Patla Craig J

SEC source: 0000766829-25-000060 · wk-form4_1749071231.xml · derivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,916

Underlying: Common Stock · 31 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 31 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · shares: Represents 31 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.exercise_date: Represents 31 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.expiration_date: Represents 31 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

SEC source: 0001604317-25-000006 · wk-form4_1741124203.xml · derivative · entry 3

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,885

Underlying: Common Stock · 30 shares

Expires not disclosed

F4 · shares: Represents 30 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F4 · price: Represents 30 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F4 · derivative.exercise_date: Represents 30 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F4 · derivative.expiration_date: Represents 30 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

SEC source: 0001604317-25-000006 · wk-form4_1741124203.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,200

F2 · shares: Represents (i) 28 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2022 ROE RSUs reported on this Form 4 and (ii) 25 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2022 TSR RSUs reported on this Form 4.

F3 · balance_after: Represents 1,530 shares of Common Stock and 3,670 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001604317-25-000006 · wk-form4_1741124203.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,253

F1 · shares: Represents (i) 85 shares of Issuer's common stock ("Common Stock") subject to the 2022 Restricted Stock Units ("RSUs") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over a period from January 1, 2022 to December 31, 2024 and continued service by the reporting person through December 31, 2024 and (ii) 80 shares of Common Stock subject to the 2022 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over a period from January 1, 2022 to December 31, 2024 and continued service by the reporting person through December 31, 2024.

SEC source: 0001604317-25-000004 · wk-form4_1736284021.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,088

F1 · shares: Represents 273 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 3, 2025 pursuant to the terms of the January 3, 2022 and January 3, 2023 Restricted Stock Unit Issuance Agreements, respectively, between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units ("RSUs") were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 1,418 shares of Common Stock and 3,670 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001604317-25-000002 · wk-form4_1736198384.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,361

F2 · shares: Represents 198 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 2, 2025 pursuant to the terms of the January 2, 2024 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F3 · balance_after: Represents 955 shares of Common Stock and 4,406 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0001604317-25-000002 · wk-form4_1736198384.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,559

F1 · shares: Represents 2,259 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

SEC source: 0001604317-24-000014 · wk-form4_1733348473.xml · derivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 27 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 27 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · shares: Represents 27 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.exercise_date: Represents 27 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.expiration_date: Represents 27 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

SEC source: 0000766829-24-000089 · wk-form4_1725566927.xml · derivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,828

Underlying: Common Stock · 26 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 26 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · shares: Represents 26 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.exercise_date: Represents 26 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.expiration_date: Represents 26 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

SEC source: 0001604317-24-000012 · wk-form4_1717619263.xml · derivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,802

Underlying: Common Stock · 28 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 28 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · shares: Represents 28 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.exercise_date: Represents 28 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.expiration_date: Represents 28 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

SEC source: 0001604317-24-000010 · wk-form4_1715112081.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,300

F1 · price: All shares were sold at an average price of $55.62.

F2 · balance_after: Represents (i) 619 shares of the Issuer's common stock ("Common Stock"), and (ii) 2,681 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances. Each RSU will entitle the reporting person to one share of Common Stock upon settlement.

SEC source: 0001604317-24-000008 · wk-form4_1709686509.xml · derivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,774

Underlying: Common Stock · 27 shares

Expires not disclosed

F2 · shares: Represents 27 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock ("Common Stock") underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.exercise_date: Represents 27 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock ("Common Stock") underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · derivative.expiration_date: Represents 27 shares subject to DSUs granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock ("Common Stock") underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F3 · balance_after: Represents DSUs that were previously included in the total amount of securities beneficially owned in column 5 of Table I.

SEC source: 0001604317-24-000004 · wk-form4_1709597623.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,447

F2 · shares: Represents (i) 24 shares of Common Stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2021 ROE RSUs reported on this Form 4 and (ii) 53 shares of Common Stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2021 TSR RSUs reported on this Form 4.

F3 · balance_after: Represents (i) 2,019 shares of the issuer's Common Stock, (ii) 2,681 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,747 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0001604317-24-000004 · wk-form4_1709597623.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,524

F1 · shares: Represents (i) 76 shares of common stock subject to the 2021 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2021 calendar year and continued service by the reporting person through December 31, 2023 and (ii) 167 shares of common stock subject to 2021 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2021 calendar year and continued service by the reporting person through December 31, 2023.

