Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Howmet Aerospace Inc.ARNC · Entity 2911 | Exec Vice President | January 13, 2017 | January 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Howmet Aerospace Inc.
Report date January 13, 2017 · Filed January 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,938 |
Reported balance
After 2017-01-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-13 · Grant · Disposed 6,585 · Balance 32,938 F1: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.13 · Expires 2027-01-13 | Direct | 83,470 |
Reported balance
After 2017-01-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-01-13 · Grant · Acquired 83,470 · Balance 83,470 F4: Employee stock options are granted without payment of consideration. F3: The option vests in three equal annual installments beginning January 13, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
F2: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment.
F3: The option vests in three equal annual installments beginning January 13, 2018.
F4: Employee stock options are granted without payment of consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2017 Filed Jan 19, 2017 02:20 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantEmployee Stock Option (right to buy) · Derivative | 83,470 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000016 · edgar.xml · derivative · entry 2 KOLLATZ CHRISTOPH · CIK 0001654801 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,470 Underlying: Common Stock · 83,470 shares Expires 2027-01-13 F4 · price: Employee stock options are granted without payment of consideration. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:20 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 6,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000016 · edgar.xml · nonDerivative · entry 1 KOLLATZ CHRISTOPH · CIK 0001654801 · Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,938 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.