Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONNECTICUT WATER SERVICE INC / CTCTWS · Entity 154479 | VP, Customer & Reg Affairs | October 09, 2019 | October 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONNECTICUT WATER SERVICE INC / CT
Report date October 09, 2019 · Filed October 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-10-09 transaction · row 1
1 source rowRow 1 · 2019-10-09 · Disposition to issuer · Disposed 14,206 · Balance 0 F1: See explanation in remarks below |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-09 · Disposition to issuer · Disposed 23,876 · Balance 0 F2: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-10-09 · Disposition to issuer · Disposed 1,023 · Balance 0 F3: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: See explanation in remarks below
F2: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).
F3: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
H2O AMERICA
Report date December 29, 2022 · Filed December 30, 2022
Section 16 reporting ended · disclosed 2022-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,590 |
Reported balance
After 2022-12-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-29 · Gift · Disposed 650 · Balance 40,590 F1: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. F2: Represents (i) 13,826 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,876 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.
F2: Represents (i) 13,826 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,876 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2022 Filed Dec 30, 2022 22:06 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000164 · wf-form4_167243797883274.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,590 F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. F2 · balance_after: Represents (i) 13,826 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,876 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 20:25 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000154 · wf-form4_167027190267288.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,240 F1 · shares: Represents 115 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms of the DSUs to which they relate. F2 · balance_after: Represents (i) 14,476 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,876 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 17:38 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 1,849 | $59.46 | $109,941.54 |
DisclosureSEC source: 0000766829-22-000142 · wf-form4_166559630894058.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,125 F1 · shares: Represents 1,849 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on October 9, 2022 pursuant to the terms of the October 9, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents (i) 14,476 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,761 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 16:13 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000132 · wf-form4_166248080025259.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,974 F1 · shares: Represents 131 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 10,424 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,761 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:07 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000106 · wf-form4_165427242245070.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,843 F1 · shares: Represents 136 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc.,a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as theDSUs to which they relate. F2 · balance_after: Represents (i) 10,424 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,630 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:26 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 126 | $66.68 | $8,401.68 |
DisclosureSEC source: 0000766829-22-000080 · wf-form4_164728591012315.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,707 F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person. F2 · balance_after: Represents (i) 10,424 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,494 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:41 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 134 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000073 · wf-form4_164632928750354.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,833 F1 · shares: Represents 134 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 10,112 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,932 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 20:49 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 186 | $70.90 | $13,187.40 |
DisclosureSEC source: 0000766829-22-000031 · wf-form4_164150216020648.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,699 F1 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents (i) 10,112 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:33 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 186 | $72.76 | $13,533.36 |
DisclosureSEC source: 0000766829-22-000004 · wf-form4_164141121072091.xml · nonDerivative · entry 2 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,885 F3 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents (i) 9,795 shares of the issuer's common stock, (ii) 9,292 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:33 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000004 · wf-form4_164141121072091.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,071 F1 · shares: Represents 1,379 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents (i) 9,478 shares of the issuer's common stock, (ii) 9,795 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:30 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000131 · wf-form4_163855261292902.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,692 F1 · shares: Represents 118 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms of the DSUs to which they relate. F2 · balance_after: Represents (i) 9,478 shares of the issuer's common stock, (ii) 8,416 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| October 09, 2021 Filed Oct 12, 2021 19:38 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 1,849 | $68.09 | $125,898.41 |
