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0000766829
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Last 12 months

Inside the activity.

6 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202611
Jun 202600
Jul 202631
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2021 Filed Mar 3, 2022 20:53 UTC GiftCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 5

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,987

F6 · shares: Reflects gift to the reporting person's children that was not previously reported.

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August 31, 2021 Filed Mar 3, 2022 20:53 UTC GiftCommon Stock 361 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 4

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,988

F6 · shares: Reflects gift to the reporting person's children that was not previously reported.

Read SEC document
July 30, 2021 Filed Aug 17, 2021 20:49 UTC
AVILA-WALKER WENDYVP of Finance, Controller
OtherCommon Stock 124 $58.59 $7,265.16
Disclosure

SEC source: 0000766829-21-000113 · wf-form4_162923332750832.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 2,850 shares of the issuer's common stock and 2,264 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

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July 30, 2021 Filed Aug 17, 2021 20:40 UTC
Thornburg Eric WDirector · President & CEO
OtherCommon Stock 112 $58.59 $6,562.08
Disclosure

SEC source: 0000766829-21-000111 · wf-form4_162923278242872.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,343

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 18,207 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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July 30, 2021 Filed Aug 17, 2021 20:33 UTC
Gere AndrewPresident and COO
OtherCommon Stock 174 $58.59 $10,194.66
Disclosure

SEC source: 0000766829-21-000107 · wf-form4_162923238957282.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,914

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 18,911 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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July 30, 2021 Filed Aug 17, 2021 20:37 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
OtherCommon Stock 135 $58.59 $7,909.65
Disclosure

SEC source: 0000766829-21-000109 · wf-form4_162923261649472.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 1,924 shares of the issuer's common stock and 2,612 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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July 30, 2021 Filed Aug 17, 2021 20:31 UTC
Lynch James PatrickCFO/Treasurer
OtherCommon Stock 171 $58.59 $10,018.89
Disclosure

SEC source: 0000766829-21-000105 · wf-form4_162923224912118.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,378

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 6,781 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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June 01, 2021 Filed Jun 3, 2021 20:05 UTC
WESTBROOK MAUREEN PPresident of CTWS
GrantCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000094 · wf-form4_162275071110181.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,310

F1 · shares: Represents 124 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc.,a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as theDSUs to which they relate.

F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,567 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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June 01, 2021 Filed Jun 3, 2021 19:54 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000092 · wf-form4_162275007550640.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,772

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 77 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 321 shares of the issuer's common stock, (ii) 3,895 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,556 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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May 31, 2021 Filed Jun 7, 2021 19:42 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
GrantCommon Stock 788 $64.45 $50,786.60
Disclosure

SEC source: 0000766829-21-000098 · wf-form4_162309493505298.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,401

F1 · shares: Represents 788 shares of common stock underlying restricted stock units (RSUs) granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's completion of each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,789 shares of the issuer's common stock and 2,612 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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April 28, 2021 Filed Apr 30, 2021 17:48 UTC GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000086 · wf-form4_161980491821763.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,799

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 2,583 shares of the issuer's common stock 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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April 28, 2021 Filed Apr 30, 2021 17:46 UTC GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000084 · wf-form4_161980479722853.xml · nonDerivative · entry 1

LANDIS GREGORY P · CIK 0001182432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,009

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 4,793 shares of the issuer's common stock and 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 17:43 UTC
Heather HuntDirector
GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000081 · wf-form4_161980456650107.xml · nonDerivative · entry 1

Heather Hunt · CIK 0001371472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,281 shares of the issuer's common stock and 1,216 shares of restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 17:39 UTC GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000079 · wf-form4_161980429590060.xml · nonDerivative · entry 1

WALLACE CAROL P · CIK 0001218382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,281 shares of the issuer's common stock and 1,216 shares of restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 17:36 UTC
Man DebraDirector
GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000077 · wf-form4_161980414982749.xml · nonDerivative · entry 1

Man Debra · CIK 0001670877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,966

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 5,750 shares of the issuer's common stock and 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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April 28, 2021 Filed Apr 30, 2021 17:33 UTC GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000075 · wf-form4_161980402563767.xml · nonDerivative · entry 1

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,233

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 4,017 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account.

