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0000766829
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Last 12 months

Inside the activity.

6 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202611
Jun 202600
Jul 202631
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2024 Filed Jan 5, 2024 00:46 UTC
Walters Andrew FCFO & Treasurer
Tax withholdingCommon Stock 384 $64.78 $24,875.52
Disclosure

SEC source: 0000766829-24-000006 · wk-form4_1704415587.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,780

F3 · shares: Represents 384 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 3, 2024 pursuant to the terms of the January 3, 2022 and January 3, 2023 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 13,142 shares of the issuer's common stock and 4,638 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 03, 2024 Filed Jan 4, 2024 23:38 UTC
Hauk Bruce AChief Operating Officer
Tax withholdingCommon Stock 151 $64.78 $9,781.78
Disclosure

SEC source: 0000766829-24-000004 · wk-form4_1704411493.xml · nonDerivative · entry 3

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,448

F5 · shares: Represents 151 shares of Common Stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2024 pursuant to the terms of the January 3, 2023 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F6 · balance_after: Represents (i) 1,890 shares of Common Stock; and (ii) 6,558 shares of Common Stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

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January 02, 2024 Filed Jan 5, 2024 02:01 UTC
Brown Willie D. Jr.VP & Gen Counsel
GrantCommon Stock 1,731 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000014 · wk-form4_1704420096.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP & Gen Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,712

F1 · shares: Represents 1,731 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 4,123 shares of Common Stock; (ii) 67 shares of Common Stock acquired on July 31, 2023 in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan; and (iii) 4,522 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 02, 2024 Filed Jan 5, 2024 01:53 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 1,763 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000012 · wk-form4_1704419594.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,102

F1 · shares: Represents 1,763 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 2,821 shares of the issuer's common stock, (ii) 4,474 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,807 shares subject to deferred stock units ("DSUs") granted to the Reporting Person pursuant to Dividend Equivalent Rights ("DERs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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January 02, 2024 Filed Jan 5, 2024 01:35 UTC
Thornburg Eric WDirector · President & CEO
GrantCommon Stock 8,436 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000010 · wk-form4_1704418535.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,314

F1 · shares: Represents 8,436 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three successive annual installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 35,462 shares of Common Stock; (ii) 102 shares of Common Stock acquired on July 31, 2023 in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan; and (iii) 21,750 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 02, 2024 Filed Jan 5, 2024 00:53 UTC
Patla Craig JPresident of CTWS
GrantCommon Stock 1,603 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000008 · wk-form4_1704415973.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,703

F1 · shares: Represents 1,603 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant.

F2 · balance_after: Represents (i) 1,137 shares of Common Stock, (ii) 3,819 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,747 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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January 02, 2024 Filed Jan 5, 2024 00:46 UTC
Walters Andrew FCFO & Treasurer
GrantCommon Stock 2,339 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000006 · wk-form4_1704415587.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,164

F1 · shares: Represents 2,339 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 12,487 shares of Common Stock and 5,677 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 02, 2024 Filed Jan 4, 2024 23:38 UTC
Hauk Bruce AChief Operating Officer
Tax withholdingCommon Stock 370 $65.65 $24,290.50
Disclosure

SEC source: 0000766829-24-000004 · wk-form4_1704411493.xml · nonDerivative · entry 2

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,599

F3 · shares: Represents 370 shares of issuer's Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on December 31, 2023 pursuant to the terms of the December 20, 2022 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 1,530 shares of Common Stock; and (ii) 7,069 shares of Common Stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

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January 02, 2024 Filed Jan 4, 2024 23:38 UTC
Hauk Bruce AChief Operating Officer
GrantCommon Stock 2,083 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000004 · wk-form4_1704411493.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,969

F1 · shares: Represents 2,083 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 649 shares of the issuer's Common Stock, including 313 shares of Common Stock that were previously reported on a Form 4 dated August 24, 2023 and inadvertently excluded from the total number of shares owned by the reporting person; and (ii) 8,320 shares of Common Stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2024 Filed Jan 4, 2024 22:50 UTC
Zerhouni Mohammed G.SVP of Fin., Prin. Acct. Ofcr.
GrantCommon Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000002 · wk-form4_1704408625.xml · nonDerivative · entry 2

Zerhouni Mohammed G. · CIK 0001963887 · SVP of Fin., Prin. Acct. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,704

F3 · shares: Represents 1,143 shares of Common Stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F4 · balance_after: Represents 3,704 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 02, 2024 Filed Jan 4, 2024 22:50 UTC
Zerhouni Mohammed G.SVP of Fin., Prin. Acct. Ofcr.
GrantCommon Stock 1,574 $0.00 $0.00
Disclosure

SEC source: 0000766829-24-000002 · wk-form4_1704408625.xml · nonDerivative · entry 1

Zerhouni Mohammed G. · CIK 0001963887 · SVP of Fin., Prin. Acct. Ofcr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,561

F1 · shares: Represents 1,574 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,561 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.

