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Papazian Suzy

Disclosed activity across 1 company

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142190
SEC CIK
0001318265

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
H2O AMERICASJW · Entity 4308Sr. Vice Pres. & Gen. CounselFebruary 24, 2021February 26, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

H2O AMERICA

Report date February 24, 2021 · Filed February 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,733 Reported balance After 2021-02-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-02-24 · Grant · Acquired 944 · Balance 10,733

F1: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2: Represents 6,823 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

Common StockSEC Table I · non-derivativeDirect10,413 Reported balance After 2021-02-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-02-24 · Tax withholding · Disposed 320 · Balance 10,413

F3: Represents 320 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4: Represents 7,447 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Common StockSEC Table I · non-derivativeIndirectBy the John Affaki and Suzy Papazian Living Trust dated December 10, 20087,263 Reported balance Holding disclosure · report date 2021-02-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,263

Filing footnotes · ownership attribution and instrument terms

F1: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2: Represents 6,823 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

F3: Represents 320 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4: Represents 7,447 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 23:58 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 320 $65.03 $20,809.60
Disclosure

SEC source: 0000766829-21-000045 · wf-form4_161438388538979.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,413

F3 · shares: Represents 320 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4 · balance_after: Represents 7,447 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 23:58 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000045 · wf-form4_161438388538979.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

F1 · shares: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2 · balance_after: Represents 6,823 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 29, 2021 Filed Feb 11, 2021 00:09 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 185 $56.24 $10,404.40
Disclosure

SEC source: 0000766829-21-000025 · wf-form4_161300215911524.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,789

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 6,823 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:53 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 562 $68.29 $38,378.98
Disclosure

SEC source: 0000766829-21-000004 · wf-form4_160996640436934.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,604

F3 · shares: Represents 562 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 6,638 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:53 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 1,509 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000004 · wf-form4_160996640436934.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Sr. Vice Pres. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,166

F1 · shares: Represents 1,509 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 5,829 shares of the issuer's common stock and 4,337 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
July 31, 2020 Filed Aug 25, 2020 19:36 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 185 $53.09 $9,821.65
Disclosure

SEC source: 0000766829-20-000135 · wf-form4_159838414096616.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 5,829 shares of the issuer's common stock and 2,828 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:24 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 337 $61.18 $20,617.66
Disclosure

SEC source: 0000766829-20-000059 · wf-form4_158327423180737.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,472

F3 · shares: Represents (i) 179 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 158 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1.

F4 · balance_after: Represents 5,644 shares of the issuer's common stock and 2,828 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:24 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 993 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000059 · wf-form4_158327423180737.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,809

F1 · shares: Represents (i) 521 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 472 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019.

F2 · balance_after: Represents 4,988 shares of the issuer's common stock and 3,821 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2020 Filed Feb 12, 2020 23:22 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 174 $62.35 $10,848.90
Disclosure

SEC source: 0000766829-20-000044 · wf-form4_158154976027933.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,816

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,988 shares of the issuer's common stock and 2,828 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 22:59 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 156 $69.84 $10,895.04
Disclosure

SEC source: 0000766829-20-000024 · wf-form4_157843796367900.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,642

F1 · shares: Represents 156 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 4,814 shares of the issuer's common stock and 2,828 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:17 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 353 $69.63 $24,579.39
Disclosure

SEC source: 0000766829-20-000007 · wf-form4_157833104937004.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798

F3 · shares: Represents 353 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 868 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 4,586 shares of the issuer's common stock and 3,212 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:17 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000007 · wf-form4_157833104937004.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,151

F1 · shares: Represents 1,508 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 4,071 shares of the issuer's common stock and 4,080 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
July 31, 2019 Filed Aug 23, 2019 22:53 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 180 $55.16 $9,928.80
Disclosure

SEC source: 0000766829-19-000116 · wf-form4_156660080254349.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,643

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,071 shares of the issuer's common stock and 2,572 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 792 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 9

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 7,263

F12 · shares: Represents an aggregate of 792 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 10 above.

F14 · balance_after: Includes an aggregate of 792 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 10 above.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 792 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 8

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,463

F12 · shares: Represents an aggregate of 792 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 10 above.

F13 · balance_after: Represents 3,891 shares of the issuer's common stock and 2,572 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 418 $61.17 $25,569.06
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 7

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,255

F10 · shares: Represents 418 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return on equity ("ROE") RSUs reported on the Form 4 filed on February 26, 2019.

