Last 12 months
Inside the activity.
6 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 3 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2021 Filed Mar 3, 2022 20:53 UTC |
ARMSTRONG KATHARINEDirector
|
GiftCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 5 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,987 F6 · shares: Reflects gift to the reporting person's children that was not previously reported. Read SEC document |
| August 31, 2021 Filed Mar 3, 2022 20:53 UTC |
ARMSTRONG KATHARINEDirector
|
GiftCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 4 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,988 F6 · shares: Reflects gift to the reporting person's children that was not previously reported. Read SEC document |
| July 30, 2021 Filed Aug 17, 2021 20:49 UTC |
AVILA-WALKER WENDYVP of Finance, Controller
|
OtherCommon Stock | 124 | $58.59 | $7,265.16 |
DisclosureSEC source: 0000766829-21-000113 · wf-form4_162923332750832.xml · nonDerivative · entry 1 AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,114 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 2,850 shares of the issuer's common stock and 2,264 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| July 30, 2021 Filed Aug 17, 2021 20:40 UTC |
Thornburg Eric WDirector · President & CEO
|
OtherCommon Stock | 112 | $58.59 | $6,562.08 |
DisclosureSEC source: 0000766829-21-000111 · wf-form4_162923278242872.xml · nonDerivative · entry 1 Thornburg Eric W · CIK 0001349767 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,343 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 18,207 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| July 30, 2021 Filed Aug 17, 2021 20:33 UTC |
Gere AndrewPresident and COO
|
OtherCommon Stock | 174 | $58.59 | $10,194.66 |
DisclosureSEC source: 0000766829-21-000107 · wf-form4_162923238957282.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,914 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 18,911 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| July 30, 2021 Filed Aug 17, 2021 20:37 UTC |
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
|
OtherCommon Stock | 135 | $58.59 | $7,909.65 |
DisclosureSEC source: 0000766829-21-000109 · wf-form4_162923261649472.xml · nonDerivative · entry 1 Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,536 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 1,924 shares of the issuer's common stock and 2,612 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| July 30, 2021 Filed Aug 17, 2021 20:31 UTC |
Lynch James PatrickCFO/Treasurer
|
OtherCommon Stock | 171 | $58.59 | $10,018.89 |
DisclosureSEC source: 0000766829-21-000105 · wf-form4_162923224912118.xml · nonDerivative · entry 1 Lynch James Patrick · CIK 0001502013 · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,378 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 6,781 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:05 UTC |
WESTBROOK MAUREEN PPresident of CTWS
|
GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000094 · wf-form4_162275071110181.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,310 F1 · shares: Represents 124 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc.,a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as theDSUs to which they relate. F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,567 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 19:54 UTC |
Johnson A KristenChief Administrative Officer
|
GrantCommon Stock | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000092 · wf-form4_162275007550640.xml · nonDerivative · entry 1 Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,772 F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 77 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate. F2 · balance_after: Represents (i) 321 shares of the issuer's common stock, (ii) 3,895 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,556 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| May 31, 2021 Filed Jun 7, 2021 19:42 UTC |
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
|
GrantCommon Stock | 788 | $64.45 | $50,786.60 |
DisclosureSEC source: 0000766829-21-000098 · wf-form4_162309493505298.xml · nonDerivative · entry 1 Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,401 F1 · shares: Represents 788 shares of common stock underlying restricted stock units (RSUs) granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's completion of each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 1,789 shares of the issuer's common stock and 2,612 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:48 UTC |
More Daniel B.Director
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000086 · wf-form4_161980491821763.xml · nonDerivative · entry 1 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 2,583 shares of the issuer's common stock 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:46 UTC |
LANDIS GREGORY PDirector
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000084 · wf-form4_161980479722853.xml · nonDerivative · entry 1 LANDIS GREGORY P · CIK 0001182432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,009 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 4,793 shares of the issuer's common stock and 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:43 UTC |
Heather HuntDirector
