Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H2O AMERICASJW · Entity 4308 | President of SJWC | February 28, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H2O AMERICA
Report date February 28, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,410 |
Reported balance
After 2023-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-28 · Tax withholding · Disposed 473 · Balance 25,410 F1: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 277 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023. F2: Represents 22,699 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Robert | 106 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 106 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 277 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.
F2: Represents 22,699 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2023 Filed Mar 2, 2023 21:15 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 473 | $76.44 | $36,156.12 |
DisclosureSEC source: 0000766829-23-000065 · wf-form4_167779170925985.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President of SJWC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,410 F1 · shares: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 277 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023. F2 · balance_after: Represents 22,699 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 19:32 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,371 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-23-000053 · wf-form4_167752632114629.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President of SJWC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,883 F3 · shares: Represents (i) 568 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 803 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022. F4 · balance_after: Represents 21,801 shares of the issuer's common stock and 4,082 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 31, 2023 Filed Feb 27, 2023 19:32 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 194 | $65.80 | $12,765.20 |
DisclosureSEC source: 0000766829-23-000053 · wf-form4_167752632114629.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President of SJWC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,512 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 21,801 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 20:03 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 205 | $83.35 | $17,086.75 |
DisclosureSEC source: 0000766829-23-000028 · wf-form4_167303538354914.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President of SJWC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,318 F1 · shares: Represents 205 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 21,607 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:48 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 392 | $82.23 | $32,234.16 |
DisclosureSEC source: 0000766829-23-000004 · wf-form4_167295167791523.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,523 F3 · shares: Represents 392 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 21,309 shares of the issuer's common stock and 3,214 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:48 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-23-000004 · wf-form4_167295167791523.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,915 F1 · shares: Represents 1,288 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 20,739 shares of the issuer's common stock and 4,176 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| November 23, 2022 Filed Dec 23, 2022 00:00 UTC | H2O AMERICA SJW · Entity 4308 | SaleCommon Stock | 830 | $74.72 | $62,017.60 |
DisclosureSEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 5 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Jillian Disclosed balance after: 0 F6 · balance_after: As of the filing date of this Form 4, the UTMA does not beneficially own shares of common stock of the issuer. Read SEC document |
| July 29, 2022 Filed Aug 24, 2022 17:35 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 159 | $55.81 | $8,873.79 |
DisclosureSEC source: 0000766829-22-000130 · wf-form4_166136249282837.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,027 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 21,139 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:05 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 516 | $65.22 | $33,653.52 |
DisclosureSEC source: 0000766829-22-000065 · wf-form4_164624782051637.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,868 F1 · shares: Represents (i) 356 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported on the Form 4 filed on February 25, 2022 and (ii) 160 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 TSR RSUs reported on the Form 4 filed on February 25, 2022. F2 · balance_after: Represents 20,980 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:46 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,494 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000053 · wf-form4_164581116364634.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,384 F1 · shares: Represents (i) 1,030 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021 and (ii) 464 shares of common stock subject to the 2019 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021. F2 · balance_after: Represents 20,002 shares of the issuer's common stock and 4,382 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 31, 2022 Filed Feb 17, 2022 20:42 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 207 | $58.53 | $12,115.71 |
DisclosureSEC source: 0000766829-22-000046 · wf-form4_164513050831147.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,890 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 20,002 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 19, 2022 Filed Dec 23, 2022 00:00 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 4 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Jillian Disclosed balance after: 830 F4 · shares: Represents transfer of 400 shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA) in January 2022. Read SEC document |
| January 19, 2022 Filed Dec 23, 2022 00:00 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 3 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,627 F4 · shares: Represents transfer of 400 shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA) in January 2022. F5 · balance_after: Reflects total number of shares owned by the reporting person as of the date of this filing and after the gift transaction explained in footnote 3 herein, including 20,739 shares of the issuer's common stock owned by the reporting person and 2,888 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Such total number reflects certain transactions previously reported on Forms 4 after the gift transaction on January 19, 2022 explained in footnote 3 herein. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 20:30 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 206 | $70.90 | $14,605.40 |
DisclosureSEC source: 0000766829-22-000021 · wf-form4_164150102137621.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,683 F1 · shares: Represents 206 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 19,795 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:08 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 404 | $72.76 | $29,395.04 |