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December 01, 2023 Filed Dec 5, 2023 22:06 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001313291-23-000002 · wk-form4_1701813953.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,339

F1 · shares: Represents 95 shares subject to deferred stock units ("DSUs") granted to the Reporting Person pursuant to Dividend Equivalent Rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 2,821 shares of the issuer's common stock, (ii) 2,711 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,807 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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December 01, 2023 Filed Dec 5, 2023 21:58 UTC
Patla Craig JPresident of CTWS
GrantCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001604317-23-000002 · wk-form4_1701813478.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,100

F1 · shares: Represents 21 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,747 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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September 01, 2023 Filed Sep 5, 2023 23:09 UTC
Patla Craig JPresident of CTWS
GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000136 · wk-form4_1693955384.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,079

F1 · shares: Represents 22 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,726 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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September 01, 2023 Filed Sep 5, 2023 20:54 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000134 · wk-form4_1693947254.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,244

F1 · shares: Represents 97 shares subject to deferred stock units ("DSUs") granted to the Reporting Person pursuant to Dividend Equivalent Rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 2,821 shares of the issuer's common stock, (ii) 2,711 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,712 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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September 01, 2023 Filed Sep 5, 2023 20:51 UTC GrantCommon Stock 968 $65.43 $63,336.24
Disclosure

SEC source: 0000766829-23-000133 · wk-form4_1693947067.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 968

F1 · balance_after: Represents 968 restricted stock units granted to the reporting person under the Issuer's 2023 Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full on the one year anniversary of the date of grant, subject to accelerated vesting under certain prescribed circumstances.

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August 22, 2023 Filed Aug 24, 2023 16:36 UTC
Hauk Bruce AChief Operating Officer
Tax withholdingCommon Stock 139 $66.73 $9,275.47
Disclosure

SEC source: 0001805479-23-000002 · wk-form4_1692894951.xml · nonDerivative · entry 1

Hauk Bruce A · CIK 0001805479 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,573

F1 · shares: Represents 139 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on August 22, 2023 pursuant to the terms of the August 22, 2022 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units ("RSUs") were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 336 shares of the issuer's common stock ("Common Stock"); (ii) 313 shares of Common Stock acquired on July 31, 2023 in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan; and (iii) 6,237 shares of Common Stock underlying RSUs that will vest and become issuable in accordance with their terms.

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June 01, 2023 Filed Jun 5, 2023 21:12 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000118 · wk-form4_1685999517.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,148

F1 · shares: Represents 84 shares subject to deferred stock units ("DSUs") granted to the Reporting Person pursuant to Dividend Equivalent Rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 2,821 shares of the issuer's common stock, (ii) 2,711 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,616 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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June 01, 2023 Filed Jun 5, 2023 21:00 UTC
Patla Craig JPresident of CTWS
GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000116 · wk-form4_1685998839.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,057

F1 · shares: Represents 19 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,704 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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May 31, 2023 Filed Jun 2, 2023 20:27 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
Tax withholdingCommon Stock 90 $76.53 $6,887.70
Disclosure

SEC source: 0000766829-23-000112 · wk-form4_1685737654.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,914

F1 · shares: Represents 90 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on May 31, 2023 pursuant to the terms of the May 31, 2021 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units (RSUs) were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 4,123 shares of the issuer's common stock and 2,791 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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May 03, 2023 Filed May 5, 2023 16:48 UTC SaleCommon Stock 777 $76.03 $59,075.31
Disclosure

SEC source: 0000766829-23-000110 · wf-form4_168330530934224.xml · nonDerivative · entry 1

Guardino Carl · CIK 0001812484 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,184

F1 · kind: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 1,952 shares of the issuer's common stock and 1,232 shares of the issuer's restricted stock units which will vest and become issuable in accordance with their terms.