DisclosureSEC source: 0000766829-21-000121 · wf-form4_163406749770059.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,574 F1 · shares: Represents 1,849 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on October 9, 2021 pursuant to the terms of the October 9, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents (i) 9,478 shares of the issuer's common stock, (ii) 8,416 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,680 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 22:30 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000115 · wf-form4_163062180068487.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,423 F1 · shares: Represents 113 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,680 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:05 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000094 · wf-form4_162275071110181.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,310 F1 · shares: Represents 124 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc.,a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as theDSUs to which they relate. F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,567 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 00:25 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 121 | $58.89 | $7,125.69 |
DisclosureSEC source: 0000766829-21-000060 · wf-form4_161550871743777.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,186 F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person. F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,443 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:37 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 101 | $62.56 | $6,318.56 |
DisclosureSEC source: 0000766829-21-000058 · wf-form4_161532586141504.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,307 F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person. F2 · balance_after: Represents (i) 5,126 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,865 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:43 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000053 · wf-form4_161479339769177.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,408 F1 · shares: Represents 130 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 4,876 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,216 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:09 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 186 | $68.29 | $12,701.94 |
DisclosureSEC source: 0000766829-21-000010 · wf-form4_160996734901745.xml · nonDerivative · entry 2 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,278 F3 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents (i) 4,876 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:09 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000010 · wf-form4_160996734901745.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,464 F1 · shares: Represents 1,509 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents (i) 4,560 shares of the issuer's common stock, (ii) 14,818 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 17:38 UTC | H2O AMERICA SJW · Entity 4308 | GrantCash Settled Restricted Stock Unit · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000170 · wf-form4_160762187903115.xml · derivative · entry 3 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039 Underlying: Common Stock · 1,039 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each Cash-Settled Restricted Stock Unit (CRSU) will vest and be settled on the third anniversary of the date of grant and each CRSU entitles the reporting person to a cash amount equal to the fair market value of one share of common stock on the vesting date. On December 8, 2020, such CRSUs vested and will be settled in cash in accordance with the terms of the CRSU agreement. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 17:38 UTC | H2O AMERICA SJW · Entity 4308 | Disposition to issuerCommon Stock | 1,039 | $67.07 | $69,685.73 |
DisclosureSEC source: 0000766829-20-000170 · wf-form4_160762187903115.xml · nonDerivative · entry 2 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,955 F2 · balance_after: Represents (i) 4,560 shares of the issuer's common stock, (ii) 13,309 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 17:38 UTC | H2O AMERICA SJW · Entity 4308 | Exercise / conversionCommon Stock | 1,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000766829-20-000170 · wf-form4_160762187903115.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Cash-Settled Restricted Stock Unit (CRSU) will vest and be settled on the third anniversary of the date of grant and each CRSU entitles the reporting person to a cash amount equal to the fair market value of one share of common stock on the vesting date. On December 8, 2020, such CRSUs vested and will be settled in cash in accordance with the terms of the CRSU agreement. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:07 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000162 · wf-form4_160703682454768.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,955 F1 · shares: Represents 116 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms of the DSUs to which they relate. F2 · balance_after: Represents (i) 4,560 shares of the issuer's common stock, (ii) 13,309 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,086 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 15:55 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 1,849 | $61.28 | $113,306.72 |
DisclosureSEC source: 0000766829-20-000143 · wf-form4_160260449944592.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,839 F1 · shares: Represents 1,849 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on October 9, 2020 pursuant to the terms of the October 9, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents (i) 4,560 shares of the issuer's common stock, (ii) 13,309 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,970 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 22:53 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000140 · wf-form4_159908716719172.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,688 F1 · shares: Represents 124 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., awholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 509 shares of the issuer's common stock, (ii) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,970 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:23 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000119 · wf-form4_159121937699968.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,564 F1 · shares: Represents 121 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc.,a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as theDSUs to which they relate. F2 · balance_after: Represents (i) 509 shares of the issuer's common stock, (ii) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person'sservice with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,846 shares subject to DSUs that are vested andwill be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 16:29 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 151 | $66.10 | $9,981.10 |
DisclosureSEC source: 0000766829-20-000076 · wf-form4_158403054506010.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,443 F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person. F2 · balance_after: Represents (i) 509 shares of the issuer's common stock, (ii) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,725 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 17:43 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 99 | $66.27 | $6,560.73 |