DisclosureSEC source: 0000766829-22-000013 · wf-form4_164141331170095.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,889 F3 · shares: Represents 404 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 19,498 shares of the issuer's common stock and 3,391 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:08 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-22-000013 · wf-form4_164141331170095.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F1 · shares: Represents 1,379 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 18,911 shares of the issuer's common stock and 4,382 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| July 30, 2021 Filed Aug 17, 2021 20:33 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 174 | $58.59 | $10,194.66 |
DisclosureSEC source: 0000766829-21-000107 · wf-form4_162923238957282.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,914 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 18,911 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:50 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 352 | $65.03 | $22,890.56 |
DisclosureSEC source: 0000766829-21-000039 · wf-form4_161438338112601.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,740 F3 · shares: Represents 352 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1. F4 · balance_after: Represents 18,737 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:50 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000039 · wf-form4_161438338112601.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,092 F1 · shares: Represents 1,030 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020. F2 · balance_after: Represents 18,059 shares of the issuer's common stock and 4,033 shares of the issuer's common stock underlying RSUs wincluding the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 29, 2021 Filed Feb 11, 2021 00:11 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 211 | $56.24 | $11,866.64 |
DisclosureSEC source: 0000766829-21-000027 · wf-form4_161300229280942.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,062 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 18,059 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:19 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 582 | $68.29 | $39,744.78 |
DisclosureSEC source: 0000766829-21-000014 · wf-form4_160996795062002.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,851 F3 · shares: Represents 582 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 17,848 shares of the issuer's common stock and 3,003 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:19 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-21-000014 · wf-form4_160996795062002.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,433 F1 · shares: Represents 1,509 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 17,012 shares of the issuer's common stock and 4,421 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| July 31, 2020 Filed Aug 25, 2020 19:39 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 35 | $53.09 | $1,858.15 |
DisclosureSEC source: 0000766829-20-000137 · wf-form4_159838437317304.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,924 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 17,012 shares of the issuer's common stock and 2,912 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| March 02, 2020 Filed Dec 23, 2022 00:00 UTC | H2O AMERICA SJW · Entity 4308 | PurchaseCommon Stock | 30 | $65.53 | $1,965.90 |
DisclosureSEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Jillian Disclosed balance after: 430 F3 · shares: Represents shares acquired from March 2020 to November 2022 through a broker-administered dividend reinvestment program established by the reporting person F2 · price: Represents the average per-share price paid in multiple acquisitions under the broker-administered dividend reinvestment program. Read SEC document |
| March 02, 2020 Filed Dec 23, 2022 00:00 UTC | H2O AMERICA SJW · Entity 4308 | PurchaseCommon Stock | 6 | $64.42 | $386.52 |
DisclosureSEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Robert Disclosed balance after: 106 F1 · shares: Represents shares acquired from March 2020 to November 2022 through a broker-administered dividend reinvestment program established by the reporting person. F2 · price: Represents the average per-share price paid in multiple acquisitions under the broker-administered dividend reinvestment program. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:12 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 396 | $61.18 | $24,227.28 |
DisclosureSEC source: 0000766829-20-000057 · wf-form4_158327353070299.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,889 F3 · shares: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 200 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1. F4 · balance_after: Represents 16,977 shares of the issuer's common stock and 2,912 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:12 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000057 · wf-form4_158327353070299.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,285 F1 · shares: Represents (i) 568 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 584 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019. F2 · balance_after: Represents 16,221 shares of the issuer's common stock and 4,064 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| January 31, 2020 Filed Feb 12, 2020 23:14 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 345 | $62.35 | $21,510.75 |
DisclosureSEC source: 0000766829-20-000040 · wf-form4_158154923478148.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,133 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 16,221 shares of the issuer's common stock and 2,912 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:05 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 194 | $69.84 | $13,548.96 |
DisclosureSEC source: 0000766829-20-000026 · wf-form4_157843832035238.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,788 F1 · shares: Represents 194 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 15,876 shares of the issuer's common stock and 2,912 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 01:59 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 373 | $69.63 | $25,971.99 |
DisclosureSEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 6 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,982 F6 · shares: Represents 373 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the Restricted Stock Units were granted and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F7 · balance_after: Represents 15,595 shares of the issuer's common stock and 3,387 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 01:59 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 5 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,355 F4 · shares: Represents 1,508 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F5 · balance_after: Represents 15,053 shares of the issuer's common stock and 4,302 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| December 09, 2019 Filed Jan 7, 2020 01:59 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 4 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Robert Disclosed balance after: 100 F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA). Read SEC document |
| December 09, 2019 Filed Jan 7, 2020 01:59 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 3 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,847 F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA). F3 · balance_after: Represents 15,053 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| December 09, 2019 Filed Jan 7, 2020 01:59 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Jillian Disclosed balance after: 400 F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA). Read SEC document |