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April 26, 2023 Filed Apr 28, 2023 20:29 UTC GrantCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000102 · wf-form4_168271375738453.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,585

F1 · shares: Represents 1,232 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2024 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 5,353 shares of the issuer's common stock 1,232 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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April 26, 2023 Filed Apr 28, 2023 20:23 UTC GrantCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000100 · wf-form4_168271337545638.xml · nonDerivative · entry 1

WALLACE CAROL P · CIK 0001218382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,283

F1 · shares: Represents 1,232 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2024 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 4,051 shares of the issuer's common stock and 1,232 shares of restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:19 UTC GrantCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000098 · wf-form4_168271313478424.xml · nonDerivative · entry 1

LANDIS GREGORY P · CIK 0001182432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,795

F1 · shares: Represents 1,232 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2024 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 7,563 shares of the issuer's common stock and 1,232 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:10 UTC GrantCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000096 · wf-form4_168271261939110.xml · nonDerivative · entry 1

KLEIN REBECCA A · CIK 0001488085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,253

F1 · shares: Represents 1,232 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2024 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,021 shares of the issuer's common stock and 1,232 restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:03 UTC
Heather HuntDirector
GrantCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000094 · wf-form4_168271218689392.xml · nonDerivative · entry 1

Heather Hunt · CIK 0001371472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,283

F1 · shares: Represents 1,232 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2024 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 4,051 shares of the issuer's common stock and 1,232 shares of restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 19:56 UTC GrantCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000092 · wf-form4_168271178669921.xml · nonDerivative · entry 1

HANLEY MARY ANN · CIK 0001218375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,628

F1 · shares: Represents 1,232 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2024 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 4,396 shares of the issuer's common stock held under an IRA and 1,232 shares of restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 19:53 UTC GrantCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000090 · wf-form4_168271160617967.xml · nonDerivative · entry 1

Guardino Carl · CIK 0001812484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961

F1 · shares: Represents 1,232 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2024 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,729 shares of the issuer's common stock and 1,232 shares of the issuer's restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 16:23 UTC
Patla Craig JPresident of CTWS
SaleCommon Stock 725 $76.09 $55,165.25
Disclosure

SEC source: 0000766829-23-000082 · wf-form4_168002057775459.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,038

F1 · balance_after: Represents (i) 1,137 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,685 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:34 UTC
Patla Craig JPresident of CTWS
GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000069 · wf-form4_167787564562183.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,763

F1 · shares: Represents 19 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 1,862 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,685 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:29 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000067 · wf-form4_167787533552862.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,063

F1 · shares: Represents 84 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 2,821 shares of the issuer's common stock, (ii) 2,711 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,531 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:15 UTC
Gere AndrewPresident of SJWC
Tax withholdingCommon Stock 473 $76.44 $36,156.12
Disclosure

SEC source: 0000766829-23-000065 · wf-form4_167779170925985.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President of SJWC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,410

F1 · shares: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 277 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.

F2 · balance_after: Represents 22,699 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:56 UTC
Walters Andrew FCFO & Treasurer
Tax withholdingCommon Stock 429 $76.44 $32,792.76
Disclosure

SEC source: 0000766829-23-000063 · wf-form4_167779055477156.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,825

F1 · shares: Represents (i) 178 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 251 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.

F2 · balance_after: Represents 12,487 shares of the issuer's common stock and 3,338 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:51 UTC
Patla Craig JPresident of CTWS
Tax withholdingCommon Stock 35 $76.44 $2,675.40
Disclosure

SEC source: 0000766829-23-000061 · wf-form4_167779025472259.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,744

F1 · shares: Represents (i) 11 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 24 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.

F2 · balance_after: Represents (i) 1,862 shares of the issuer's common stock, (ii) 2,216 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:46 UTC
Johnson A KristenChief Administrative Officer
Tax withholdingCommon Stock 429 $76.44 $32,792.76
Disclosure

SEC source: 0000766829-23-000059 · wf-form4_167779000091421.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,979

F1 · shares: Represents (i) 178 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 251 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.

F2 · balance_after: Represents (i) 2,821 shares of the issuer's common stock, (ii) 2,711 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,447 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:40 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
Tax withholdingCommon Stock 16 $76.44 $1,223.04
Disclosure

SEC source: 0000766829-23-000057 · wf-form4_167778962877465.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,004

F1 · shares: Represents (i) 5 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 11 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.