SEC source: 0001604317-24-000002 · wk-form4_1704748290.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,281

F1 · shares: Represents 150 shares of the issuer's common stock ("Common Stock") withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 4, 2024 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 1,853 shares of the issuer's Common Stock, (ii) 2,681 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,747 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-24-000008 · wk-form4_1704415973.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,431

F3 · shares: Represents 272 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 3, 2024 pursuant to the terms of the January 3, 2022 and January 3, 2023 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 1,599 shares of Common Stock, (ii) 3,085 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,747 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of Common Stock upon settlement.

SEC source: 0000766829-24-000008 · wk-form4_1704415973.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,703

F1 · shares: Represents 1,603 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant.

F2 · balance_after: Represents (i) 1,137 shares of Common Stock, (ii) 3,819 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,747 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0001604317-23-000002 · wk-form4_1701813478.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,100

F1 · shares: Represents 21 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,747 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000136 · wk-form4_1693955384.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,079

F1 · shares: Represents 22 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,726 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000116 · wk-form4_1685998839.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,057

F1 · shares: Represents 19 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,704 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000082 · wf-form4_168002057775459.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,038

F1 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,685 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement

SEC source: 0000766829-23-000069 · wf-form4_167787564562183.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,763

F1 · shares: Represents 19 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,862 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,685 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000061 · wf-form4_167779025472259.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,744

F1 · shares: Represents (i) 11 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 24 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.

F2 · balance_after: Represents (i) 1,862 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000047 · wf-form4_167752497810240.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779

F1 · shares: Represents (i) 37 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 79 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022.

F2 · balance_after: Represents (i) 1,781 shares of the issuer's common stock, (ii) 2,332 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000024 · wf-form4_167303430329580.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,663

F1 · shares: Represents 149 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were reported as Table I securities on Form 3 filed on January 5, 2023 by the reporting person as restricted stock units previously granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 1,781 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000016 · wf-form4_167295612606779.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

F3 · shares: Represents 295 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2023 pursuant to the terms of the January 2, 2020 and January 3, 2022 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 1,527 shares of the issuer's common stock, (ii) 2,619 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-23-000016 · wf-form4_167295612606779.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,107

F1 · shares: Represents 1,022 shares of common stock underlying restricted stock units (RSUs) granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's completion of each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 1,026 shares of the issuer's common stock, (ii) 3,415 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0001209191-19-053005 · doc4.xml · derivative · entry 3

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,023 shares

Expires not disclosed

F3 · derivative.exercise_price: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

F3 · derivative.exercise_date: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

F3 · derivative.expiration_date: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

F3 · derivative.underlying_shares: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

SEC source: 0001209191-19-053005 · doc4.xml · derivative · entry 2

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,995 shares

Expires not disclosed

F2 · derivative.exercise_price: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

F2 · derivative.exercise_date: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

F2 · derivative.expiration_date: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

F2 · derivative.underlying_shares: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

SEC source: 0001209191-19-053005 · doc4.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: See explanation in remarks below

SEC source: 0001209191-19-018796 · doc4.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,626

SEC source: 0001209191-19-018796 · doc4.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,673

SEC source: 0001209191-19-019448 · doc4a.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630

F1 · shares: The original Form 4 filed on March 12, 2019, is being amended by the Form 4 amendment solely to correct an administrative error, which misreported the withholding of shares to satisfy the tax liability of shares vested in accordance with Rule 16b-3. The number of shares withheld was originally reported as 46. In fact, 42 shares were withheld. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares beneficially owned by the reporting person by 4 shares.

SEC source: 0001209191-19-018324 · doc4.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,717

SEC source: 0001209191-19-004668 · doc4.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

SEC source: 0001209191-19-004668 · doc4.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,517

SEC source: 0001209191-18-004703 · doc4.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,738

SEC source: 0001209191-18-004703 · doc4.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,139

SEC source: 0001209191-17-065136 · doc4.xml · derivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 1,023 shares

Expires 2020-12-08

F1 · security: The reporting person was granted 1,023 cash-settled restricted stock units ("RSU") under the Company's 2014 Performance Stock Program.

SEC source: 0001209191-17-005025 · doc4.xml · nonDerivative · entry 2

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

SEC source: 0001209191-17-005025 · doc4.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · VP, Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663