| December 09, 2019 Filed Jan 7, 2020 01:59 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,947 F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA). F2 · balance_after: Represents 15,153 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying restricted stock units ("RSUs") that will vest and become issuable in accordance with their terms. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:13 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 428 | $61.17 | $26,180.76 |
DisclosureSEC source: 0000766829-19-000069 · wf-form4_155148198866624.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,347 F1 · shares: Represents 428 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units reported on the Form 4 filed on February 26, 2019. F2 · balance_after: Represents 15,553 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 22:41 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000055 · wf-form4_155122090180221.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 F1 · shares: Represents 1,240 shares of common stock subject to the Restricted Stock Units that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2018 calendar year period and continued service by the reporting person through December 31, 2018. F2 · balance_after: Represents 14,741 shares of the issuer's common stock and 4,034 shares of the issuer's common stock underlying restricted stock units including the shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 31, 2019 Filed Feb 14, 2019 16:50 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 392 | $50.96 | $19,976.32 |
DisclosureSEC source: 0000766829-19-000036 · wf-form4_155016300411641.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,535 F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 14,741 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 00:21 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 388 | $56.83 | $22,050.04 |
DisclosureSEC source: 0000766829-19-000026 · wf-form4_154690687687200.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,143 F1 · shares: Represents 388 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2019 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 14,349 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2019 Filed Jan 5, 2019 00:29 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 194 | $55.05 | $10,679.70 |
DisclosureSEC source: 0000766829-19-000022 · wf-form4_154664816417122.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,531 F1 · shares: Represents 194 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2019 pursuant to the terms of the January 3, 2017 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 13,784 shares of the issuer's common stock and 3,747 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 00:31 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 174 | $54.74 | $9,524.76 |
DisclosureSEC source: 0000766829-19-000006 · wf-form4_154656184502679.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,725 F3 · shares: Represents 174 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2019 pursuant to the terms of the January 2, 2018 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the Restricted Stock Units were granted and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 13,503 shares of the issuer's common stock and 4,222 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 00:31 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,462 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000006 · wf-form4_154656184502679.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,899 F1 · shares: Represents 1,462 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 13,249 shares of the issuer's common stock and 4,650 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| July 31, 2018 Filed Aug 24, 2018 22:53 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 10 | $54.98 | $549.80 |
DisclosureSEC source: 0000766829-18-000123 · wf-form4_153515119189599.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,437 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 13,249 shares of the issuer's common stock and 3,188 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| April 30, 2018 Filed May 2, 2018 17:31 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 57 | $60.45 | $3,445.65 |
DisclosureSEC source: 0000766829-18-000107 · wf-form4_152528225177967.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,427 F1 · shares: Represents 57 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on April 30, 2018 pursuant to the terms of the April 29, 2015 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 13,239 shares of the issuer's common stock and 3,188 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 00:30 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 478 | $52.94 | $25,305.32 |
DisclosureSEC source: 0000766829-18-000082 · wf-form4_151995058816205.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,484 F1 · shares: Represents 478 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units ("RSUs") reported on the Form 4 filed on February 27, 2018. F2 · balance_after: Represents 13,129 shares of the issuer's common stock and 3,355 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:58 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000062 · wf-form4_151977588419302.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,962 F1 · shares: Represents 1,383 shares of common stock subject to the Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017. F2 · balance_after: Represents 12,224 shares of the issuer's common stock and 4,738 shares of the issuer's common stock underlying restricted stock units including the shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 31, 2018 Filed Feb 6, 2018 20:00 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 441 | $50.86 | $22,429.26 |
DisclosureSEC source: 0000766829-18-000042 · wf-form4_151794721382136.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,579 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 12,224 shares of the issuer's common stock and 3,355 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 23:33 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 417 | $61.82 | $25,778.94 |
DisclosureSEC source: 0000766829-18-000040 · wf-form4_151519516782588.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,138 F1 · shares: Represents 417 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2018 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 11,783 shares of the issuer's common stock and 3,355 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 00:04 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 207 | $62.87 | $13,014.09 |
DisclosureSEC source: 0000766829-18-000030 · wf-form4_151511063644052.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,555 F1 · shares: Represents 207 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2018 pursuant to the terms of the January 3, 2017 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 11,247 shares of the issuer's common stock and 4,308 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 01:15 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 91 | $63.47 | $5,775.77 |
DisclosureSEC source: 0000766829-18-000010 · wf-form4_151502850808172.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,762 F3 · shares: Represents 91 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities on the Form 3 filed on April 30, 2015 and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 10,980 shares of the issuer's common stock and 4,782 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.