HTO

SEC source: 0000766829-17-000116 · wf-form4_151008579979417.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,552

F1 · shares: Represents 14,552 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of service through each of December 31, 2018, December 31, 2019 and December 31, 2020, subject to accelerated vesting under certain prescribed circumstances.

SEC source: 0000766829-18-000052 · wf-form5_151846176222451.xml · nonDerivative · entry 1

MOSS GEORGE E · CIK 0001245328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Kimberly Moss Trust

Disclosed balance after: 0

F1 · kind: The reporting person resigned as the trustee of the John Kimberly Moss Trust (the "Trust") and no longer has any pecuniary interest in the shares held by the Trust.

F1 · shares: The reporting person resigned as the trustee of the John Kimberly Moss Trust (the "Trust") and no longer has any pecuniary interest in the shares held by the Trust.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 16

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,660

F16 · balance_after: Represents 6,757 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 15

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

F15 · balance_after: Represents 6,957 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 14

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,960

F14 · balance_after: Represents 7,057 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 13

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,260

F13 · balance_after: Represents 7,357 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 12

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,360

F12 · balance_after: Represents 7,457 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 11

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,460

F11 · balance_after: Represents 7,557 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 10

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,560

F10 · balance_after: Represents 7,657 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 9

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,662

F9 · balance_after: Represents 7,759 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 8

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,762

F8 · balance_after: Represents 7,859 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 7

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,862

F7 · balance_after: Represents 7,959 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 6

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

F6 · balance_after: Represents 8,059 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 5

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,362

F5 · balance_after: Represents 8,459 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 4

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,462

F4 · balance_after: Represents 8,559 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 3

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,560

F3 · balance_after: Represents 8,657 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 2

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,760

F2 · balance_after: Represents 8,857 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000101 · wf-form4_150273075144511.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460

F1 · balance_after: Represents 9,557 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000095 · wf-form4_150171401581282.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,226

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 6,323 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000093 · wf-form4_150171353285500.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,352 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000097 · wf-form4_150177503360981.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,568

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 10,863 shares of the issuer's common stock and 3,705 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000099 · wf-form4_150212608658268.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,803

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 1,903 shares of the issuer's common stock, 13,068 share of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,332 shares of the issuer's common stock underling restricted stock units.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 7

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

F11 · balance_after: Includes 811 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 6

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083

F10 · balance_after: Includes 272 shares of the Issuer's common stock issued on January 31, 2017 to the Reporting person pursuant to the ESPP and 811 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000085 · wf-form4_149375900694324.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,429

F1 · shares: Represents 62 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on May 1, 2017 pursuant to the terms of the April 29, 2015 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 10,724 shares of the issuer's common stock and 3,705 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000080 · wf-form4_149333685127863.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,281

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 2,126 shares common stock held by the Daniel B. More and Laura A. More JT TEN and 1,155 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000078 · wf-form4_149333668519892.xml · nonDerivative · entry 3

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005

Disclosed balance after: 8,293

F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-17-000078 · wf-form4_149333668519892.xml · nonDerivative · entry 2

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,283

F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned.

F4 · balance_after: Includes 1,155 shares of the issuer's common stock underlying restricted stock units, and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-17-000078 · wf-form4_149333668519892.xml · nonDerivative · entry 1

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,240

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 2,112 shares of the issuer's common stock underlying restricted stock units, and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-17-000076 · wf-form4_149333653279509.xml · nonDerivative · entry 1

MOSS GEORGE E · CIK 0001245328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,135

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,083,980 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and 1,155 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000074 · wf-form4_149333494322817.xml · nonDerivative · entry 3

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009

Disclosed balance after: 4,793

F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-17-000074 · wf-form4_149333494322817.xml · nonDerivative · entry 2

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,705

F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

F4 · balance_after: Includes 2,550 shares of the issuer's common stock, 1,155 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account.

SEC source: 0000766829-17-000074 · wf-form4_149333494322817.xml · nonDerivative · entry 1

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 2,550 shares of the issuer's common stock, 2,112 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account.

SEC source: 0000766829-17-000072 · wf-form4_149333411948498.xml · nonDerivative · entry 1

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,224

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 79,412 shares of the issuer's common stock, 1,155 shares of the issuer's common stock underlying restricted stock units, and 2,657 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-17-000070 · wf-form4_149333392671911.xml · nonDerivative · entry 3

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Bishop Family Trust

Disclosed balance after: 8,153

F3 · shares: Represents shares of the issuer's common stock issued in the name of The Bishop Family Trust upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-17-000070 · wf-form4_149333392671911.xml · nonDerivative · entry 2

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

F3 · shares: Represents shares of the issuer's common stock issued in the name of The Bishop Family Trust upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

F4 · balance_after: Represents 1,155 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000070 · wf-form4_149333392671911.xml · nonDerivative · entry 1

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,112 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000068 · wf-form4_149333354133539.xml · nonDerivative · entry 1

LANDIS GREGORY P · CIK 0001182432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

SEC source: 0000766829-17-000066 · wf-form4_149333256791608.xml · nonDerivative · entry 1

Man Debra · CIK 0001670877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 957 shares of the issuer's common stock and 1,155 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000063 · wf-form4_149333080770236.xml · nonDerivative · entry 2

Moskovitz Ronald Bruce · CIK 0001497011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Moskovitz Family Trust U/A DTD 6/12/2003

Disclosed balance after: 8,793

F1 · shares: Represents shares of the issuer's common stock issued in the name of the Moskovitz Family Trust U/A DTD 6/12/2003 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-17-000063 · wf-form4_149333080770236.xml · nonDerivative · entry 1

Moskovitz Ronald Bruce · CIK 0001497011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of the issuer's common stock issued in the name of the Moskovitz Family Trust U/A DTD 6/12/2003 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-17-000053 · wf-form4_148841175604097.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003

F3 · shares: Represents 670 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.

F4 · balance_after: Includes 6,100 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000053 · wf-form4_148841175604097.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,673

F1 · shares: Represents 1,785 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.

F2 · balance_after: Includes 4,985 shares of the issuer's common stock and 5,688 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000051 · wf-form4_148841055369433.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,565

F3 · shares: Represents 717 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.

F4 · balance_after: Includes 1,665 shares of common stock, 13,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of common stock held under a Roth IRA, and 4,332 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000051 · wf-form4_148841055369433.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,282

F1 · shares: Represents 1,908 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.

F2 · balance_after: Includes 1,665 shares of common stock, 11,877 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of common stock held under a Roth IRA, and 6,240 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000049 · wf-form4_148841024373990.xml · nonDerivative · entry 2

Jensen Palle · CIK 0001532599 · Sr. VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,660

F3 · shares: Represents 670 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.

F4 · balance_after: Represents 9,757 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000049 · wf-form4_148841024373990.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Sr. VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,330

F1 · shares: Represents 1,785 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.

F2 · balance_after: Represents 8,642 shares of the issuer's common stock and 5,688 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000047 · wf-form4_148840997621797.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,491

F3 · shares: Represents 660 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.

F4 · balance_after: Represents 10,619 shares of the issuer's common stock and 3,872 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000047 · wf-form4_148840997621797.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,151

F1 · shares: Represents 1,785 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.

F2 · balance_after: Represents 9,494 shares of the issuer's common stock and 5,657 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 4

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 3,985

F5 · shares: Represents an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above.

F7 · balance_after: Includes an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above.