HTO

SEC source: 0000766829-23-000024 · wf-form4_167303430329580.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,663

F1 · shares: Represents 149 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were reported as Table I securities on Form 3 filed on January 5, 2023 by the reporting person as restricted stock units previously granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 1,781 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000022 · wf-form4_167303399649723.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,678

F1 · shares: Represents 130 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,624 shares of the issuer's common stock and 3,054 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000020 · wf-form4_167303360001975.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,912

F1 · shares: Represents 186 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 11,485 shares of the issuer's common stock and 3,427 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000018 · wf-form4_167303331745262.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,037

F1 · shares: Represents 186 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 1,879 shares of the issuer's common stock, (ii) 2,711 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,447 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000016 · wf-form4_167295612606779.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

F3 · shares: Represents 295 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 2, 2020 and January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 1,527 shares of the issuer's common stock, (ii) 2,619 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000016 · wf-form4_167295612606779.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,107

F1 · shares: Represents 1,022 shares of common stock underlying restricted stock units (RSUs) granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's completion of each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 1,026 shares of the issuer's common stock, (ii) 3,415 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000012 · wf-form4_167295414161813.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,223

F3 · shares: Represents 360 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 2, 2020 and January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 1,562 shares of the issuer's common stock, (ii) 3,214 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,447 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000012 · wf-form4_167295414161813.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,583

F1 · shares: Represents 1,288 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 960 shares of the issuer's common stock, (ii) 5,601 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 15,022 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000008 · wf-form4_167295333982636.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

F1 · shares: Represents 1,533 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,712 restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000010 · wf-form4_167295367782688.xml · nonDerivative · entry 2

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,808

F3 · shares: Represents 316 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 2, 2020 and January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 3,433 shares of the issuer's common stock and 3,375 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000010 · wf-form4_167295367782688.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124

F1 · shares: Represents 1,288 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,972 shares of the issuer's common stock and 4,152 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000006 · wf-form4_167295213304985.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,178

F3 · shares: Represents 1,561 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 2, 2020 and January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 28,828 shares of the issuer's common stock and 15,350 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000006 · wf-form4_167295213304985.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,739

F1 · shares: Represents 6,486 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 26,208 shares of the issuer's common stock and 19,531 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000004 · wf-form4_167295167791523.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,523

F3 · shares: Represents 392 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 21,309 shares of the issuer's common stock and 3,214 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000004 · wf-form4_167295167791523.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,915

F1 · shares: Represents 1,288 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 20,739 shares of the issuer's common stock and 4,176 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000002 · wf-form4_167295017860796.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,098

F3 · shares: Represents 355 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 2, 2020 and January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 11,168 shares of the issuer's common stock and 3,930 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000002 · wf-form4_167295017860796.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,453

F1 · shares: Represents 1,737 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 10,561 shares of the issuer's common stock and 4,892 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000164 · wf-form4_167243797883274.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,590

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

F2 · balance_after: Represents (i) 13,826 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,876 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000159 · wf-form4_167175148397476.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chf. Crp. Dev. & Str. Offcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,179

F1 · shares: Represents 3,753 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting and settlement of the RSU. The RSUs will vest in three successive annual installments upon the reporting person's completion of service through each of December 31, 2023, December 31, 2024 and December 31, 2025, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 5,179 restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000156 · wf-form4_167027302438639.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,295

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 72 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 960 shares of common stock, (ii) 4,313 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 15,022 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000154 · wf-form4_167027190267288.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,240

F1 · shares: Represents 115 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms of the DSUs to which they relate.

F2 · balance_after: Represents (i) 14,476 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,876 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 5

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA Jillian

Disclosed balance after: 0

F6 · balance_after: As of the filing date of this Form 4, the UTMA does not beneficially own shares of common stock of the issuer.

