Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H2O AMERICASJW · Entity 4308 | Director | March 03, 2020 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H2O AMERICA
Report date March 03, 2020 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 | 1,116 |
Reported balance
After 2020-03-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-03 · Gift · Disposed 1,584 · Balance 1,116 F1: Reflects a gift of 1,584 shares to the reporting person's spouse on March 3, 2020 that was not previously reported. F2: Reflects total number of shares owned by the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 (the "Trust") as of the filing date of this report prior to the gift transaction reported herein as explained in footnote (3) below, and such number reflects certain transfers and sales of shares as previously reported by the reporting on Forms 4 after the gift transaction on March 3, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 | 0 |
Reported balance
After 2020-11-18 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-11-18 · Gift · Disposed 1,116 · Balance 0 F3: The reported transaction corrects an earlier Form 4 filed on December 2, 2020, which erroneously reported that the reporting person transferred 1,116 shares from her direct holdings, and instead the reporting person transferred the shares held indirectly in the Trust to the recipients of the gifts. F4: As of the filing date of this Form 4, the Trust does not beneficially own any shares of common stock of the issuer. |
| Common StockSEC Table I · non-derivative | Direct | 6,988 |
Reported balance
After 2021-08-31 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-08-31 · Gift · Disposed 361 · Balance 6,988 F6: Reflects gift to the reporting person's children that was not previously reported. |
| Common StockSEC Table I · non-derivative | Direct | 6,987 |
Reported balance
After 2021-09-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-09-01 · Gift · Disposed 1 · Balance 6,987 F6: Reflects gift to the reporting person's children that was not previously reported. |
| Common StockSEC Table I · non-derivative | Direct | 6,266 |
Reported balance
After 2021-09-02 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-09-02 · Gift · Disposed 721 · Balance 6,266 F6: Reflects gift to the reporting person's children that was not previously reported. F7: Includes 4,050 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,584 |
Reported balance
Holding disclosure · report date 2020-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,584 F5: Reflects 1,584 shares directly held by the reporting person's spouse following the transaction described in footnote (1) herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a gift of 1,584 shares to the reporting person's spouse on March 3, 2020 that was not previously reported.
F2: Reflects total number of shares owned by the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 (the "Trust") as of the filing date of this report prior to the gift transaction reported herein as explained in footnote (3) below, and such number reflects certain transfers and sales of shares as previously reported by the reporting on Forms 4 after the gift transaction on March 3, 2020.
F3: The reported transaction corrects an earlier Form 4 filed on December 2, 2020, which erroneously reported that the reporting person transferred 1,116 shares from her direct holdings, and instead the reporting person transferred the shares held indirectly in the Trust to the recipients of the gifts.
F4: As of the filing date of this Form 4, the Trust does not beneficially own any shares of common stock of the issuer.
F5: Reflects 1,584 shares directly held by the reporting person's spouse following the transaction described in footnote (1) herein.
F6: Reflects gift to the reporting person's children that was not previously reported.
F7: Includes 4,050 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2021 Filed Dec 9, 2021 16:40 UTC | H2O AMERICA SJW · Entity 4308 | SaleCommon Stock | 2,303 | $69.58 | $160,242.74 |
DisclosureSEC source: 0000766829-21-000135 · wf-form4_163906800927789.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 Disclosed balance after: 2,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.43 to $69.73, inclusive. The Reporting Person undertakes to provide to SJW Group or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · balance_after: Includes 2,700 shares of the issuer's common stock. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 21:36 UTC | H2O AMERICA SJW · Entity 4308 | SaleCommon Stock | 2,000 | $68.41 | $136,820.00 |
DisclosureSEC source: 0000766829-21-000133 · wf-form4_163882659673120.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 Disclosed balance after: 5,003 F1 · balance_after: Includes 5,003 shares of the issuer's common stock. Read SEC document |
| September 02, 2021 Filed Mar 3, 2022 20:53 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 721 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 6 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,266 F6 · shares: Reflects gift to the reporting person's children that was not previously reported. F7 · balance_after: Includes 4,050 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| September 01, 2021 Filed Mar 3, 2022 20:53 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 5 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,987 F6 · shares: Reflects gift to the reporting person's children that was not previously reported. Read SEC document |
| August 31, 2021 Filed Mar 3, 2022 20:53 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 4 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,988 F6 · shares: Reflects gift to the reporting person's children that was not previously reported. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 17:33 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000075 · wf-form4_161980402563767.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,233 F1 · shares: Represents 1,216 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2022 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 4,017 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| November 18, 2020 Filed Dec 2, 2020 21:22 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,116 | $64.74 | $72,249.84 |
DisclosureSEC source: 0000766829-20-000157 · wf-form4_160694414452526.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,017 F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. F2 · balance_after: Includes 2,736 shares of the issuer's common stock, 1,281 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| November 18, 2020 Filed Mar 3, 2022 20:53 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 2 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 Disclosed balance after: 0 F3 · shares: The reported transaction corrects an earlier Form 4 filed on December 2, 2020, which erroneously reported that the reporting person transferred 1,116 shares from her direct holdings, and instead the reporting person transferred the shares held indirectly in the Trust to the recipients of the gifts. F4 · balance_after: As of the filing date of this Form 4, the Trust does not beneficially own any shares of common stock of the issuer. Read SEC document |
| April 29, 2020 Filed May 1, 2020 19:14 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000089 · wf-form4_158836044687023.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,133 F1 · shares: Represents 1,281 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2021 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 3,852 shares of the issuer's common stock, 1,281 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| March 03, 2020 Filed Mar 3, 2022 20:53 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 Disclosed balance after: 1,116 F1 · shares: Reflects a gift of 1,584 shares to the reporting person's spouse on March 3, 2020 that was not previously reported. F2 · balance_after: Reflects total number of shares owned by the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 (the "Trust") as of the filing date of this report prior to the gift transaction reported herein as explained in footnote (3) below, and such number reflects certain transfers and sales of shares as previously reported by the reporting on Forms 4 after the gift transaction on March 3, 2020. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 21:28 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000088 · wf-form4_155622767103536.xml · nonDerivative · entry 3 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 Disclosed balance after: 7,003 F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 21:28 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000088 · wf-form4_155622767103536.xml · nonDerivative · entry 2 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,852 F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned. F4 · balance_after: Includes 2,550 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 21:28 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,302 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000088 · wf-form4_155622767103536.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,907 F1 · shares: Represents 1,302 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2020 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 2,550 shares of the issuer's common stock, 2,357 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:21 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000102 · wf-form4_152484607916501.xml · nonDerivative · entry 3 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 Disclosed balance after: 5,948 F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:21 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000102 · wf-form4_152484607916501.xml · nonDerivative · entry 2 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,605 F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned. F4 · balance_after: Includes 2,550 shares of the issuer's common stock, 1,055 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:21 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000102 · wf-form4_152484607916501.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,760 F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 2,550 shares of the issuer's common stock, 2,210 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:16 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000074 · wf-form4_149333494322817.xml · nonDerivative · entry 3 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 Disclosed balance after: 4,793 F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:16 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000074 · wf-form4_149333494322817.xml · nonDerivative · entry 2 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,705 F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned. F4 · balance_after: Includes 2,550 shares of the issuer's common stock, 1,155 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:16 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000074 · wf-form4_149333494322817.xml · nonDerivative · entry 1 ARMSTRONG KATHARINE · CIK 0001459040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,662 F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 2,550 shares of the issuer's common stock, 2,112 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.