DisclosureSEC source: 0000766829-20-000072 · wf-form4_158377577886361.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,595 F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person. F2 · balance_after: Represents (i) 244 shares of the issuer's common stock, (ii) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,142 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:10 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000065 · wf-form4_158335621232024.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,694 F1 · shares: Represents 124 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (ii) 24,485 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 23:56 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000015 · wf-form4_157835497598037.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,570 F1 · shares: Represents 1,508 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 19,209 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 24,361 shares subject to Deferred Share Units ("DSU") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 17:53 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000146 · wf-form4_157548197865762.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,062 F1 · shares: Represents 103 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate. F2 · balance_after: Represents (i) 17,701 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (ii) 24,361 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 17:29 UTC | H2O AMERICA SJW · Entity 4308 | GrantCash Settled Restricted Stock Unit · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000133 · wf-form4_157081495508954.xml · derivative · entry 3 WESTBROOK MAUREEN P · CIK 0001217203 · VP, CS & Reg Aff of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039 Underlying: Common Stock · 1,039 shares Expires 2020-12-08 F3 · derivative.exercise_price: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date. F3 · shares: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date. F3 · balance_after: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 17:29 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 17,701 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000133 · wf-form4_157081495508954.xml · nonDerivative · entry 2 WESTBROOK MAUREEN P · CIK 0001217203 · VP, CS & Reg Aff of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,959 F2 · shares: Represents 17,701 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting and settlement of the RSU. The RSUs will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 17:29 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 24,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000133 · wf-form4_157081495508954.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · VP, CS & Reg Aff of CTWS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,258 F1 · shares: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): 24,258 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each DSU will entitle the reporting person to one share of common stock upon settlement. F1 · balance_after: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): 24,258 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each DSU will entitle the reporting person to one share of common stock upon settlement. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 15:22 UTC | CONNECTICUT WATER SERVICE INC / CT CTWS · Entity 154479 | Disposition to issuerRestricted Stock Units · Derivative | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053007 · doc4.xml · derivative · entry 3 WESTBROOK MAUREEN P · CIK 0001217203 · VP, Customer & Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,023 shares Expires not disclosed F3 · derivative.exercise_price: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement). F3 · derivative.exercise_date: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement). F3 · derivative.expiration_date: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement). F3 · derivative.underlying_shares: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement). Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 15:22 UTC | CONNECTICUT WATER SERVICE INC / CT CTWS · Entity 154479 | Disposition to issuerPerformance Share Units · Derivative | 23,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053007 · doc4.xml · derivative · entry 2 WESTBROOK MAUREEN P · CIK 0001217203 · VP, Customer & Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,876 shares Expires not disclosed F2 · derivative.exercise_price: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement). F2 · derivative.exercise_date: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement). F2 · derivative.expiration_date: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement). F2 · derivative.underlying_shares: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement). Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 15:22 UTC | CONNECTICUT WATER SERVICE INC / CT CTWS · Entity 154479 | Disposition to issuerCommon Stock | 14,206 | $70.00 | $994,420.00 |
DisclosureSEC source: 0001209191-19-053007 · doc4.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · VP, Customer & Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: See explanation in remarks below Read SEC document |
| March 05, 2019 Filed Mar 11, 2019 10:46 UTC | CONNECTICUT WATER SERVICE INC / CT CTWS · Entity 154479 | Tax withholdingCommon - Phantom (long-term) | 121 | $67.86 | $8,211.06 |
DisclosureSEC source: 0001209191-19-018326 · doc4.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · VP, Customer & Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,534 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 11:09 UTC | CONNECTICUT WATER SERVICE INC / CT CTWS · Entity 154479 | GrantRestricted Stock Units · Derivative | 1,023 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001209191-17-065138 · doc4.xml · derivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · VP, Customer & Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023 Underlying: Common Stock · 1,023 shares Expires 2020-12-08 F1 · security: The reporting person was granted 1,023 cash-settled restricted stock units ("RSU") under the Company's 2014 Performance Stock Program. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 08:38 UTC | CONNECTICUT WATER SERVICE INC / CT CTWS · Entity 154479 | SaleCommon Stock | 1,500 | $55.94 | $83,910.00 |
DisclosureSEC source: 0001209191-17-049552 · doc4.xml · nonDerivative · entry 1 WESTBROOK MAUREEN P · CIK 0001217203 · VP, Customer & Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,179 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.