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000081 · wf-form4_161980456650107.xml · nonDerivative · entry 1 Heather Hunt · CIK 0001371472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 1,281 shares of the issuer's common stock and 1,216 shares of restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:39 UTC |
WALLACE CAROL PDirector
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000079 · wf-form4_161980429590060.xml · nonDerivative · entry 1 WALLACE CAROL P · CIK 0001218382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 1,281 shares of the issuer's common stock and 1,216 shares of restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:36 UTC |
Man DebraDirector
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000077 · wf-form4_161980414982749.xml · nonDerivative · entry 1 Man Debra · CIK 0001670877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,966 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 5,750 shares of the issuer's common stock and 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:33 UTC |
ARMSTRONG KATHARINEDirector
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000075 · wf-form4_161980402563767.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,233 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 4,017 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:31 UTC |
Bishop Walter J.Director
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000073 · wf-form4_161980387381431.xml · nonDerivative · entry 1 Bishop Walter J. · CIK 0001546566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 2,583 shares of the issuer's common stock and 1,216 shares of the issuer's restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:26 UTC |
HANLEY MARY ANNDirector
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000071 · wf-form4_161980358354740.xml · nonDerivative · entry 1 HANLEY MARY ANN · CIK 0001218375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,842 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 1,626 shares of the issuer's common stock held under an IRA and 1,216 shares of restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 28, 2021 Filed May 19, 2021 19:13 UTC |
Guardino CarlDirector
|
GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000090 · wf-form4_162145161654263.xml · nonDerivative · entry 1 Guardino Carl · CIK 0001812484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 1,216 restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 18:31 UTC |
AVILA-WALKER WENDYVP of Finance, Controller
|
Tax withholdingCommon Stock | 40 | $67.36 | $2,694.40 |
DisclosureSEC source: 0000766829-21-000063 · wf-form4_161963467015877.xml · nonDerivative · entry 1 AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,990 F1 · shares: Represents 40 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on April 26, 2021 pursuant to the terms of the April 25, 2018 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities on the Form 4 filed on February 14, 2019, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 2,726 shares of the issuer's common stock and 2,264 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 00:25 UTC |
WESTBROOK MAUREEN PPresident of CTWS
|
Tax withholdingCommon Stock | 121 | $58.89 | $7,125.69 |
DisclosureSEC source: 0000766829-21-000060 · wf-form4_161550871743777.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,186 F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person. F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,443 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:37 UTC |
WESTBROOK MAUREEN PPresident of CTWS
|
Tax withholdingCommon Stock | 101 | $62.56 | $6,318.56 |
DisclosureSEC source: 0000766829-21-000058 · wf-form4_161532586141504.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,307 F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person. F2 · balance_after: Represents (i) 5,126 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,865 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:43 UTC |
WESTBROOK MAUREEN PPresident of CTWS
|
GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000053 · wf-form4_161479339769177.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,408 F1 · shares: Represents 130 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 4,876 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,216 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:39 UTC |
Johnson A KristenChief Administrative Officer
|
GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000051 · wf-form4_161479314419199.xml · nonDerivative · entry 1 Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,688 F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 78 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate. F2 · balance_after: Represents (i) 321 shares of the issuer's common stock, (ii) 3,888 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,479 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:58 UTC |
Thornburg Eric WDirector · President & CEO
|
Tax withholdingCommon Stock | 1,096 | $63.35 | $69,431.60 |
DisclosureSEC source: 0000766829-21-000049 · wf-form4_161462872393250.xml · nonDerivative · entry 2 Thornburg Eric W · CIK 0001349767 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,231 F3 · shares: Represents 1,096 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the award reported in footnote 1. F4 · balance_after: Represents 18,095 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:58 UTC |
Thornburg Eric WDirector · President & CEO
|