SEC source: 0000766829-22-000160 · wf-form4_167175162312082.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,716

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

F2 · balance_after: Represents 10,561 shares of the issuer's common stock and 3,155 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000152 · wf-form4_166759541726972.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,249

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 6,644 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000144 · wf-form4_166636878038418.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,958

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 7,353 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000142 · wf-form4_166559630894058.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,125

F1 · shares: Represents 1,849 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on October 9, 2022 pursuant to the terms of the October 9, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 14,476 shares of the issuer's common stock, (ii) 2,888 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,761 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000140 · wf-form4_166551084977624.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,761

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 8,156 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000138 · wf-form4_166421291869981.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,381

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 8,776 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000136 · wf-form4_166378348983142.xml · nonDerivative · entry 1

Guardino Carl · CIK 0001812484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 1,175 shares of the issuer's common stock and 1,554 shares of the issuer's restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000134 · wf-form4_166248124814815.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,216

F1 · shares: Represents 8 shares subject to restricted stock units ("RSU") and 83 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 960 shares of common stock, (ii) 4,306 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,950 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000132 · wf-form4_166248080025259.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,974

F1 · shares: Represents 131 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 10,424 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,761 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000122 · wf-form4_166136043119031.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chf. Crp. Dev. & Str. Offcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426

F1 · shares: Represents 1,426 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,426 restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000130 · wf-form4_166136249282837.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,027

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 21,139 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000128 · wf-form4_166136193262554.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 2,972 shares of the issuer's common stock and 2,864 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000126 · wf-form4_166136152237297.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,914

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 9,309 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000124 · wf-form4_166136088271359.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,253

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 26,208 shares of the issuer's common stock and 13,045 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000108 · wf-form4_165427278884831.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,125

F1 · shares: Represents 8 shares subject to restricted stock units ("RSU") and 86 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 960 shares of the issuer's common stock, (ii) 4,298 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,867 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000106 · wf-form4_165427242245070.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,843

F1 · shares: Represents 136 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc.,a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as theDSUs to which they relate.

F2 · balance_after: Represents (i) 10,424 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,630 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000104 · wf-form4_165412592955210.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,795

F1 · shares: Represents 90 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on May 31, 2022 pursuant to the terms of the May 31, 2021 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 2,931 shares of the issuer's common stock and 2,864 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000098 · wf-form4_165125942637263.xml · nonDerivative · entry 1

Heather Hunt · CIK 0001371472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,497 shares of the issuer's common stock and 1,554 shares of restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000096 · wf-form4_165125916319831.xml · nonDerivative · entry 1

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 3,799 shares of the issuer's common stock and 1,554 shares of the issuer's restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000100 · wf-form4_165126010943710.xml · nonDerivative · entry 1

Guardino Carl · CIK 0001812484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,216 shares of the issuer's common stock and 2,688 shares of the issuer's restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000088 · wf-form4_165125747312036.xml · nonDerivative · entry 1

LANDIS GREGORY P · CIK 0001182432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,563

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,009 shares of the issuer's common stock and 1,554 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000092 · wf-form4_165125825261354.xml · nonDerivative · entry 1

KLEIN REBECCA A · CIK 0001488085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,021

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,021 restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000086 · wf-form4_165125727375045.xml · nonDerivative · entry 1

HANLEY MARY ANN · CIK 0001218375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,842 shares of the issuer's common stock held under an IRA and 1,554 shares of restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000094 · wf-form4_165125872996930.xml · nonDerivative · entry 1

WALLACE CAROL P · CIK 0001218382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,497 shares of the issuer's common stock and 1,554 shares of restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000090 · wf-form4_165125785452494.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

F1 · shares: Represents 1,554 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2023 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 3,799 shares of the issuer's common stock 1,554 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000080 · wf-form4_164728591012315.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,707

F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person.

F2 · balance_after: Represents (i) 10,424 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,494 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000073 · wf-form4_164632928750354.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,833

F1 · shares: Represents 134 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 10,112 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,932 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-22-000071 · wf-form4_164632879175682.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,031

F1 · shares: Represents 8 shares subject to restricted stock units ("RSU") and 82 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 960 shares of the issuer's common stock, (ii) 4,290 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,781 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.