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April 28, 2021 Filed Apr 30, 2021 17:31 UTC GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000073 · wf-form4_161980387381431.xml · nonDerivative · entry 1

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,799

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,583 shares of the issuer's common stock and 1,216 shares of the issuer's restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 17:26 UTC GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000071 · wf-form4_161980358354740.xml · nonDerivative · entry 1

HANLEY MARY ANN · CIK 0001218375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,626 shares of the issuer's common stock held under an IRA and 1,216 shares of restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 28, 2021 Filed May 19, 2021 19:13 UTC GrantCommon Stock 1,216 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000090 · wf-form4_162145161654263.xml · nonDerivative · entry 1

Guardino Carl · CIK 0001812484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216

F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,216 restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 18:31 UTC
AVILA-WALKER WENDYVP of Finance, Controller
Tax withholdingCommon Stock 40 $67.36 $2,694.40
Disclosure

SEC source: 0000766829-21-000063 · wf-form4_161963467015877.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,990

F1 · shares: Represents 40 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on April 26, 2021 pursuant to the terms of the April 25, 2018 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities on the Form 4 filed on February 14, 2019, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 2,726 shares of the issuer's common stock and 2,264 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

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March 10, 2021 Filed Mar 12, 2021 00:25 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 121 $58.89 $7,125.69
Disclosure

SEC source: 0000766829-21-000060 · wf-form4_161550871743777.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,186

F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person.

F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,443 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:37 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 101 $62.56 $6,318.56
Disclosure

SEC source: 0000766829-21-000058 · wf-form4_161532586141504.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,307

F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person.

F2 · balance_after: Represents (i) 5,126 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,865 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:43 UTC
WESTBROOK MAUREEN PPresident of CTWS
GrantCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000053 · wf-form4_161479339769177.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,408

F1 · shares: Represents 130 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 4,876 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,216 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:39 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000051 · wf-form4_161479314419199.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,688

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 78 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 321 shares of the issuer's common stock, (ii) 3,888 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,479 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:58 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 1,096 $63.35 $69,431.60
Disclosure

SEC source: 0000766829-21-000049 · wf-form4_161462872393250.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,231

F3 · shares: Represents 1,096 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the award reported in footnote 1.

F4 · balance_after: Represents 18,095 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:58 UTC
Thornburg Eric WDirector · President & CEO
GrantCommon Stock 3,171 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000049 · wf-form4_161462872393250.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,327

F1 · shares: Represents the vesting of 3,171 shares of common stock subject to a Restricted Stock Unit ("RSU") award granted on January 30, 2018, pursuant to the terms of the Reporting Person's employment agreement with the issuer.

F2 · balance_after: Represents 16,020 shares of the issuer's common stock and 14,307 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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February 24, 2021 Filed Feb 26, 2021 23:58 UTC
Papazian SuzySr. Vice Pres. & Gen. Counsel
Tax withholdingCommon Stock 320 $65.03 $20,809.60
Disclosure

SEC source: 0000766829-21-000045 · wf-form4_161438388538979.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,413

F3 · shares: Represents 320 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4 · balance_after: Represents 7,447 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 23:58 UTC
Papazian SuzySr. Vice Pres. & Gen. Counsel
GrantCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000045 · wf-form4_161438388538979.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

F1 · shares: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2 · balance_after: Represents 6,823 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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February 24, 2021 Filed Feb 26, 2021 23:56 UTC
Lynch James PatrickCFO/Treasurer
Tax withholdingCommon Stock 372 $65.03 $24,191.16
Disclosure

SEC source: 0000766829-21-000043 · wf-form4_161438375433476.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

F3 · shares: Represents 372 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4 · balance_after: Represents 6,610 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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February 24, 2021 Filed Feb 26, 2021 23:56 UTC
Lynch James PatrickCFO/Treasurer
GrantCommon Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000043 · wf-form4_161438375433476.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,579

F1 · shares: Represents 1,081 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2 · balance_after: Represents 5,901 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,110 shares of the issuer's common stock underling restricted stock units including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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February 24, 2021 Filed Feb 26, 2021 23:53 UTC
Walters Andrew FChief Corp Development Officer
Tax withholdingCommon Stock 289 $65.03 $18,793.67
Disclosure

SEC source: 0000766829-21-000041 · wf-form4_161438360336093.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,010

F3 · shares: Represents 289 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4 · balance_after: Represents 9,044 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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February 24, 2021 Filed Feb 26, 2021 23:53 UTC
Walters Andrew FChief Corp Development Officer
GrantCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000041 · wf-form4_161438360336093.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,299

F1 · shares: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2 · balance_after: Represents 8,389 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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February 24, 2021 Filed Feb 26, 2021 23:50 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 352 $65.03 $22,890.56
Disclosure

SEC source: 0000766829-21-000039 · wf-form4_161438338112601.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,740

F3 · shares: Represents 352 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4 · balance_after: Represents 18,737 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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February 24, 2021 Filed Feb 26, 2021 23:50 UTC
Gere AndrewPresident and COO
GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000039 · wf-form4_161438338112601.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,092