GrantCommon Stock | 3,171 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000049 · wf-form4_161462872393250.xml · nonDerivative · entry 1 Thornburg Eric W · CIK 0001349767 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,327 F1 · shares: Represents the vesting of 3,171 shares of common stock subject to a Restricted Stock Unit ("RSU") award granted on January 30, 2018, pursuant to the terms of the Reporting Person's employment agreement with the issuer. F2 · balance_after: Represents 16,020 shares of the issuer's common stock and 14,307 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:58 UTC |
Papazian SuzySr. Vice Pres. & Gen. Counsel
|
Tax withholdingCommon Stock | 320 | $65.03 | $20,809.60 |
DisclosureSEC source: 0000766829-21-000045 · wf-form4_161438388538979.xml · nonDerivative · entry 2 Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 F3 · shares: Represents 320 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1. F4 · balance_after: Represents 7,447 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:58 UTC |
Papazian SuzySr. Vice Pres. & Gen. Counsel
|
GrantCommon Stock | 944 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000045 · wf-form4_161438388538979.xml · nonDerivative · entry 1 Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,733 F1 · shares: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020. F2 · balance_after: Represents 6,823 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:56 UTC |
Lynch James PatrickCFO/Treasurer
|
Tax withholdingCommon Stock | 372 | $65.03 | $24,191.16 |
DisclosureSEC source: 0000766829-21-000043 · wf-form4_161438375433476.xml · nonDerivative · entry 2 Lynch James Patrick · CIK 0001502013 · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,207 F3 · shares: Represents 372 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1. F4 · balance_after: Represents 6,610 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:56 UTC |
Lynch James PatrickCFO/Treasurer
|
GrantCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000043 · wf-form4_161438375433476.xml · nonDerivative · entry 1 Lynch James Patrick · CIK 0001502013 · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,579 F1 · shares: Represents 1,081 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020. F2 · balance_after: Represents 5,901 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,110 shares of the issuer's common stock underling restricted stock units including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:53 UTC |
Walters Andrew FChief Corp Development Officer
|
Tax withholdingCommon Stock | 289 | $65.03 | $18,793.67 |
DisclosureSEC source: 0000766829-21-000041 · wf-form4_161438360336093.xml · nonDerivative · entry 2 Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,010 F3 · shares: Represents 289 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1. F4 · balance_after: Represents 9,044 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:53 UTC |
Walters Andrew FChief Corp Development Officer
|
GrantCommon Stock | 944 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000041 · wf-form4_161438360336093.xml · nonDerivative · entry 1 Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,299 F1 · shares: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020. F2 · balance_after: Represents 8,389 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:50 UTC |
Gere AndrewPresident and COO
|
Tax withholdingCommon Stock | 352 | $65.03 | $22,890.56 |
DisclosureSEC source: 0000766829-21-000039 · wf-form4_161438338112601.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,740 F3 · shares: Represents 352 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1. F4 · balance_after: Represents 18,737 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:50 UTC |
Gere AndrewPresident and COO
|
GrantCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000039 · wf-form4_161438338112601.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,092 F1 · shares: Represents 1,030 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020. F2 · balance_after: Represents 18,059 shares of the issuer's common stock and 4,033 shares of the issuer's common stock underlying RSUs wincluding the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 29, 2021 Filed Feb 11, 2021 00:19 UTC |
Thornburg Eric WDirector · President & CEO
|
OtherCommon Stock | 278 | $56.24 | $15,634.72 |
DisclosureSEC source: 0000766829-21-000033 · wf-form4_161300273408899.xml · nonDerivative · entry 1 Thornburg Eric W · CIK 0001349767 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,156 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: 2. Represents 16,020 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 29, 2021 Filed Feb 11, 2021 00:15 UTC |
AVILA-WALKER WENDYVP of Finance, Controller
|
OtherCommon Stock | 265 | $56.24 | $14,903.60 |
DisclosureSEC source: 0000766829-21-000031 · wf-form4_161300253544404.xml · nonDerivative · entry 1 AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,030 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 2,648 shares of the issuer's common stock and 2,382 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 29, 2021 Filed Feb 11, 2021 00:13 UTC |
Lynch James PatrickCFO/Treasurer
|
OtherCommon Stock | 214 | $56.24 | $12,035.36 |
DisclosureSEC source: 0000766829-21-000029 · wf-form4_161300241508382.xml · nonDerivative · entry 1 Lynch James Patrick · CIK 0001502013 · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,498 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 5,901 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| January 29, 2021 Filed Feb 11, 2021 00:11 UTC |