F11 · balance_after: Represents 4,683 shares of the issuer's common stock and 2,572 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 22:35 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 1,210 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000053 · wf-form4_155122049310514.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,618

F1 · shares: Represents 1,210 shares of common stock subject to the Restricted Stock Units that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2018 calendar year period and continued service by the reporting person through December 31, 2018.

F2 · balance_after: Represents 4,836 shares of the issuer's common stock and 3,782 shares of the issuer's common stock underlying restricted stock units including shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2019 Filed Feb 14, 2019 17:26 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 188 $50.96 $9,580.48
Disclosure

SEC source: 0000766829-19-000042 · wf-form4_155016517696103.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,408

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,836 shares of the issuer's common stock and 2,572 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:35 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 324 $56.83 $18,412.92
Disclosure

SEC source: 0000766829-19-000030 · wf-form4_154690768386442.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,220

F1 · shares: Represents 324 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2019 pursuant to the terms of the January 4, 2016 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 4,648 shares of the issuer's common stock and 2,572 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 6

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 6,471

F7 · shares: Represents an aggregate of 470 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 7, 2019.

F9 · balance_after: Includes an aggregate of 470 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 7, 2019.

Read SEC document
January 04, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 5

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,673

F7 · shares: Represents an aggregate of 470 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 7, 2019.

F8 · balance_after: Represents 3,891 shares of the issuer's common stock and 3,782 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 23:17 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 156 $55.05 $8,587.80
Disclosure

SEC source: 0000766829-19-000014 · wf-form4_154664383789851.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,544

F1 · shares: Represents 156 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2019 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 4,178 shares of the issuer's common stock and 3,366 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 03, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 228 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 4

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 6,001

F4 · shares: Represents an aggregate of 228 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 4, 2019.

F6 · balance_after: Includes an aggregate of 228 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 4, 2019.

Read SEC document
January 03, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 228 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F4 · shares: Represents an aggregate of 228 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 4, 2019.

F5 · balance_after: Represents 4,361 shares of the issuer's common stock and 3,782 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 00:36 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 170 $54.74 $9,305.80
Disclosure

SEC source: 0000766829-19-000008 · wf-form4_154656217983441.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

F3 · shares: Represents 170 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 417 shares of common stock underlying RSUs that vested and became issuable on January 2, 2019 pursuant to the terms of the January 2, 2018 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the Restricted Stock Units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 3,950 shares of the issuer's common stock and 3,750 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 00:36 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 1,352 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000008 · wf-form4_154656217983441.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

F1 · shares: Represents 1,352 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 3,703 shares of the issuer's common stock and 4,167 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 247 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 5,773

F1 · shares: Represents an aggregate of 247 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the restricted stock units ("RSU") described in footnote 3 of the Form 4 filed on January 3, 2019.

F3 · balance_after: Includes an aggregate of 247 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 of the Form 4 filed on January 3, 2019.

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January 02, 2019 Filed Mar 2, 2019 00:02 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 247 $0.00 $0.00
Disclosure

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F1 · shares: Represents an aggregate of 247 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the restricted stock units ("RSU") described in footnote 3 of the Form 4 filed on January 3, 2019.

F2 · balance_after: Represents 4,589 shares of the issuer's common stock and 3,782 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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July 31, 2018 Filed Aug 24, 2018 22:56 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 172 $54.98 $9,456.56
Disclosure

SEC source: 0000766829-18-000125 · wf-form4_153515136824883.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,703 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 00:07 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 733 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000072 · wf-form4_151994925307254.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 5,526

F3 · shares: Represents an aggregate of 733 shares of common stock that were issued and transferred by reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the ROE RSU described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 733 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the ROE RSU described in footnote 1 above.

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February 28, 2018 Filed Mar 2, 2018 00:07 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 733 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000072 · wf-form4_151994925307254.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

F3 · shares: Represents an aggregate of 733 shares of common stock that were issued and transferred by reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the ROE RSU described in footnote 1 above.

F4 · balance_after: Represents 3,531 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlyng RSUs that will vest and become issuable in accordance with their terms.