F2 · balance_after: Represents 3,950 shares of the issuer's common stock and 3,054 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:34 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 2,667 $76.44 $203,865.48
Disclosure

SEC source: 0000766829-23-000055 · wf-form4_167778926008454.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,776

F1 · shares: Represents (i) 925 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 1,742 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.

F2 · balance_after: Represents 35,462 shares of the issuer's common stock and 13,314 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:32 UTC
Gere AndrewPresident of SJWC
GrantCommon Stock 1,371 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000053 · wf-form4_167752632114629.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President of SJWC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,883

F3 · shares: Represents (i) 568 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 803 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022.

F4 · balance_after: Represents 21,801 shares of the issuer's common stock and 4,082 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:26 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 1,371 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000051 · wf-form4_167752594134644.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,408

F1 · shares: Represents (i) 568 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 803 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022.

F2 · balance_after: Represents (i) 1,879 shares of the issuer's common stock, (ii) 4,082 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,447 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:19 UTC
Thornburg Eric WDirector · President & CEO
GrantCommon Stock 7,716 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000049 · wf-form4_167752558217217.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,443

F3 · shares: Represents (i) 2,677 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 5,039 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022.

F4 · balance_after: Represents 30,413 shares of the issuer's common stock and 21,030 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:09 UTC
Patla Craig JPresident of CTWS
GrantCommon Stock 116 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000047 · wf-form4_167752497810240.xml · nonDerivative · entry 1

Patla Craig J · CIK 0001604317 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779

F1 · shares: Represents (i) 37 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 79 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022.

F2 · balance_after: Represents (i) 1,781 shares of the issuer's common stock, (ii) 2,332 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 3,666 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:02 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
GrantCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000045 · wf-form4_167752452239050.xml · nonDerivative · entry 2

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020

F3 · shares: Represents (i) 15 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 32 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022.

F4 · balance_after: Represents 3,919 shares of the issuer's common stock and 3,101 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 18:53 UTC
Walters Andrew FCFO & Treasurer
GrantCommon Stock 1,371 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000043 · wf-form4_167752399874067.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,254

F1 · shares: Represents (i) 568 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 803 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022.

F2 · balance_after: Represents 11,545 shares of the issuer's common stock and 4,709 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 18:31 UTC
Zerhouni Mohammed G.SVP of Fin., Prin. Acct. Ofcr.
GrantCommon Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000766829-23-000034 · wf-form4_167544905645725.xml · nonDerivative · entry 1

Zerhouni Mohammed G. · CIK 0001963887 · SVP of Fin., Prin. Acct. Ofcr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

F1 · shares: Represents 987 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for thethree-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 987 restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2023 Filed Feb 27, 2023 19:32 UTC
Gere AndrewPresident of SJWC
OtherCommon Stock 194 $65.80 $12,765.20
Disclosure

SEC source: 0000766829-23-000053 · wf-form4_167752632114629.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President of SJWC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,512

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 21,801 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2023 Filed Feb 27, 2023 19:19 UTC
Thornburg Eric WDirector · President & CEO
OtherCommon Stock 253 $65.80 $16,647.40
Disclosure

SEC source: 0000766829-23-000049 · wf-form4_167752558217217.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,727

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 30,413 shares of the issuer's common stock and 13,314 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2023 Filed Feb 27, 2023 19:02 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
OtherCommon Stock 295 $65.80 $19,411.00
Disclosure

SEC source: 0000766829-23-000045 · wf-form4_167752452239050.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,973

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,919 shares of the issuer's common stock and 3,054 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 16:56 UTC
Walters Andrew FCFO & Treasurer
Tax withholdingCommon Stock 29 $77.53 $2,248.37
Disclosure

SEC source: 0000766829-23-000030 · wf-form4_167509777862765.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,883

F1 · shares: Represents 29 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 26, 2023 pursuant to the terms of the January 26, 2022 Long-Term Incentive Plan between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 11,545 shares of the issuer's common stock and 3,338 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 20:03 UTC
Gere AndrewPresident of SJWC
Tax withholdingCommon Stock 205 $83.35 $17,086.75
Disclosure

SEC source: 0000766829-23-000028 · wf-form4_167303538354914.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President of SJWC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,318

F1 · shares: Represents 205 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 21,607 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 19:51 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 704 $83.35 $58,678.40
Disclosure

SEC source: 0000766829-23-000026 · wf-form4_167303465371818.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,474

F1 · shares: Represents 704 shares of the issuer's common stock withheld in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2023 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 30,160 shares of the issuer's common stock and 13,314 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.