Gere AndrewPresident and COO
|
OtherCommon Stock | 211 | $56.24 | $11,866.64 |
DisclosureSEC source: 0000766829-21-000027 · wf-form4_161300229280942.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,062 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 18,059 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 29, 2021 Filed Feb 11, 2021 00:09 UTC |
Papazian SuzySr. Vice Pres. & Gen. Counsel
|
OtherCommon Stock | 185 | $56.24 | $10,404.40 |
DisclosureSEC source: 0000766829-21-000025 · wf-form4_161300215911524.xml · nonDerivative · entry 1 Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 6,823 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:52 UTC |
Thornburg Eric WDirector · President & CEO
|
GrantCommon Stock | 6,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000002 · wf-form4_160988350728548.xml · nonDerivative · entry 2 Thornburg Eric W · CIK 0001349767 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,495 F3 · shares: Represents 6,108 shares of the common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F4 · balance_after: Represents 14,574 shares of the issuer's common stock and 12,921 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:26 UTC |
Thornburg Eric WDirector · President & CEO
|
Tax withholdingCommon Stock | 617 | $68.29 | $42,134.93 |
DisclosureSEC source: 0000766829-21-000019 · wf-form4_160996837677144.xml · nonDerivative · entry 1 Thornburg Eric W · CIK 0001349767 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,878 F1 · shares: Represents 617 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 15,742 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:24 UTC |
AVILA-WALKER WENDYVP of Finance, Controller
|
Tax withholdingCommon Stock | 335 | $68.29 | $22,877.15 |
DisclosureSEC source: 0000766829-21-000017 · wf-form4_160996822625516.xml · nonDerivative · entry 2 AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 F3 · shares: Represents 335 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 2,383 shares of the issuer's common stock and 2,382 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:24 UTC |
AVILA-WALKER WENDYVP of Finance, Controller
|
GrantCommon Stock | 1,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000017 · wf-form4_160996822625516.xml · nonDerivative · entry 1 AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 F1 · shares: Represents 1,209 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 1,899 shares of the issuer's common stock and 3,201 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:20 UTC |
Walters Andrew FChief Corp Development Officer
|
Tax withholdingCommon Stock | 496 | $68.29 | $33,871.84 |
DisclosureSEC source: 0000766829-21-000015 · wf-form4_160996802174886.xml · nonDerivative · entry 2 Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,355 F3 · shares: Represents 496 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 8,389 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:20 UTC |
Walters Andrew FChief Corp Development Officer
|
GrantCommon Stock | 1,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000015 · wf-form4_160996802174886.xml · nonDerivative · entry 1 Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,851 F1 · shares: Represents 1,509 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 7,543 shares of the issuer's common stock and 4,308 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:19 UTC |
Gere AndrewPresident and COO
|
Tax withholdingCommon Stock | 582 | $68.29 | $39,744.78 |
DisclosureSEC source: 0000766829-21-000014 · wf-form4_160996795062002.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,851 F3 · shares: Represents 582 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 17,848 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:19 UTC |
Gere AndrewPresident and COO
|
GrantCommon Stock | 1,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000014 · wf-form4_160996795062002.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,433 F1 · shares: Represents 1,509 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 17,012 shares of the issuer's common stock and 4,421 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:09 UTC |
WESTBROOK MAUREEN PPresident of CTWS
|
Tax withholdingCommon Stock | 186 | $68.29 | $12,701.94 |
DisclosureSEC source: 0000766829-21-000010 · wf-form4_160996734901745.xml · nonDerivative · entry 2 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,278 F3 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents (i) 4,876 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:09 UTC |
WESTBROOK MAUREEN PPresident of CTWS
|
GrantCommon Stock | 1,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000010 · wf-form4_160996734901745.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,464 F1 · shares: Represents 1,509 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents (i) 4,560 shares of the issuer's common stock, (ii) 14,818 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:03 UTC |
Johnson A KristenChief Administrative Officer
|
Tax withholdingCommon Stock | 181 | $68.29 | $12,360.49 |
DisclosureSEC source: 0000766829-21-000008 · wf-form4_160996696766364.xml · nonDerivative · entry 2 Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,603 F3 · shares: Represents 181 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents (i) 321 shares of the issuer's common stock, (ii) 3,881 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,401 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.