withholding upon vesting. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 21:00 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | SaleCommon Stock | 154,909 | $96.58 | $14,960,414.13 |
DisclosureSEC source: 0001104659-24-092490 · tm2422556-1_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,135 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.2437 to $97.03. The reporting person undertakes to provide Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 21:37 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 54,363 | $77.63 | $4,220,199.69 |
DisclosureSEC source: 0001104659-24-077446 · tm2418774-2_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,044 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| May 10, 2024 Filed May 15, 2024 01:17 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 21,015 | $80.87 | $1,699,483.05 |
DisclosureSEC source: 0001104659-24-061346 · tm2414528-3_4seq1.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,407 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| May 10, 2024 Filed May 15, 2024 01:17 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 48,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-061346 · tm2414528-3_4seq1.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385,422 Read SEC document |
| May 10, 2024 Filed May 15, 2024 01:17 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 8,811 | $80.87 | $712,545.57 |
DisclosureSEC source: 0001104659-24-061346 · tm2414528-3_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,104 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:42 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 11,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-025655 · tm246782-2_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,915 Read SEC document |
| May 07, 2023 Filed May 9, 2023 20:32 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 52,014 | $44.00 | $2,288,616.00 |
DisclosureSEC source: 0001104659-23-057764 · tm2315155-2_4seq1.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,535 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| May 07, 2023 Filed May 9, 2023 20:32 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 119,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-057764 · tm2315155-2_4seq1.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386,549 Read SEC document |
| May 07, 2023 Filed May 9, 2023 20:32 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 20,518 | $44.00 | $902,792.00 |
DisclosureSEC source: 0001104659-23-057764 · tm2315155-2_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,951 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 16, 2023 Filed Feb 22, 2023 02:32 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 16,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-023941 · tm237510-4_4seq1.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,469 Read SEC document |
| February 16, 2023 Filed Feb 22, 2023 02:32 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | SaleCommon Stock | 111,209 | $43.07 | $4,790,094.14 |
DisclosureSEC source: 0001104659-23-023941 · tm237510-4_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,170 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.85 to $43.38. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 16, 2023 Filed Mar 9, 2023 01:10 UTC Amendment | Howmet Aerospace Inc. HWM · Entity 2911 | SaleCommon Stock | 111,209 | $43.07 | $4,790,094.14 |
DisclosureSEC source: 0001104659-23-030210 · tm238989d1_4a.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,170 F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.85 to $43.38. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F1 · acquired: On February 21, 2023, the reporting person filed a Form 4 that inadvertently contained a typographical error that showed an "A" in column 4 of Table I. In fact, as reported in this amendment, the correct letter is "D". All other information in the previously filed Form 4, including the transaction code in column 3 and the amount of securities beneficially owned following the reported transaction in column 5, remains unchanged. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 01:56 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,570 | $0.00 Strike: $28.98 | $0.00 |
DisclosureSEC source: 0001104659-22-068715 · tm2217865d1_4.xml · derivative · entry 6 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,570 shares Expires 2028-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 19, 2019, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 01:56 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 53,978 | $0.00 Strike: $20.27 | $0.00 |
DisclosureSEC source: 0001104659-22-068715 · tm2217865d1_4.xml · derivative · entry 5 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,978 shares Expires 2027-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 01:56 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | SaleCommon Stock | 63,304 | $36.31 | $2,298,435.30 |
DisclosureSEC source: 0001104659-22-068715 · tm2217865d1_4.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,379 F1 · kind: Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the stock options. F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.49. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 01:56 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Exercise / conversionCommon Stock | 25,570 | $28.98 | $741,018.60 |
DisclosureSEC source: 0001104659-22-068715 · tm2217865d1_4.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 01:56 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Exercise / conversionCommon Stock | 53,978 | $20.27 | $1,094,134.06 |
DisclosureSEC source: 0001104659-22-068715 · tm2217865d1_4.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2022 Filed May 9, 2022 23:12 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 18,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-057725 · tm2214960-2_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,135 Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 02:33 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 27,632 | $35.92 | $992,541.44 |
DisclosureSEC source: 0001104659-22-029551 · tm228290-3_4.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,066 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 02:33 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 6,908 | $35.92 | $248,135.36 |
DisclosureSEC source: 0001104659-22-029551 · tm228290-3_4.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,698 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 01:41 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-130183 · tm2131144d1_4.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,606 Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 23:19 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,255 | $0.00 Strike: $21.98 | $0.00 |
DisclosureSEC source: 0001104659-21-114785 · tm2127363-1_4seq1.xml · derivative · entry 4 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,255 shares Expires 2022-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 23:19 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | SaleCommon Stock | 4,386 | $31.08 | $136,316.88 |
DisclosureSEC source: 0001104659-21-114785 · tm2127363-1_4seq1.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,606 F1 · kind: Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the option. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 23:19 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Exercise / conversionCommon Stock | 5,255 | $21.98 | $115,504.90 |
DisclosureSEC source: 0001104659-21-114785 · tm2127363-1_4seq1.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 13, 2021 01:32 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 20,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-065362 · tm2116229d1_4.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,737 Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:55 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | Tax withholdingCommon Stock | 16,740 | $27.75 | $464,535.00 |
DisclosureSEC source: 0000004281-21-000027 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,479 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of stock award issued in accordance with Rule 16b-3. Read SEC document |
| May 07, 2020 Filed May 11, 2020 21:17 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 47,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-20-000115 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,219 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 20:07 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 26,532 | $32.81 | $870,514.92 |
DisclosureSEC source: 0000004281-20-000030 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,269 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:01 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 30,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-20-000015 · edgar.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,801 F2 · shares: Represents the conversion of performance-based restricted share units granted in January 2018 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:01 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 21,270 | $30.48 | $648,309.60 |
DisclosureSEC source: 0000004281-20-000015 · edgar.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,825 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:01 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 48,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-20-000015 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,095 Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:46 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 51,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-19-000134 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,065 F1 · shares: Represents the conversion of performance-based restricted share units granted in February 2019 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 19:57 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 12,980 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-19-000036 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,145 Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 21:27 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 1,165 | $17.09 | $19,909.85 |
DisclosureSEC source: 0000004281-19-000024 · edgar.xml · nonDerivative · entry 5 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,165 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 21:27 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 2,008 | $17.09 | $34,316.72 |
DisclosureSEC source: 0000004281-19-000024 · edgar.xml · nonDerivative · entry 4 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,330 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 21:27 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon stock | 1,830 | $17.09 | $31,274.70 |
DisclosureSEC source: 0000004281-19-000024 · edgar.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,338 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:27 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-19-000024 · edgar.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,168 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:27 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-19-000024 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,790 Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:04 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 6,541 | $17.09 | $111,785.69 |
DisclosureSEC source: 0000004281-19-000018 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,790 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:40 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 947 | $30.43 | $28,817.21 |
DisclosureSEC source: 0000004281-18-000030 · edgar.xml · nonDerivative · entry 4 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,331 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:40 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 863 | $30.43 | $26,261.09 |
DisclosureSEC source: 0000004281-18-000030 · edgar.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,278 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:40 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 697 | $30.43 | $21,209.71 |
DisclosureSEC source: 0000004281-18-000030 · edgar.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,141 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.