Hauk Bruce A

SEC source: 0001628280-26-014208 · wk-form4_1772581147.xml · nonDerivative · entry 3

Hauk Bruce A · CIK 0001805479 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,616

F3 · shares: Represents (i) 311 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2023 ROE RSUs reported on this Form 4 and (ii) 67 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2023 TSR RSUs reported on this Form 4.

F4 · balance_after: Represents 7,600 shares of Common Stock and 9,016 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001628280-26-014208 · wk-form4_1772581147.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,994

F2 · shares: Represents (i) 1,230 shares of Issuer's Common Stock subject to the 2023 RSUs that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over a period from January 1, 2023 to December 31, 2025 and continued service by the reporting person through December 31, 2025 and (ii) 273 shares of Common Stock subject to the 2023 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over a period from January 1, 2023 to December 31, 2025 and continued service by the reporting person through December 31, 2025.

SEC source: 0001628280-26-014208 · wk-form4_1772581147.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,491

F1 · shares: Represents 2,743 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

SEC source: 0001628280-26-001046 · wk-form4_1767748881.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,748

F2 · shares: Represents 152 shares of the issuer's Common Stock withheld in satisfaction of the applicable withholding taxes upon the vesting of certain shares of Common Stock that became issuable on January 3, 2026 pursuant to the terms of the Restricted Stock Unit Issuance Agreement between the reporting person and the issuer dated January 3, 2023. The shares underlying such RSUs were previously reported as Table I securities at the time the RSUs were granted. Accordingly, the issuance of such shares is not a reportable transaction on this Form 4.

F3 · balance_after: Represents 7,978 shares of Common Stock and 4,770 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001628280-26-001046 · wk-form4_1767748881.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,900

F1 · shares: Represents 873 shares of the issuer's common stock (Common Stock) withheld in satisfaction of the applicable withholding taxes upon the vesting of certain shares of Common Stock that became issuable on January 2, 2026 pursuant to the terms of the Restricted Stock Unit Issuance Agreements between the reporting person and the issuer dated December 20, 2022, January 2, 2024, and January 2, 2025, respectively. The shares underlying such restricted stock units (RSUs) were previously reported as Table I securities at the time the RSUs were granted. Accordingly, the issuance of such shares is not a reportable transaction on this Form 4.

SEC source: 0000766829-25-000090 · wk-form4_1756213034.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,773

F1 · shares: Represents 116 shares of the Issuer's common stock ("Common Stock") withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on August 22, 2025 pursuant to the terms of the August 22, 2022 Restricted Stock Unit Issuance Agreement between the reporting person and the Issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units ("RSUs") were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 5,548 shares of Common Stock and (ii) 8,225 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-25-000069 · wk-form4_1751573051.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,889

F1 · shares: Represents 2,076 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in two annual successive installments upon the completion of the reporting person's each year of service with the issuer for the two-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 5,188 shares of the Common Stock and 8,701 shares of Common Stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0001805479-25-000006 · wk-form4_1741123424.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,813

F2 · shares: Represents (i) 226 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2022 ROE RSUs reported on this Form 4 and (ii) 163 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2022 TSR RSUs reported on this Form 4.

F3 · balance_after: Represents 5,188 shares of Common Stock and 6,625 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001805479-25-000006 · wk-form4_1741123424.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,202

F1 · shares: Represents (i) 928 shares of Issuer's common stock ("Common Stock") subject to the 2022 Restricted Stock Units ("RSUs") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over a period from January 1, 2022 to December 31, 2024 and continued service by the reporting person through December 31, 2024 and (ii) 669 shares of Common Stock subject to the 2022 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over a period from January 1, 2022 to December 31, 2024 and continued service by the reporting person through December 31, 2024.

SEC source: 0001805479-25-000004 · wk-form4_1736284431.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,605

F1 · shares: Represents 151 shares of Common Stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2025 pursuant to the terms of the January 3, 2023 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units ("RSUs") were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,980 shares of Common Stock and 6,625 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001805479-25-000002 · wk-form4_1736198179.xml · nonDerivative · entry 3

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,756

F3 · shares: Represents 205 shares of Common Stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2025 pursuant to the terms of the January 2, 2024 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 3,620 shares of Common Stock and (ii) 7,136 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001805479-25-000002 · wk-form4_1736198179.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,961

F2 · shares: Represents 370 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on December 31, 2024 pursuant to the terms of the December 20, 2022 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

SEC source: 0001805479-25-000002 · wk-form4_1736198179.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,331

F1 · shares: Represents 2,998 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

SEC source: 0001805479-24-000003 · wk-form4_1724443391.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,333

F1 · shares: Represents 115 shares of the Issuer's common stock ("Common Stock") withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on August 22, 2024 pursuant to the terms of the August 22, 2022 Restricted Stock Unit Issuance Agreement between the reporting person and the Issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units ("RSUs") were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 2,250 shares of Common Stock and (ii) 6,083 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-24-000004 · wk-form4_1704411493.xml · nonDerivative · entry 3

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,448

F5 · shares: Represents 151 shares of Common Stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2024 pursuant to the terms of the January 3, 2023 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F6 · balance_after: Represents (i) 1,890 shares of Common Stock; and (ii) 6,558 shares of Common Stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-24-000004 · wk-form4_1704411493.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,599

F3 · shares: Represents 370 shares of issuer's Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on December 31, 2023 pursuant to the terms of the December 20, 2022 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 1,530 shares of Common Stock; and (ii) 7,069 shares of Common Stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-24-000004 · wk-form4_1704411493.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,969

F1 · shares: Represents 2,083 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 649 shares of the issuer's Common Stock, including 313 shares of Common Stock that were previously reported on a Form 4 dated August 24, 2023 and inadvertently excluded from the total number of shares owned by the reporting person; and (ii) 8,320 shares of Common Stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0001805479-23-000002 · wk-form4_1692894951.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,573

F1 · shares: Represents 139 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on August 22, 2023 pursuant to the terms of the August 22, 2022 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units ("RSUs") were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 336 shares of the issuer's common stock ("Common Stock"); (ii) 313 shares of Common Stock acquired on July 31, 2023 in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan; and (iii) 6,237 shares of Common Stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-23-000008 · wf-form4_167295333982636.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

F1 · shares: Represents 1,533 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,712 restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000159 · wf-form4_167175148397476.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chf. Crp. Dev. & Str. Offcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,179

F1 · shares: Represents 3,753 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting and settlement of the RSU. The RSUs will vest in three successive annual installments upon the reporting person's completion of service through each of December 31, 2023, December 31, 2024 and December 31, 2025, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 5,179 restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000122 · wf-form4_166136043119031.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chf. Crp. Dev. & Str. Offcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426

F1 · shares: Represents 1,426 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,426 restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0001410636-21-000074 · wf-form4_161366073208482.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,633

SEC source: 0001410636-21-000047 · wf-form4_161223079753318.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,937

SEC source: 0001410636-21-000024 · wf-form4_161162651502337.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121

SEC source: 0001410636-21-000024 · wf-form4_161162651502337.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2018 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 22, 2021. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

SEC source: 0001410636-21-000004 · wf-form4_160988493910278.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,934

F1 · balance_after: Includes (i) 54.20811 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, and (ii) 55.3709 shares purchased and credited under the Company's 2017 Nonqualified Employee Stock Purchase Plan, each since the reporting person's last Form 4 report.

SEC source: 0001410636-20-000052 · wf-form4_158328230015418.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Pres, Reg. Ops & Military Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,888