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February 28, 2018 Filed Mar 2, 2018 00:07 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 386 $52.94 $20,434.84
Disclosure

SEC source: 0000766829-18-000072 · wf-form4_151994925307254.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

F1 · shares: Represents 386 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return on equity ("ROE") restricted stock units ("RSU") reported on the Form 4 filed on February 27, 2018.

F2 · balance_after: Represents 4,264 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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February 26, 2018 Filed Feb 28, 2018 00:21 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 1,119 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000070 · wf-form4_151977725389753.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465

F1 · shares: Represents 1,119 shares of common stock subject to the Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.

F2 · balance_after: Represents 3,531 shares of the issuer's common stock and 3,934 shares of the issuer's common stock underlying restricted stock units including shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.

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January 31, 2018 Filed Feb 6, 2018 20:15 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 179 $50.86 $9,103.94
Disclosure

SEC source: 0000766829-18-000044 · wf-form4_151794808997204.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,531 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 23:18 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 446 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000032 · wf-form4_151519429069001.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 4,793

F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 446 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with issuance of shares of common stock underlying the RSUs described in footnote 1 above.

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January 04, 2018 Filed Jan 5, 2018 23:18 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 446 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000032 · wf-form4_151519429069001.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,167

F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F4 · balance_after: Represents 3,352 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 04, 2018 Filed Jan 5, 2018 23:18 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 348 $61.82 $21,513.36
Disclosure

SEC source: 0000766829-18-000032 · wf-form4_151519429069001.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,613

F1 · shares: Represents 348 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 794 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 4, 2018 pursuant to the terms of the January 4, 2016 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,798 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 03, 2018 Filed Jan 4, 2018 23:45 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000022 · wf-form4_151510948755672.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 4,347

F3 · shares: Represents an aggregate of 216 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 216 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 above.

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January 03, 2018 Filed Jan 4, 2018 23:45 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000022 · wf-form4_151510948755672.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,961

F3 · shares: Represents an aggregate of 216 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F4 · balance_after: Represents 3,352 shares of the issuer's common stock and 3,609 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 03, 2018 Filed Jan 4, 2018 23:45 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 168 $62.87 $10,562.16
Disclosure

SEC source: 0000766829-18-000022 · wf-form4_151510948755672.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,177

F1 · shares: Represents 168 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 00 shares of common stock underlying Restricted Stock Units ("RSUs") that vested and became issuable on January 3, 2018 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,568 shares of the issuer's common stock and 3,609 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 01:03 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 146 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 4

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 4,131

F5 · shares: Represents an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.

F7 · balance_after: Includes an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.

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January 02, 2018 Filed Jan 4, 2018 01:03 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 146 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,345

F5 · shares: Represents an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.

F6 · balance_after: Represents 3,352 shares of the issuer's common stock and 3,993 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2018 Filed Jan 4, 2018 01:03 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 114 $63.47 $7,235.58
Disclosure

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,491

F3 · shares: Represents 114 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 260 shares of common stock underlying RSUs that vested and became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 3,498 shares of the issuer's common stock and 3,993 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2018 Filed Jan 4, 2018 01:03 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 1,253 $0.00 $0.00
Disclosure

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,605

F1 · shares: Represents 1,253 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 3,352 shares of the issuer's common stock and 4,253 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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July 31, 2017 Filed Aug 2, 2017 22:39 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 201 $44.94 $9,032.94
Disclosure

SEC source: 0000766829-17-000093 · wf-form4_150171353285500.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,352 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:06 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 4

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 3,985

F5 · shares: Represents an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above.

F7 · balance_after: Includes an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above.

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February 28, 2017 Filed Mar 1, 2017 23:06 UTC H2O AMERICA SJW · Entity 4308 GiftCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

F5 · shares: Represents an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above.

F6 · balance_after: Represents 3,151 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:06 UTC H2O AMERICA SJW · Entity 4308 Tax withholdingCommon Stock 548 $48.53 $26,594.44
Disclosure

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,091

F3 · shares: Represents 548 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.

F4 · balance_after: Represents 4,091 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:06 UTC H2O AMERICA SJW · Entity 4308 GrantCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,639

F1 · shares: Represents 1,488 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.

F2 · balance_after: Represents 3,151 shares of the issuer's common stock and 4,488 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:29 UTC H2O AMERICA SJW · Entity 4308 OtherCommon Stock 179 $42.59 $7,623.61
Disclosure

SEC source: 0000766829-17-000032 · wf-form4_148607453938774.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,151 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.