F1 · shares: Represents 1,030 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2 · balance_after: Represents 18,059 shares of the issuer's common stock and 4,033 shares of the issuer's common stock underlying RSUs wincluding the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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January 29, 2021 Filed Feb 11, 2021 00:19 UTC
Thornburg Eric WDirector · President & CEO
OtherCommon Stock 278 $56.24 $15,634.72
Disclosure

SEC source: 0000766829-21-000033 · wf-form4_161300273408899.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,156

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: 2. Represents 16,020 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 29, 2021 Filed Feb 11, 2021 00:15 UTC
AVILA-WALKER WENDYVP of Finance, Controller
OtherCommon Stock 265 $56.24 $14,903.60
Disclosure

SEC source: 0000766829-21-000031 · wf-form4_161300253544404.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 2,648 shares of the issuer's common stock and 2,382 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

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January 29, 2021 Filed Feb 11, 2021 00:13 UTC
Lynch James PatrickCFO/Treasurer
OtherCommon Stock 214 $56.24 $12,035.36
Disclosure

SEC source: 0000766829-21-000029 · wf-form4_161300241508382.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,498

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 5,901 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 29, 2021 Filed Feb 11, 2021 00:11 UTC
Gere AndrewPresident and COO
OtherCommon Stock 211 $56.24 $11,866.64
Disclosure

SEC source: 0000766829-21-000027 · wf-form4_161300229280942.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 18,059 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 29, 2021 Filed Feb 11, 2021 00:09 UTC
Papazian SuzySr. Vice Pres. & Gen. Counsel
OtherCommon Stock 185 $56.24 $10,404.40
Disclosure

SEC source: 0000766829-21-000025 · wf-form4_161300215911524.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,789

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 6,823 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 04, 2021 Filed Jan 5, 2021 21:52 UTC
Thornburg Eric WDirector · President & CEO
GrantCommon Stock 6,108 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000002 · wf-form4_160988350728548.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,495

F3 · shares: Represents 6,108 shares of the common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F4 · balance_after: Represents 14,574 shares of the issuer's common stock and 12,921 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 04, 2021 Filed Jan 6, 2021 21:26 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 617 $68.29 $42,134.93
Disclosure

SEC source: 0000766829-21-000019 · wf-form4_160996837677144.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,878

F1 · shares: Represents 617 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 15,742 shares of the issuer's common stock and 11,136 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:24 UTC
AVILA-WALKER WENDYVP of Finance, Controller
Tax withholdingCommon Stock 335 $68.29 $22,877.15
Disclosure

SEC source: 0000766829-21-000017 · wf-form4_160996822625516.xml · nonDerivative · entry 2

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,765

F3 · shares: Represents 335 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 2,383 shares of the issuer's common stock and 2,382 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:24 UTC
AVILA-WALKER WENDYVP of Finance, Controller
GrantCommon Stock 1,209 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000017 · wf-form4_160996822625516.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

F1 · shares: Represents 1,209 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,899 shares of the issuer's common stock and 3,201 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:20 UTC
Walters Andrew FChief Corp Development Officer
Tax withholdingCommon Stock 496 $68.29 $33,871.84
Disclosure

SEC source: 0000766829-21-000015 · wf-form4_160996802174886.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,355

F3 · shares: Represents 496 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 8,389 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:20 UTC
Walters Andrew FChief Corp Development Officer
GrantCommon Stock 1,509 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000015 · wf-form4_160996802174886.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,851

F1 · shares: Represents 1,509 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 7,543 shares of the issuer's common stock and 4,308 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:19 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 582 $68.29 $39,744.78
Disclosure

SEC source: 0000766829-21-000014 · wf-form4_160996795062002.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,851

F3 · shares: Represents 582 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 17,848 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:19 UTC
Gere AndrewPresident and COO
GrantCommon Stock 1,509 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000014 · wf-form4_160996795062002.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,433

F1 · shares: Represents 1,509 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 17,012 shares of the issuer's common stock and 4,421 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:09 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 186 $68.29 $12,701.94
Disclosure

SEC source: 0000766829-21-000010 · wf-form4_160996734901745.xml · nonDerivative · entry 2

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,278

F3 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 4,876 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:09 UTC
WESTBROOK MAUREEN PPresident of CTWS
GrantCommon Stock 1,509 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000010 · wf-form4_160996734901745.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,464

F1 · shares: Represents 1,509 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 4,560 shares of the issuer's common stock, (ii) 14,818 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:03 UTC
Johnson A KristenChief Administrative Officer
Tax withholdingCommon Stock 181 $68.29 $12,360.49
Disclosure

SEC source: 0000766829-21-000008 · wf-form4_160996696766364.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,603

F3 · shares: Represents 181 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 321 shares of the issuer's common stock, (ii) 3,881 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,401 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.